0001209191-22-001178.txt : 20220104
0001209191-22-001178.hdr.sgml : 20220104
20220104184653
ACCESSION NUMBER: 0001209191-22-001178
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220103
FILED AS OF DATE: 20220104
DATE AS OF CHANGE: 20220104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Weingarten Tomer
CENTRAL INDEX KEY: 0001866222
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40531
FILM NUMBER: 22508462
MAIL ADDRESS:
STREET 1: C/O SENTINELONE, INC.
STREET 2: 444 CASTRO SREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SentinelOne, Inc.
CENTRAL INDEX KEY: 0001583708
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 990385461
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 444 CASTRO STREET
STREET 2: SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 855-868-3733
MAIL ADDRESS:
STREET 1: 444 CASTRO STREET
STREET 2: SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
FORMER COMPANY:
FORMER CONFORMED NAME: Sentinel Labs, Inc.
DATE OF NAME CHANGE: 20210405
FORMER COMPANY:
FORMER CONFORMED NAME: SentinelOne, Inc.
DATE OF NAME CHANGE: 20210402
FORMER COMPANY:
FORMER CONFORMED NAME: Sentinel Labs, Inc.
DATE OF NAME CHANGE: 20130805
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-01-03
0
0001583708
SentinelOne, Inc.
S
0001866222
Weingarten Tomer
C/O SENTINELONE, INC.
444 CASTRO STREET, SUITE 400
MOUNTAIN VIEW
CA
94041
1
1
0
0
President, CEO
Class A Common Stock
2022-01-03
4
C
0
69100
1.1967
A
69100
D
Class A Common Stock
2022-01-03
4
S
0
36580
47.1909
D
32520
D
Class A Common Stock
2022-01-03
4
S
0
16456
48.0207
D
16064
D
Class A Common Stock
2022-01-03
4
S
0
2790
49.0841
D
13274
D
Class A Common Stock
2022-01-03
4
S
0
10
49.73
D
13264
D
Class A Common Stock
2022-01-03
4
S
0
13264
51.639
D
0
D
Stock Option (Right to Buy)
1.1967
2022-01-03
4
M
0
69100
0.00
D
2029-03-07
Class B Common Stock
69100
525115
D
Class B Common Stock
2022-01-03
4
M
0
69100
0.00
A
Class A Common Stock
69100
69100
D
Class B Common Stock
2022-01-03
4
C
0
69100
0.00
D
Class A Common Stock
69100
0
D
Class B Common Stock
Class A Common Stock
4233653
4233653
D
Class B Common Stock
Class A Common Stock
200000
200000
I
By Trust
Class B Common Stock
Class A Common Stock
400000
400000
I
By Trust
Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock.
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.67 to $47.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.67 to $48.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.72 to $49.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.31 to $52.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The stock option vests and becomes exercisable in 48 equal monthly installments beginning on March 1, 2019, subject to the reporting person's continued service to the Issuer on each vesting date.
Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO,
(continued from footnote 8) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the first date following the completion of this offering when the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the death or disability, as defined in the Issuer's restated certificate of incorporation, of the reporting person.
These securities are held by the Tomer Weingarten 2021 Grantor Retained Annuity Trust dated April 29, 2021, of which the Reporting Person is trustee.
These securities are held by a trust over whose trustee the Reporting Person can exercise remove and replace powers. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.
/s/ David Bernhardt, Attorney-in-Fact
2022-01-04