0001584087-14-000004.txt : 20140513 0001584087-14-000004.hdr.sgml : 20140513 20140513150211 ACCESSION NUMBER: 0001584087-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140513 DATE AS OF CHANGE: 20140513 EFFECTIVENESS DATE: 20140513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 1492 Capital Management LLC CENTRAL INDEX KEY: 0001584087 IRS NUMBER: 263390509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15880 FILM NUMBER: 14836928 BUSINESS ADDRESS: STREET 1: 309 N WATER ST STREET 2: SUITE 505 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142761492 MAIL ADDRESS: STREET 1: 309 N WATER ST STREET 2: SUITE 505 CITY: MILWAUKEE STATE: WI ZIP: 53202 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001584087 XXXXXXXX 12-31-2013 12-31-2013 true 1 RESTATEMENT 1492 Capital Management LLC
309 N WATER ST SUITE 505 MILWAUKEE WI 53202
13F HOLDINGS REPORT 028-15880 N
Nancy E. Frohna COO 414-224-9175 Nancy E. Frohna Milwaukee WI 05-13-2014 0 130 201504 false
INFORMATION TABLE 2 13FFINAL2013_AMENDMENT1.xml 8X8 INC. COM 282914100 897 88389 SH SOLE 0 88389 0 0 AGCO CORP. COM 001084102 234 3955 SH SOLE 0 3955 0 0 AMBARELLA INC. COM G037AX101 1838 54229 SH SOLE 0 54229 0 0 AMERICAN EAGLE OUTFITTERS NEW COM 02553E106 249 17316 SH SOLE 0 17316 0 0 AMERISAFE INC COM 03071H100 331 7833 SH SOLE 0 7833 0 0 AMTRUST FINANCIAL SERVICES INC COM 032359309 2654 81181 SH SOLE 0 81181 0 0 ANALOGIC CORP COM PAR $0.05 COM 032657207 295 3328 SH SOLE 0 3328 0 0 APOLLO EDUCATION GROUP INC CLA COM 037604105 630 23043 SH SOLE 0 23043 0 0 APPLIED VISUAL SCIENCES INC CO COM 038287108 2 30900 SH SOLE 0 30900 0 0 BARRETT BUSINESS SVCS INC COM COM 068463108 511 5513 SH SOLE 0 5513 0 0 BEL FUSE INC COM 077347300 3591 168512 SH SOLE 0 168512 0 0 BILL BARRETT CORPORATION COM 06846N104 571 21334 SH SOLE 0 21334 0 0 BOFI HOLDING INC. COM 05566U108 2385 30410 SH SOLE 0 30410 0 0 BOTTOMLINE TECHNOLOGIES INC COM 101388106 1399 38697 SH SOLE 0 38697 0 0 BRIDGEPOINT EDUCATION INC COM 10807M105 742 41921 SH SOLE 0 41921 0 0 BRIGHTCOVE INC. COM 10921T101 532 37634 SH SOLE 0 37634 0 0 CALAMP CORP. COM 128126109 8796 314487 SH SOLE 0 314487 0 0 CAS MEDICAL SYSTEMS INC COM 124769209 929 546375 SH SOLE 0 546375 0 0 CATCHMARK TIMBER TRUST INC COM 14912Y202 255 18313 SH SOLE 0 18313 0 0 CEPHEID COM COM 15670R107 968 20744 SH SOLE 0 20744 0 0 CINCINNATI FINL CORP COM COM 172062101 303 5788 SH SOLE 0 5788 0 0 COMSTOCK RES INC COM NEW COM 205768203 268 14630 SH SOLE 0 14630 0 0 CONSOL ENERGY INC COM COM 20854P109 231 6079 SH SOLE 0 6079 0 0 COSTAR GROUP INC COM COM 22160N109 784 4245 SH SOLE 0 4245 0 0 COVISINT CORP COM 22357R103 125 10000 SH SOLE 0 10000 0 0 CREE INC CALL 225447901 2063 33000 SH Call SOLE 0 33000 0 0 DEVRY INC COM 251893103 582 16399 SH SOLE 0 16399 0 0 DIVERSIFIED RESTAURANT HOLDING COM 25532M105 578 121135 SH SOLE 0 121135 0 0 DYCOM INDUSTRIES INC. COM 267475101 831 29905 SH SOLE 0 29905 0 0 DYNAMIC MATERIALS CORP. COM 267888105 573 26373 SH SOLE 0 26373 0 0 EL PASO ELECTRIC CO. COM 283677854 214 6091 SH SOLE 0 6091 0 0 EMERALD OIL INC COM 29101U209 3681 480541 SH SOLE 0 480541 0 0 EMPLOYERS HOLDINGS INC. COM 292218104 335 10584 SH SOLE 0 10584 0 0 ENTEROMEDICS INC COM 29365M208 584 286089 SH SOLE 0 286089 0 0 ENVESTNET INC. COM 29404K106 978 24272 SH SOLE 0 24272 0 0 FEDERATED NATIONAL HOLDING COM COM 31422T101 1282 87368 SH SOLE 0 87368 0 0 FIRST TR EXCHANGE TRADED FD CALL 33733E609 814 59300 SH Call SOLE 0 59300 0 0 FLEETMATICS GROUP PLC COM G35569105 1625 37562 SH SOLE 0 37562 0 0 FLY LEASING LIMITED COM 34407D109 2823 175692 SH SOLE 0 175692 0 0 FOSTER WHEELER AG COM H27178104 6102 184915 SH SOLE 0 184915 0 0 GLADSTONE LAND COM 376549101 286 17628 SH SOLE 0 17628 0 0 GOODRICH PETE CORP COM NEW COM 382410405 866 50871 SH SOLE 0 50871 0 0 GREAT LAKES DREDGE & DOCK CORP COM 390607109 4658 506299 SH SOLE 0 506299 0 0 GULFMARK OFFSHORE INC. COM 402629208 520 11027 SH SOLE 0 11027 0 0 GULFPORT ENERGY CORP. COM 402635304 1226 19419 SH SOLE 0 19419 0 0 HCC INS HLDGS INC COM COM 404132102 205 4433 SH SOLE 0 4433 0 0 HEALTH INSURANCE INNOVATIONS I COM 42225K106 1687 166860 SH SOLE 0 166860 0 0 HEARTLAND PAYMENT SYSTEMS INC. COM 42235N108 4363 87548 SH SOLE 0 87548 0 0 HECLA MINING COMPANY COM 422704106 179 58128 SH SOLE 0 58128 0 0 HERCULES OFFSHORE INC COM COM 427093109 199 30451 SH SOLE 0 30451 0 0 HF INC. CL A COM 40418F108 6346 236340 SH SOLE 0 236340 0 0 HORNBECK OFFSHORE SVCS INC NEW COM 440543106 729 14807 SH SOLE 0 14807 0 0 HORSEHEAD HLDG CORP COM COM 440694305 701 43265 SH SOLE 0 43265 0 0 HS3 TECHNOLOGIES INC. COM 40430n204 1 59745 SH SOLE 0 59745 0 0 ICU MEDICAL INC COM COM 44930G107 594 9325 SH SOLE 0 9325 0 0 INCONTACT INC COM COM 45336E109 5242 671154 SH SOLE 0 671154 0 0 INSPERITY INC. COM 45778Q107 1951 54012 SH SOLE 0 54012 0 0 ISHARES PUT 464287955 3991 34600 SH Put SOLE 0 34600 0 0 ITT EDUCATIONAL SERVICES INC COM 45068B109 516 15361 SH SOLE 0 15361 0 0 KAISER ALUM CORP COM PAR $0.01 COM 483007704 250 3563 SH SOLE 0 3563 0 0 KB HOME COM 48666K109 408 22325 SH SOLE 0 22325 0 0 KEY ENERGY SERVICES INC COM 492914106 610 77187 SH SOLE 0 77187 0 0 KEY ENERGY SERVICES INC CALL 492914906 455 57600 SH Call SOLE 0 57600 0 0 KODIAK OIL & GAS CORP COM COM 50015Q100 821 73208 SH SOLE 0 73208 0 0 KVH INDUSTRIES INC. COM 482738101 623 47791 SH SOLE 0 47791 0 0 LA-Z-BOY INC. COM 505336107 563 18168 SH SOLE 0 18168 0 0 LIFE TIME FITNESS INC COM COM 53217R207 511 10869 SH SOLE 0 10869 0 0 Ligand Pharmaceuticals Inc. COM 53220K504 1221 23222 SH SOLE 0 23222 0 0 LIMONEIRA CO. COM 532746104 289 10851 SH SOLE 0 10851 0 0 LIVEPERSON INC COM COM 538146101 1004 67724 SH SOLE 0 67724 0 0 MAGIC SOFTWARE ENTERPRISES LTD COM 559166103 732 102056 SH SOLE 0 102056 0 0 MANNING & NAPIER INC. COM 56382Q102 261 14788 SH SOLE 0 14788 0 0 MATRIX SVC CO COM COM 576853105 792 32400 SH SOLE 0 32400 0 0 MDC HOLDINGS INC. COM 552676108 611 18938 SH SOLE 0 18938 0 0 MDC PARTNERS INC CL A SUB VTG COM 552697104 497 19465 SH SOLE 0 19465 0 0 MENS WEARHOUSE INC COM COM 587118100 4260 83404 SH SOLE 0 83404 0 0 MEREDITH CORP COM COM 589433101 4151 80138 SH SOLE 0 80138 0 0 MERIDIAN BIOSCIENCE INC. COM 589584101 301 11338 SH SOLE 0 11338 0 0 MERITAGE HOMES CORP COM 59001A102 427 8895 SH SOLE 0 8895 0 0 METHODE ELECTRS INC CL A COM 591520200 4660 136298 SH SOLE 0 136298 0 0 MIX TELEMATICS LIMITED COM 60688N102 4281 344930 SH SOLE 0 344930 0 0 MOVE INC. COM 62458M207 3822 239001 SH SOLE 0 239001 0 0 MYRIAD GENETICS INC COM 62855J104 222 10596 SH SOLE 0 10596 0 0 NIC INC COM 62914B100 828 33298 SH SOLE 0 33298 0 0 NORTHERN OIL & GAS INC NEV CALL 665531909 1139 75600 SH Call SOLE 0 75600 0 0 NUMEREX CORP. COM 67053A102 832 64265 SH SOLE 0 64265 0 0 ONEBEACON INSURANCE GROUP LTD COM G67742109 266 16835 SH SOLE 0 16835 0 0 ORION MARINE GROUP INC COM COM 68628V308 725 60294 SH SOLE 0 60294 0 0 PAN AMERICAN SILVER CORP. COM 697900108 196 16755 SH SOLE 0 16755 0 0 PANDORA MEDIA INC COM 698354107 676 25421 SH SOLE 0 25421 0 0 PATTERSON-UTI ENERGY INC. COM 703481101 830 32790 SH SOLE 0 32790 0 0 PBF ENERGY INC COM 69318G106 323 10257 SH SOLE 0 10257 0 0 PHYSICIANS REALTY TRUST COM 71943U104 3499 274677 SH SOLE 0 274677 0 0 POWELL INDUSTRIES INC. COM 739128106 919 13722 SH SOLE 0 13722 0 0 POWER SOLUTIONS INTERNATIONAL COM 73933G202 1030 13712 SH SOLE 0 13712 0 0 POWERSECURE INTERNATIONAL INC. COM 73936N105 714 41578 SH SOLE 0 41578 0 0 PRIMORIS SERVICES CORP. COM 74164F103 918 29494 SH SOLE 0 29494 0 0 PROOFPOINT INC. COM 743424103 844 25444 SH SOLE 0 25444 0 0 QUALITY SYSTEMS INC COM 747582104 234 11099 SH SOLE 0 11099 0 0 QUIDEL CORP COM 74838J101 3326 107678 SH SOLE 0 107678 0 0 RAYMOND JAMES FINL INC COM COM 754730109 1297 24853 SH SOLE 0 24853 0 0 REALPAGE INC. COM 75606N109 734 31387 SH SOLE 0 31387 0 0 REDPOINT BIO CORP. COM 757736103 0 140934 SH SOLE 0 140934 0 0 RENTRAK CORP COM COM 760174102 1428 37682 SH SOLE 0 37682 0 0 RIGNET INC. COM 766582100 1009 21060 SH SOLE 0 21060 0 0 RYLAND GROUP INC. COM 783764103 661 15229 SH SOLE 0 15229 0 0 SABA SOFTWARE INC. COM 784932600 5906 482114 SH SOLE 0 482114 0 0 SALIX PHARMACEUTICALS LTD COM COM 795435106 6448 71696 SH SOLE 0 71696 0 0 SANCHEZ ENERCY CORP. COM 79970Y105 3030 123618 SH SOLE 0 123618 0 0 SHUTTERFLY INC COM COM 82568P304 608 11944 SH SOLE 0 11944 0 0 SILICON IMAGE INC COM COM 82705T102 1063 172864 SH SOLE 0 172864 0 0 SM ENERGY CO COM COM 78454L100 328 3946 SH SOLE 0 3946 0 0 SPECTRUM PHARMACEUTICALS INC. COM 84763a108 180 20395 SH SOLE 0 20395 0 0 SPREADTRUM COMMUNICATIONS IN PUT 849415953 1290 41700 SH Put SOLE 0 41700 0 0 STAAR SURGICAL INC. COM 852312305 5048 311820 SH SOLE 0 311820 0 0 STEALTHGAS INC. COM Y81669106 3551 348507 SH SOLE 0 348507 0 0 STEELCASE INC CL A COM 858155203 257 16203 SH SOLE 0 16203 0 0 STERIS CORP COM COM 859152100 231 4808 SH SOLE 0 4808 0 0 STERLING BANCORP COM 85917A100 203 15163 SH SOLE 0 15163 0 0 STIFEL FINL CORP COM COM 860630102 927 19354 SH SOLE 0 19354 0 0 SYNERGY RESOURCES CORP. COM 87164P103 509 54937 SH SOLE 0 54937 0 0 TAKE-TWO INTERACTIVE SOFTWARE COM 874054109 1191 68559 SH SOLE 0 68559 0 0 TANGOE INC. COM 87582Y108 1554 86277 SH SOLE 0 86277 0 0 TEXTURA CORPORATION COM 883211104 690 23056 SH SOLE 0 23056 0 0 TIBCO SOFTWARE INC COM COM 88632Q103 656 29173 SH SOLE 0 29173 0 0 TIBCO SOFTWARE INC COM CALL 88632Q903 955 42500 SH Call SOLE 0 42500 0 0 TIBCO SOFTWARE INC COM PUT 88632Q953 955 42500 SH Put SOLE 0 42500 0 0 TIDEWATER INC COM COM 886423102 227 3822 SH SOLE 0 3822 0 0 TOWERSTREAM CORP COM 892000100 342 115512 SH SOLE 0 115512 0 0 UNITED RENTALS INC. COM 911363109 6275 80496 SH SOLE 0 80496 0 0 US ECOLOGY INC COM COM 91732J102 338 9099 SH SOLE 0 9099 0 0 VIRTUSA CORP COM COM 92827P102 1816 47682 SH SOLE 0 47682 0 0 Z-TRIM HOLDINGS INC. COM 988924205 95 169686 SH SOLE 0 169686 0 0 NEOSTEM INC WTS EXP 11/19/2015 WT 640650123 1 17097 SH SOLE 0 17097 0 0