0001584087-15-000002.txt : 20150513
0001584087-15-000002.hdr.sgml : 20150513
20150513143438
ACCESSION NUMBER: 0001584087-15-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150513
DATE AS OF CHANGE: 20150513
EFFECTIVENESS DATE: 20150513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: 1492 Capital Management LLC
CENTRAL INDEX KEY: 0001584087
IRS NUMBER: 263390509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15880
FILM NUMBER: 15857788
BUSINESS ADDRESS:
STREET 1: 309 N WATER ST
STREET 2: SUITE 505
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 4142761492
MAIL ADDRESS:
STREET 1: 309 N WATER ST
STREET 2: SUITE 505
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001584087
XXXXXXXX
03-31-2015
03-31-2015
1492 Capital Management LLC
309 N WATER ST
SUITE 505
MILWAUKEE
WI
53202
13F HOLDINGS REPORT
028-15880
N
Nancy E. Frohna
COO
414-224-9175
Nancy E. Frohna
Milwaukee
WI
05-13-2015
0
134
172379
false
INFORMATION TABLE
2
1492CM_13F_1Q2015.xml
1492CM 13F HOLDINGS 1Q2015
8X8 INC.
COM
282914100
975
116067
SH
SOLE
116067
0
0
ACORDA THERAPEUTICS INC
COM
00484M106
3381
101582
SH
SOLE
101582
0
0
ALLETE INC COM NEW
COM
018522300
276
5227
SH
SOLE
5227
0
0
ALLIANCE FIBER OPTIC PROD INC
COM
018680306
1142
65550
SH
SOLE
65550
0
0
AMERICAN EAGLE OUTFITTERS NEW
COM
02553E106
5587
327094
SH
SOLE
327094
0
0
AMERICAN SCIENCE AND ENGINEERI
COM
029429107
212
4339
SH
SOLE
4339
0
0
ANALOGIC CORP COM PAR $0.05
COM
032657207
333
3666
SH
SOLE
3666
0
0
ANNTAYLOR STORES CORP COM
COM
036115103
757
18447
SH
SOLE
18447
0
0
APOGEE ENTERPRISES INC COM
COM
037598109
1218
28202
SH
SOLE
28202
0
0
APPLIED OPTOELECTRONICS INC
COM
03823U102
699
50363
SH
SOLE
50363
0
0
APPLIED VISUAL SCIENCES INC CO
COM
038287108
1
30900
SH
SOLE
30900
0
0
ARC DOCUMENT SOLUTIONS INC
COM
00191G103
472
51140
SH
SOLE
51140
0
0
BARRETT BUSINESS SVCS INC COM
COM
068463108
295
6880
SH
SOLE
6880
0
0
BIODELIVERY SCIENCES INTL INC
COM
09060J106
729
69469
SH
SOLE
69469
0
0
BIOTELEMETRY INC
COM
090672106
1035
117001
SH
SOLE
117001
0
0
BLOOMIN BRANDS INC
COM
094235108
959
39436
SH
SOLE
39436
0
0
BOB EVANS FARMS INC
COM
096761101
2907
62851
SH
SOLE
62851
0
0
BOFI HOLDING INC.
COM
05566U108
6682
71821
SH
SOLE
71821
0
0
BONANZA CREEK ENERGY INC
COM
097793103
633
25661
SH
SOLE
25661
0
0
BRIGGS & STRATTON CORPORATION
COM
109043109
3937
191688
SH
SOLE
191688
0
0
C1 FINANCIAL INC
COM
12591N109
973
51918
SH
SOLE
51918
0
0
CALAMP CORP.
COM
128126109
4111
253913
SH
SOLE
253913
0
0
CALIX INC
COM
13100M509
487
58018
SH
SOLE
58018
0
0
CARDINAL FINANCIAL CORP
COM
14149F109
273
13668
SH
SOLE
13668
0
0
CARMIKE CINEMAS INC.
COM
143436400
986
29340
SH
SOLE
29340
0
0
CARMIKE CINEMAS INC
CALL
143436900
1173
34900
SH
Call
SOLE
34900
0
0
CAS MEDICAL SYSTEMS INC
COM
124769209
948
709769
SH
SOLE
709769
0
0
CATCHMARK TIMBER TRUST INC
COM
14912Y202
278
23743
SH
SOLE
23743
0
0
CATHAY GENERAL BANCORP
COM
149150104
295
10365
SH
SOLE
10365
0
0
CECO ENVIRONMENTAL CORP
COM
125141101
195
18373
SH
SOLE
18373
0
0
CELADON GROUP INC.
COM
150838100
1010
37115
SH
SOLE
37115
0
0
CENTERSTATE BANKS INC COM
COM
15201P109
2177
182748
SH
SOLE
182748
0
0
CHARLES RIV LABS INTL INC COM
COM
159864107
1080
13627
SH
SOLE
13627
0
0
CHESAPEAKE LODGING TRUST
COM
165240102
208
6158
SH
SOLE
6158
0
0
CHICOS FAS INC COM
COM
168615102
1235
69824
SH
SOLE
69824
0
0
CHUYS HLDGS INC COM
COM
171604101
350
15552
SH
SOLE
15552
0
0
COGENT COMMUNICATIONS GROUP IN
COM
19239V302
941
26644
SH
SOLE
26644
0
0
CON-WAY INC COM
COM
205944101
722
16350
SH
SOLE
16350
0
0
CVSL INC
COM
12665T206
762
325786
SH
SOLE
325786
0
0
DIAMONDBACK ENERGY INC.
COM
25278X109
338
4400
SH
SOLE
4400
0
0
DIREXION DAILY SMALL CAP BULL
COM
25459W847
229
2555
SH
SOLE
2555
0
0
DTS INC COM
COM
23335C101
632
18562
SH
SOLE
18562
0
0
EL PASO ELECTRIC CO.
COM
283677854
255
6598
SH
SOLE
6598
0
0
ENERGEN CORPORATION
COM
29265N108
252
3814
SH
SOLE
3814
0
0
FEDERATED NATIONAL HOLDING COM
COM
31422T101
7344
239987
SH
SOLE
239987
0
0
FINISH LINE INC CL A
COM
317923100
204
8325
SH
SOLE
8325
0
0
FIREEYE INC
COM
31816Q101
403
10270
SH
SOLE
10270
0
0
FLEETMATICS GROUP PLC
COM
G35569105
1477
32933
SH
SOLE
32933
0
0
FLY LEASING LIMITED
COM
34407D109
4518
310276
SH
SOLE
310276
0
0
GASLOG LTD
COM
G37585109
238
12273
SH
SOLE
12273
0
0
GENESCO INC COM
COM
371532102
603
8467
SH
SOLE
8467
0
0
GRAND CANYON EDUCATION INC
COM
38526M106
914
21119
SH
SOLE
21119
0
0
GREATBATCH INC
COM
39153L106
519
8973
SH
SOLE
8973
0
0
GRUBHUB INC
COM
400110102
1167
25715
SH
SOLE
25715
0
0
HEALTH DISCOVERY CORPORATION
COM
42218R100
38
2670927
SH
SOLE
2670927
0
0
HEIDRICK & STRUGGLES INTL COM
COM
422819102
295
11995
SH
SOLE
11995
0
0
HOME BANCSHARES INC COM
COM
436893200
588
17347
SH
SOLE
17347
0
0
HS3 TECHNOLOGIES INC.
COM
40430n204
0
59745
SH
SOLE
59745
0
0
INCONTACT INC COM
COM
45336E109
7754
711352
SH
SOLE
711352
0
0
INSPIREMD INC.
COM
45779A309
32
100000
SH
SOLE
100000
0
0
INTEGRATED DEVICE TECHNOLOGY I
COM
458118106
484
24151
SH
SOLE
24151
0
0
ISHARES US PREFERRED STOCK ETF
COM
464288687
227
5655
SH
SOLE
5655
0
0
JACK IN THE BOX INC COM
COM
466367109
872
9091
SH
SOLE
9091
0
0
JERNIGAN CAPITAL INC
COM
476405105
203
9765
SH
SOLE
9765
0
0
JOINT CORP
COM
47973J102
723
91850
SH
SOLE
91850
0
0
KERYX BIOPHARMACEUTICALS INC
COM
492515101
3550
278885
SH
SOLE
278885
0
0
KVH INDUSTRIES INC.
COM
482738101
634
41922
SH
SOLE
41922
0
0
LANDSTAR SYS INC COM
COM
515098101
508
7663
SH
SOLE
7663
0
0
Ligand Pharmaceuticals Inc.
COM
53220K504
4557
59101
SH
SOLE
59101
0
0
LIMONEIRA CO.
COM
532746104
233
10689
SH
SOLE
10689
0
0
LIVEPERSON INC COM
COM
538146101
767
74923
SH
SOLE
74923
0
0
MANNING & NAPIER INC.
COM
56382Q102
230
17641
SH
SOLE
17641
0
0
MENS WEARHOUSE INC COM
COM
587118100
4511
86420
SH
SOLE
86420
0
0
MICROSEMI CORP COM
COM
595137100
1682
47523
SH
SOLE
47523
0
0
MIX TELEMATICS LIMITED
COM
60688N102
505
72360
SH
SOLE
72360
0
0
MONOLITHIC POWER SYSTEMS INC
COM
609839105
449
8520
SH
SOLE
8520
0
0
NATURAL GROCERS BY VITAMIN COT
COM
63888U108
526
19045
SH
SOLE
19045
0
0
NBT BANCORP INC
COM
628778102
254
10138
SH
SOLE
10138
0
0
NEKTAR THERAPEUTICS
COM
640268108
472
42938
SH
SOLE
42938
0
0
NEOGENOMICS INC
COM
64049M209
4160
890792
SH
SOLE
890792
0
0
NORDIC AMERICAN TANKER SHIPPIN
COM
G65773106
2289
192189
SH
SOLE
192189
0
0
NORDIC AMERICAN TANKERS LIMI
CALL
G65773906
799
67100
SH
Call
SOLE
67100
0
0
NU SKIN ENTERPRISES INC
COM
67018T105
4141
68772
SH
SOLE
68772
0
0
Nutrisystem, Inc.
COM
67069D108
230
11519
SH
SOLE
11519
0
0
ONEBEACON INSURANCE GROUP LTD
COM
G67742109
254
16706
SH
SOLE
16706
0
0
ORBCOMM INC
COM
68555P100
1006
168588
SH
SOLE
168588
0
0
ORION MARINE GROUP INC COM
COM
68628V308
358
40449
SH
SOLE
40449
0
0
PDC ENERGY INC
COM
69327R101
350
6478
SH
SOLE
6478
0
0
PIZZA INN HOLDINGS INC
COM
754198109
693
49622
SH
SOLE
49622
0
0
POWER SOLUTIONS INTERNATIONAL
COM
73933G202
330
5127
SH
SOLE
5127
0
0
PTC THERAPEUTICS INC
COM
69366J200
801
13171
SH
SOLE
13171
0
0
QUALITY SYSTEMS INC
COM
747582104
3359
210212
SH
SOLE
210212
0
0
QUIDEL CORP
COM
74838J101
4599
170460
SH
SOLE
170460
0
0
RADWARE LTD
COM
M81873107
4998
239040
SH
SOLE
239040
0
0
RAYMOND JAMES FINL INC COM
COM
754730109
1239
21817
SH
SOLE
21817
0
0
RED ROBIN GOURMET BURGERS INC
COM
75689M101
486
5590
SH
SOLE
5590
0
0
REDPOINT BIO CORP.
COM
757736103
0
140934
SH
SOLE
140934
0
0
RENASANT CORPORATION
COM
75970E107
246
8186
SH
SOLE
8186
0
0
RENTRAK CORP COM
COM
760174102
3955
71176
SH
SOLE
71176
0
0
RINGCENTRAL INC
COM
76680R206
2304
150317
SH
SOLE
150317
0
0
ROADRUNNER TRANSPORTATION SYST
COM
76973Q105
837
33107
SH
SOLE
33107
0
0
RPC INC COM
COM
749660106
187
14568
SH
SOLE
14568
0
0
SANCHEZ ENERCY CORP.
COM
79970Y105
312
24000
SH
SOLE
24000
0
0
SHOE CARNIVAL INC
COM
824889109
349
11857
SH
SOLE
11857
0
0
SKECHERS U S A INC CL A
COM
830566105
1028
14295
SH
SOLE
14295
0
0
SKULLCANDY INC
COM
83083J104
5842
516971
SH
SOLE
516971
0
0
SM ENERGY CO COM
COM
78454L100
1985
38407
SH
SOLE
38407
0
0
SONIC CORP COM
COM
835451105
3202
100999
SH
SOLE
100999
0
0
SPIRIT AIRLINES INC
COM
848577102
996
12869
SH
SOLE
12869
0
0
STAAR SURGICAL INC.
COM
852312305
102
13737
SH
SOLE
13737
0
0
STEELCASE INC CL A
COM
858155203
303
15987
SH
SOLE
15987
0
0
STERLING BANCORP
COM
85917A100
266
19821
SH
SOLE
19821
0
0
STIFEL FINL CORP COM
COM
860630102
947
16993
SH
SOLE
16993
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
280
8420
SH
SOLE
8420
0
0
SUPERNUS PHARMACEUTICALS INC
COM
868459108
967
80022
SH
SOLE
80022
0
0
SWIFT TRANSPORTATION CO. INC.
COM
87074U101
909
34925
SH
SOLE
34925
0
0
SYMETRA FINANCIAL CORPORATION
COM
87151Q106
300
12805
SH
SOLE
12805
0
0
SYNCHRONOSS TECHNOLOCIES INC.
COM
87157B103
1148
24193
SH
SOLE
24193
0
0
TANGOE INC.
COM
87582Y108
1045
75703
SH
SOLE
75703
0
0
TASER INTERNATIONAL INC
COM
87651B104
3727
154575
SH
SOLE
154575
0
0
TASER INTL INC
CALL
87651B904
538
22300
SH
Call
SOLE
22300
0
0
TCF FINL CORP COM
COM
872275102
267
16985
SH
SOLE
16985
0
0
TILLYS INC
COM
886885102
363
23209
SH
SOLE
23209
0
0
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
493
2901
SH
SOLE
2901
0
0
UNITED RENTALS INC.
COM
911363109
3439
37729
SH
SOLE
37729
0
0
US CONCRETE INC
COM
90333L201
911
26884
SH
SOLE
26884
0
0
US ECOLOGY INC COM
COM
91732J102
335
6713
SH
SOLE
6713
0
0
USA TECHNOLOGIES INC COM NO PA
COM
90328S500
598
217443
SH
SOLE
217443
0
0
VASCO DATA SEC INTL INC COM
COM
92230Y104
3137
145620
SH
SOLE
145620
0
0
VINCE HOLDING CORP
COM
92719W108
363
19588
SH
SOLE
19588
0
0
VIRTUSA CORP COM
COM
92827P102
765
18492
SH
SOLE
18492
0
0
Z-TRIM HOLDINGS INC.
COM
988924205
53
169686
SH
SOLE
169686
0
0
CVSL INC. WARRANTS EXP 2/27/20
WT
9999991
167
333300
SH
SOLE
333300
0
0
NEOSTEM INC WTS EXP 11/19/2015
WT
640650123
0
15152
SH
SOLE
15152
0
0