0001209191-14-021930.txt : 20140319
0001209191-14-021930.hdr.sgml : 20140319
20140319180641
ACCESSION NUMBER: 0001209191-14-021930
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140317
FILED AS OF DATE: 20140319
DATE AS OF CHANGE: 20140319
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPRINT Corp
CENTRAL INDEX KEY: 0000101830
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 461170005
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 6200 SPRINT PARKWAY
CITY: OVERLAND PARK
STATE: KS
ZIP: 66251
BUSINESS PHONE: 855-848-3280
MAIL ADDRESS:
STREET 1: 6200 SPRINT PARKWAY
CITY: OVERLAND PARK
STATE: KS
ZIP: 66251
FORMER COMPANY:
FORMER CONFORMED NAME: SPRINT NEXTEL CORP
DATE OF NAME CHANGE: 20050816
FORMER COMPANY:
FORMER CONFORMED NAME: SPRINT CORP
DATE OF NAME CHANGE: 19921222
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TELECOMMUNICATIONS INC
DATE OF NAME CHANGE: 19920316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Galaxy Investment Holdings, Inc.
CENTRAL INDEX KEY: 0001583143
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04721
FILM NUMBER: 14704951
BUSINESS ADDRESS:
STREET 1: ONE CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: 617-928-9300
MAIL ADDRESS:
STREET 1: 38 GLEN AVENUE
CITY: NEWTON
STATE: MA
ZIP: 02459
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Starburst I, Inc.
CENTRAL INDEX KEY: 0001560156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04721
FILM NUMBER: 14704952
BUSINESS ADDRESS:
STREET 1: 1 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: 6179289300
MAIL ADDRESS:
STREET 1: 1 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SOFTBANK CORP
CENTRAL INDEX KEY: 0001065521
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04721
FILM NUMBER: 14704953
BUSINESS ADDRESS:
STREET 1: 1-9-1 HIGASHI-SHIMBASHI
STREET 2: MINATO-KU
CITY: TOKYO
STATE: M0
ZIP: 105-7303
BUSINESS PHONE: 01181368892260
MAIL ADDRESS:
STREET 1: 1-9-1 HIGASHI-SHIMBASHI
STREET 2: MINATO-KU
CITY: TOKYO
STATE: M0
ZIP: 105-7303
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-03-17
0
0000101830
SPRINT Corp
S
0001065521
SOFTBANK CORP
1-9-1, HIGASHI-SHIMBASHI
MINATO-KU TOKYO
M0
105-7303
JAPAN
0
0
1
0
0001560156
Starburst I, Inc.
ONE CIRCLE STAR WAY
SAN CARLOS
CA
94070
0
0
1
0
0001583143
Galaxy Investment Holdings, Inc.
ONE CIRCLE STAR WAY
SAN CARLOS
CA
94070
0
0
1
0
Common Stock
2014-03-17
4
S
0
2846508
0.00
D
3148238656
I
See Footnotes
On March 17, 2014, Galaxy Investment Holdings, Inc. ("Galaxy"), a U.S. wholly owned subsidiary of SoftBank Corp. ("Parent"), granted to Ronald D. Fisher an award of restricted stock units (the "RSU Award") for 2,846,508 shares (the "Shares") of Sprint Corporation ("Sprint") Common Stock, $0.01 par value per share (the "Sprint Common Stock") owned by Galaxy. Galaxy granted the RSU Award to Mr. Fisher in connection with Mr. Fisher's positions with Galaxy and SoftBank Holdings Inc. ("Holdings") and in consideration of the services that Mr. Fisher provides to the U.S. wholly owned subsidiaries of Parent, including but not limited to Galaxy, Holdings, and SoftBank Inc., and as an incentive to continue such services. Each restricted stock unit represents a contingent right for Mr. Fisher to receive one Share, or, in the sole discretion of Galaxy, a cash payment in lieu of all or a portion thereof. (Continued in Footnote 2)
Subject to the provisions of the agreement for the RSU Award, the restricted stock units will vest in four equal installments on each November 15 of 2015, 2016, 2017 and 2018. Mr. Fisher is not required to pay consideration to obtain the Shares (or cash, as applicable) upon vesting.
Such figure reflects 71,713,133 shares of Sprint Common Stock (the "Galaxy Shares") that are owned indirectly by Parent through Galaxy and 3,076,525,523 shares of Sprint Common Stock (the "Starburst I Shares") that are owned indirectly by Parent through Starburst I, Inc. ("Starburst I"), which is a U.S. wholly owned subsidiary of Parent. As a result of such ownership, Parent may be deemed to beneficially own the Galaxy Shares and the Starburst I Shares. Starburst I expressly disclaims beneficial ownership with respect to the Galaxy Shares and Galaxy expressly disclaims beneficial ownership with respect to the Starburst I Shares.
/s/ Joshua O. Lubov, Attorney-in-Fact
2014-03-19