0001582732-15-000007.txt : 20151028 0001582732-15-000007.hdr.sgml : 20151028 20151028140917 ACCESSION NUMBER: 0001582732-15-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151028 DATE AS OF CHANGE: 20151028 EFFECTIVENESS DATE: 20151028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Investment Advisors, LLC CENTRAL INDEX KEY: 0001582732 IRS NUMBER: 273464003 STATE OF INCORPORATION: WY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15763 FILM NUMBER: 151179862 BUSINESS ADDRESS: STREET 1: 200 SANDY SPRINGS PLACE STREET 2: SUITE 300 CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 404-531-0018 MAIL ADDRESS: STREET 1: 200 SANDY SPRINGS PLACE STREET 2: SUITE 300 CITY: ATLANTA STATE: GA ZIP: 30328 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001582732 XXXXXXXX 09-30-2015 09-30-2015 Capital Investment Advisors, LLC

200 SANDY SPRINGS PLACE SUITE 300 ATLANTA GA 30328

13F HOLDINGS REPORT 028-15763 N Holly Mallory 404-531-0018 Holly Mallory Atlanta GA 10-28-2015 0 387 891794 false INFORMATION TABLE 2 aci_13f.xml 09/30/2015 3M Company COM 88579Y101 1242 8762 SH SOLE 8762 0 0 A F L A C Inc COM 1055102 817 14049 SH SOLE 14049 0 0 A T & T Corp COM 00206R102 8126 249405 SH SOLE 249405 0 0 Abbott Labs COM 2824100 319 7938 SH SOLE 7938 0 0 AbbVie COM 0287Y109 484 8902 SH SOLE 8902 0 0 ADP COM 53015103 341 4247 SH SOLE 4247 0 0 Advent Claymore Conv Fd COM 00764C109 857 65056 SH SOLE 65056 0 0 AGL Resources Inc COM 1204106 762 12485 SH SOLE 12485 0 0 Alliance Natl Muni Inc COM 01864U106 1329 100013 SH SOLE 100013 0 0 Alliance Wld Dlr Govt II COM 01879R106 3694 333737 SH SOLE 333737 0 0 AllianceBernstein Income Fund COM 01881E101 3679 468088 SH SOLE 468088 0 0 Allianzgi Conv & Income Fund COM 18828103 985 168958 SH SOLE 168958 0 0 Allianzgi Conv & Income Fund II COM 18825109 465 87998 SH SOLE 87998 0 0 Allianzgi Nfj Div Int Fd COM 01883A107 712 55711 SH SOLE 55711 0 0 Allstate Corporation COM 20002101 380 6530 SH SOLE 6530 0 0 Alphabet Inc Cl A CL A 38259P508 1985 3110 SH SOLE 3110 0 0 Alphabet Inc Class C CL C 38259P706 835 1372 SH SOLE 1372 0 0 Altria Group COM 02209S103 5954 109451 SH SOLE 109451 0 0 Amazon Com Inc COM 23135106 1793 3503 SH SOLE 3503 0 0 Amer Electric Pwr Co Inc COM 25537101 858 15091 SH SOLE 15091 0 0 American Express Company COM 25816109 491 6630 SH SOLE 6630 0 0 Amerisourcebergen Corp COM 03073E105 301 3166 SH SOLE 3166 0 0 Amern Cap Ltd COM 02503Y103 279 22932 SH SOLE 22932 0 0 Amgen COM 31162100 603 4359 SH SOLE 4359 0 0 Annaly Capital Mgt. COM 35710409 1712 173430 SH SOLE 173430 0 0 Anworth Mtg Asset Corp COM 37347101 182 36890 SH SOLE 36890 0 0 Apollo Sr Floating Rate COM 37636107 233 14870 SH SOLE 14870 0 0 Apple Computer Inc COM 37833100 5350 48505 SH SOLE 48505 0 0 Avenue Income Credit Strategies Fd Com U COM 05358E106 2135 166165 SH SOLE 166165 0 0 B P Prudhoe Bay Rlty Tr UNIT BEN INT 55630107 4579 111449 SH SOLE 111449 0 0 Babson Global Short Duration COM 05617T100 198 11410 SH SOLE 11410 0 0 Bankamerica Corp New COM 60505104 5196 333473 SH SOLE 333473 0 0 BBT COM 54937107 888 24935 SH SOLE 24935 0 0 Becton Dickinson & Co COM 75887109 345 2601 SH SOLE 2601 0 0 Berkshire Hathaway Cl B CL B NEW 84670702 1899 14563 SH SOLE 14563 0 0 Blackrock Core Bd TRUST SHS BEN INT 09249E101 347 26841 SH SOLE 26841 0 0 Blackrock Corp High Yield Fund COM 09255P107 10902 1104553 SH SOLE 1104553 0 0 Blackrock Debt Strategies COM 09255R103 1794 537194 SH SOLE 537194 0 0 Blackrock Ehncd Div Incm COM 09251A104 192 26660 SH SOLE 26660 0 0 Blackrock Floating Rate Income COM 09255X100 1445 111681 SH SOLE 111681 0 0 Blackrock Global Fltg Rt COM 91941104 526 42258 SH SOLE 42258 0 0 Blackrock Income Tr Inc COM 09247F100 342 54158 SH SOLE 54158 0 0 Blackrock Ltd Duration COM SHS 09249W101 3437 238027 SH SOLE 238027 0 0 Blackrock Multi-Sec Inc COM 09258A107 753 47908 SH SOLE 47908 0 0 Blackrock Mun Incm Tr II COM 09249N101 190 13069 SH SOLE 13069 0 0 Blackrock Mun Income Tr SH BEN INT 09248F109 1462 104397 SH SOLE 104397 0 0 Blackrock Muni Bond Tr COM 09249H104 210 13490 SH SOLE 13490 0 0 Blackrock Muni Incm Tr COM 92479104 329 23872 SH SOLE 23872 0 0 Blackrock Muni Inter Duration Fund COM 09253X102 654 46980 SH SOLE 46980 0 0 Blackrock Muniassets Fund COM 09254J102 1156 85539 SH SOLE 85539 0 0 Blackrock Munienhanced Fund Inc COM 09253Y100 1275 112654 SH SOLE 112654 0 0 Blackrock Muniholdings Fl Insd Fd COM 09254P108 1464 103644 SH SOLE 103644 0 0 Blackrock Muniholdings Fund COM 09253N104 451 26975 SH SOLE 26975 0 0 Blackrock Muniholdings Insd Fd II COM 09254C107 393 29695 SH SOLE 29695 0 0 Blackrock Munivest Fund Inc COM 09253R105 146 15175 SH SOLE 15175 0 0 Blackrock Muniyield Insured Fund COM 09254E103 515 36873 SH SOLE 36873 0 0 Blackrock Muniyield Qlty II COM 09254G108 397 31138 SH SOLE 31138 0 0 Blkrck Munihldgs Ca Insd COM 09254L107 204 14200 SH SOLE 14200 0 0 Blkrck Muniyield Qlty Fd COM 09254F100 236 15405 SH SOLE 15405 0 0 Blkrock Cr Allo Income COM 92508100 3893 319857 SH SOLE 319857 0 0 Boeing Co COM 97023105 1249 9541 SH SOLE 9541 0 0 Bristol-Myers Squibb Co COM 110122108 2314 39092 SH SOLE 39092 0 0 Brookfield Total Return COM 11283U108 604 28326 SH SOLE 28326 0 0 Buckeye Pipeline Ptrs. UNIT LTD PARTN 118230101 226 3815 SH SOLE 3815 0 0 C V S Corp Del COM 126650100 815 8444 SH SOLE 8444 0 0 Cabot Oil & Gas COM 127097103 746 34127 SH SOLE 34127 0 0 Calamos Cnv High Incm Fd COM SHS 12811P108 246 22620 SH SOLE 22620 0 0 Calamos Conv Opprtnty Fd SH BEN INT 128117108 116 11693 SH SOLE 11693 0 0 Calamos Strgc Tot Ret Fd COM SH BEN INT 128125101 97 10466 SH SOLE 10466 0 0 Capital One Financial Cp COM 14040H105 204 2811 SH SOLE 2811 0 0 Cardinal Health Inc COM 14149Y108 470 6118 SH SOLE 6118 0 0 Caterpillar Inc COM 149123101 1318 20171 SH SOLE 20171 0 0 CBRE Clarion Global Real Estate Income COM 12504G100 147 19929 SH SOLE 19929 0 0 Chesapeake Energy Pfd PFD CONV 165167842 2106 35998 SH SOLE 35998 0 0 ChevronTexaco COM 166764100 3319 42081 SH SOLE 42081 0 0 Chimera Investment Corp REIT COM 16934Q109 929 69513 SH SOLE 69513 0 0 China Petroleum & Chem SPON ADR H SHS 16941R108 226 3672 SH SOLE 3672 0 0 Cisco Systems Inc COM 17275R102 4278 162960 SH SOLE 162960 0 0 Citigroup Inc COM NEW 172967424 877 17669 SH SOLE 17669 0 0 Coca Cola Company COM 191216100 8395 209239 SH SOLE 209239 0 0 Cohen & Steers Preferred CEF COM 19248Y107 223 9589 SH SOLE 9589 0 0 Cohen & Steers Quality COM 19247L106 208 18436 SH SOLE 18436 0 0 Cohen & Steers Reit COM 19247X100 2029 117062 SH SOLE 117062 0 0 Colgate Palmolive COM 194162103 483 7614 SH SOLE 7614 0 0 Comcast Corp New Cl A CLA 20030N101 441 7748 SH SOLE 7748 0 0 Conagra Foods Inc COM 205887102 1733 42768 SH SOLE 42768 0 0 ConEd COM 209115104 1481 22158 SH SOLE 22158 0 0 Connectone Bancorp New COM 20786W107 442 22895 SH SOLE 22895 0 0 ConocoPhillips COM 20825C104 1451 30249 SH SOLE 30249 0 0 Costco Whsl Corp New COM 22160K105 233 1613 SH SOLE 1613 0 0 Cr Suisse Asset Mgmt Fd COM 224916106 236 83412 SH SOLE 83412 0 0 D T E Energy Company COM 233331107 511 6359 SH SOLE 6359 0 0 Darden Restaurants Inc COM 237194105 200 2915 SH SOLE 2915 0 0 Deere & Co COM 244199105 230 3112 SH SOLE 3112 0 0 Delaware Invts Div &Incm COM 245915103 99 11835 SH SOLE 11835 0 0 Deutsche High Income Oppty Fund COM 25158Y102 550 41791 SH SOLE 41791 0 0 Deutsche Multi Market Income SHS 25160E102 293 39592 SH SOLE 39592 0 0 Deutsche Muni Income Trust COM 25160C106 1938 148179 SH SOLE 148179 0 0 Deutsche Strategic Income Trust SHS 25160F109 463 45052 SH SOLE 45052 0 0 Diamonds TRUST Series I UT SER 1 78467X109 292 1798 SH SOLE 1798 0 0 Disney Walt Hldg Co COM DISNEY 254687106 1799 17601 SH SOLE 17601 0 0 Diversified Real Asset Income Fd Com Shs COM SHS 25533B108 282 17552 SH SOLE 17552 0 0 Dividend & Income Fdinc Com COM NEW 25538A204 123 11348 SH SOLE 11348 0 0 Dominion Resources Va COM 25746U109 2037 28941 SH SOLE 28941 0 0 Dreyfus Hi Yeild SH BEN INT 26200S101 43 14176 SH SOLE 14176 0 0 Dreyfus Strat Muni Inc COM 261932107 1824 223021 SH SOLE 223021 0 0 Dreyfus Strategic Mun Bd COM 26202F107 373 47715 SH SOLE 47715 0 0 Du Pont E I De Nemour&Co COM 263534109 2315 48036 SH SOLE 48036 0 0 Duke Energy COM NEW 26441C204 3195 44412 SH SOLE 44412 0 0 Eaton Vance Enhanced Eqt COM 278274105 300 25266 SH SOLE 25266 0 0 Eaton Vance Fl Rt In Tr COM 278279104 827 62500 SH SOLE 62500 0 0 Eaton Vance Insured COM 27828H105 188 15065 SH SOLE 15065 0 0 Eaton Vance Ltd Duration COM 27828V104 1982 156303 SH SOLE 156303 0 0 Eaton Vance Sht Dur Incm COM 27828Q105 929 70228 SH SOLE 70228 0 0 Eaton Vance SR Fl Rt Tr SH BEN INT 27826S103 649 49210 SH SOLE 49210 0 0 Eaton Vance Sr Income COM 27828X100 387 65971 SH SOLE 65971 0 0 Eaton Vance Tax Mgd Buy COM 278642103 359 23502 SH SOLE 23502 0 0 ECA Marcellus Trust COM UNIT 26827L109 45 26495 SH SOLE 26495 0 0 EGShares Beyond BRICs EGSHR BYND BRC 268461639 382 23970 SH SOLE 23970 0 0 Egshares Etf EGS EMKTCONS ETF 268461779 643 29590 SH SOLE 29590 0 0 EMC COM 268648102 343 14179 SH SOLE 14179 0 0 Enbridge Energy Partners COM 29250R106 246 9938 SH SOLE 9938 0 0 Energy Transfer Partners UNIT LTD PARTN 29273R109 2704 65828 SH SOLE 65828 0 0 Entergy COM 29364G103 1028 15794 SH SOLE 15794 0 0 Enterprise Products Pptns Lp COM 293792107 1451 58275 SH SOLE 58275 0 0 EV National Muni Opportunities COM SHS 27829L105 2762 133353 SH SOLE 133353 0 0 Express Scripts Inc COM 30219G108 442 5462 SH SOLE 5462 0 0 ExxonMobil COM 30231G102 4473 60164 SH SOLE 60164 0 0 F&C Claymore Pfd Sec Fd COM 338478100 356 18988 SH SOLE 18988 0 0 Facebook Inc. CL A 30303M102 426 4739 SH SOLE 4739 0 0 First Tr / Aberdeen Global Opportunity COM SHS 337319107 949 98047 SH SOLE 98047 0 0 First Tr Exch Traded Fd AUTO INDEX FD 33734X309 1509 45324 SH SOLE 45324 0 0 First Tr Inter Duration Pfd & Incom Com COM 33718W103 213 9935 SH SOLE 9935 0 0 First Tr Specia Lty Fin & Finl Oppor COM BEN INTR 33733G109 77 13100 SH SOLE 13100 0 0 First Tr Strtgc Hi Incm COM SHS 337353106 3054 265575 SH SOLE 265575 0 0 Firstenergy Corp COM 337932107 483 15411 SH SOLE 15411 0 0 Flaherty & Crumrine Clay COM 338479108 572 30727 SH SOLE 30727 0 0 Flexshares Exch Trd Fd IBOXX 3R TARGT 33939L506 1906 78184 SH SOLE 78184 0 0 Ford Motor Company COM PAR $0.01 345370860 154 11319 SH SOLE 11319 0 0 Franklin Templeton Ltd Duration COM 35472T101 413 37924 SH SOLE 37924 0 0 General Electric Company COM 369604103 4264 169080 SH SOLE 169080 0 0 General Mills Inc COM 370334104 673 11992 SH SOLE 11992 0 0 Genuine Parts Co COM 372460105 1311 15813 SH SOLE 15813 0 0 Gilead Sciences Inc COM 375558103 594 6050 SH SOLE 6050 0 0 Glaxosmithkline Plc Adrf SPONSORED ADR 37733W105 593 15415 SH SOLE 15415 0 0 Goldman Sachs COM 38141G104 1792 10313 SH SOLE 10313 0 0 Graco Incorporated COM 384109104 526 7848 SH SOLE 7848 0 0 Guggenheim Enhancd Eq COM 40167B100 99 13800 SH SOLE 13800 0 0 Halliburton Co Hldg Co COM 406216101 482 13638 SH SOLE 13638 0 0 Hancock John Pfd Eqty Fd SH BEN INT 41013W108 1347 69673 SH SOLE 69673 0 0 Hancock John Pfd Incm Fd COM 41013X106 202 10545 SH SOLE 10545 0 0 Hancock John Pfd Incme Fd III COM 41021P103 1612 96761 SH SOLE 96761 0 0 Healthcare Realty COM 421946104 2222 89407 SH SOLE 89407 0 0 Hewlett-Packard Company COM 428236103 247 9641 SH SOLE 9641 0 0 High Income Oppty Fd Inc COM 95766K109 107 22824 SH SOLE 22824 0 0 Holly Energy Partners COM UT LTD PTN 435763107 1635 56318 SH SOLE 56318 0 0 Home Depot Inc COM 437076102 19463 168521 SH SOLE 168521 0 0 Honeywell Incorporated COM 438516106 560 5911 SH SOLE 5911 0 0 Hugoton Royalty Trust UNIT BEN INT 444717102 2639 894527 SH SOLE 894527 0 0 Intel Corp COM 458140100 6285 208513 SH SOLE 208513 0 0 Intl Business Machines COM 459200101 5461 37671 SH SOLE 37671 0 0 Invesco Ms Insured Mun Incm Tr COM 46132P108 622 40262 SH SOLE 40262 0 0 Invesco Ms Muni Incm Opptys Tr COM 46132X101 446 65971 SH SOLE 65971 0 0 Invesco MSDW Quality Muni COM 46133G107 549 45176 SH SOLE 45176 0 0 Invesco Van Kampen Advantage II SH BEN INT 46132E103 260 22880 SH SOLE 22880 0 0 Invesco Van Kampen Mun Opportnty COM 46132C107 380 30202 SH SOLE 30202 0 0 Invesco Van Kampen Municipal Tr COM 46131J103 370 30097 SH SOLE 30097 0 0 Invesco Van Kampen Sr. Inc. Trust COM 46131H107 152 36451 SH SOLE 36451 0 0 iShares Dow Jones U.S. Index Fund (ETF) DOW JONES US ETF 464287846 208 2155 SH SOLE 2155 0 0 iShares Dow Jones US Technology (ETF) U.S. TECH ETF 464287721 6054 61209 SH SOLE 61209 0 0 Ishares Ftse Nareit Res RESID RL EST CAP 464288562 286 4829 SH SOLE 4829 0 0 Ishares High Yield Index IBOXX HI YD ETF 464288513 38344 460367 SH SOLE 460367 0 0 Ishares Investment Grade Corp Bond IBOXX INV CP ETF 464287242 19457 167606 SH SOLE 167606 0 0 iShares JPMorgan USD Emer Mkt Bnd Fd ETF JP MOR EM MK ETF 464288281 1853 17412 SH SOLE 17412 0 0 Ishares Msci Acwi Ex US MSCI ACWI US ETF 464288240 292 7475 SH SOLE 7475 0 0 Ishares Msci Brazil Indx MSCI BRZ CAP ETF 464286400 249 11365 SH SOLE 11365 0 0 Ishares Msci Bric Idx Fd MSCI BRIC INDX 464286657 649 21778 SH SOLE 21778 0 0 Ishares Msci Emrg Mkt Fd MSCI EMG MKT ETF 464287234 2596 79201 SH SOLE 79201 0 0 Ishares Msci Jpn Idx Fdf MSCI JAPAN ETF 464286848 363 31748 SH SOLE 31748 0 0 Ishares Mtg Real Estate Capped MRG RL ES CP ETF 464288539 11715 1178597 SH SOLE 1178597 0 0 Ishares Russell Microcap MICRO-CAP ETF 464288869 1903 27283 SH SOLE 27283 0 0 iShares S&P National Munl Bnd Fnd (ETF) NAT AMT FREE BD 464288414 3162 28862 SH SOLE 28862 0 0 Ishares S&P Smallcap SP SMCP600GR ETF 464287887 220 1831 SH SOLE 1831 0 0 iShares ShtTrm MUNI Ntnl AMTFr SHT NTLAMTFR ETF 464288158 500 4720 SH SOLE 4720 0 0 Ishares Tr Cohen & Steer COHEN&STEER REIT 464287564 2849 30756 SH SOLE 30756 0 0 Ishares Tr Dj US Consumr U.S. CNSM SV ETF 464287580 453 3291 SH SOLE 3291 0 0 Ishares Tr Dj US Energy U.S. ENERGY ETF 464287796 484 14105 SH SOLE 14105 0 0 Ishares Tr Dj US Finl U.S. FIN SVC ETF 464287770 205 2393 SH SOLE 2393 0 0 Ishares Tr Dj US Hlthcar US HLTHCARE ETF 464287762 5272 37679 SH SOLE 37679 0 0 Ishares Tr Dj US Telecom U.S. TELECOM ETF 464287713 1046 38741 SH SOLE 38741 0 0 Ishares Tr Dj US Utils U.S. UTILITS ETF 464287697 850 7881 SH SOLE 7881 0 0 Ishares Tr Dow Jonesselect Divid Index SELECT DIVID ETF 464287168 24661 338980 SH SOLE 338980 0 0 Ishares Tr Lehman Bd Fd 1-3 YR CR BD ETF 464288646 1738 16533 SH SOLE 16533 0 0 Ishares Tr Lehman Bd Fd CORE US AGGBD ET 464287226 1832 16716 SH SOLE 16716 0 0 Ishares Tr Lehman Tips TIPS BOND ETF 464287176 3489 31518 SH SOLE 31518 0 0 Ishares Tr Msci Eafe Fd MSCI EAFE ETF 464287465 10896 190089 SH SOLE 190089 0 0 Ishares Tr Nasdaq Bio Fd NASDAQ BIOTEC ETF 464287556 6066 19998 SH SOLE 19998 0 0 Ishares Tr S&P Midcap 400/Barra S&P MC 400VL ETF 464287705 264 2285 SH SOLE 2285 0 0 Ishares Tr S&P Smallcap 600/Barra SP SMCP600VL ETF 464287879 279 2663 SH SOLE 2663 0 0 Ishares Tr S&P Midcap CORE S&P MCP ETF 464287507 35820 262205 SH SOLE 262205 0 0 Ishares Tr S&P Smallcap CORE S&P SCP ETF 464287804 27731 260214 SH SOLE 260214 0 0 Ishares TRUST Index Fund CHINA LG-CAP ETF 464287184 613 17270 SH SOLE 17270 0 0 Ishares TRUST S&P CORE S&P500 ETF 464287200 8293 43036 SH SOLE 43036 0 0 Ishares Us Pfd ETF U.S. PFD STK ETF 464288687 10430 270210 SH SOLE 270210 0 0 Ivy High Income Oppty Fd COM 465893105 1037 79983 SH SOLE 79983 0 0 J P Morgan Chase COM 46625H100 3395 55685 SH SOLE 55685 0 0 Johnson & Johnson COM 478160104 7194 77062 SH SOLE 77062 0 0 JP Morgan MLP ETN ALERIAN ML ETN 46625H365 4691 154370 SH SOLE 154370 0 0 Kimberly Clark COM 494368103 978 8973 SH SOLE 8973 0 0 Kinder Morgan Holdco Llc COM 49456B101 3849 139040 SH SOLE 139040 0 0 KKR Income Opportunities COM 48249T106 1786 122684 SH SOLE 122684 0 0 Kroger Company COM 501044101 280 7764 SH SOLE 7764 0 0 Lab Cp Of Amer COM NEW 50540R409 256 2360 SH SOLE 2360 0 0 Lilly Eli & Company COM 532457108 3255 38888 SH SOLE 38888 0 0 Lockheed Martin Corp COM 539830109 1996 9627 SH SOLE 9627 0 0 Lowes Companies Inc COM 548661107 352 5109 SH SOLE 5109 0 0 M F S Muni Inc TRUST SH BEN INT 552738106 208 32501 SH SOLE 32501 0 0 M S Emerging Mkts Debt COM 61744H105 86 10365 SH SOLE 10365 0 0 M S Emerging Mkts Debt COM 617477104 797 115871 SH SOLE 115871 0 0 Macquarie/First Tr Global Infras/Utils COM 55607W100 216 17216 SH SOLE 17216 0 0 Magellan Midstream Ptnrs COM UNIT RP LP 559080106 396 6581 SH SOLE 6581 0 0 Managed High Income Port COM 95766L107 165 36977 SH SOLE 36977 0 0 Managed Muni Port Inc COM 95766M105 1293 93249 SH SOLE 93249 0 0 Marathon Pete Corp COM 56585A102 246 5300 SH SOLE 5300 0 0 Mc Donalds Corp COM 580135101 1875 19033 SH SOLE 19033 0 0 McKesson HBOC COM 58155Q103 489 2645 SH SOLE 2645 0 0 Medical Pptys Tr Inc COM 58463J304 116 10500 SH SOLE 10500 0 0 Medley Capital Corp COM 58503F106 112 15075 SH SOLE 15075 0 0 Medtronic COM 585055106 846 12640 SH SOLE 12640 0 0 Merck & Co Inc COM 58933Y105 2066 41837 SH SOLE 41837 0 0 MFS Intermarket Income Trust SH BEN INT 59318R103 336 38915 SH SOLE 38915 0 0 Mfs Multimarket Income Tr Sh Ben Int SH BEN INT 552737108 275 49135 SH SOLE 49135 0 0 Microchip COM 595017104 330 7664 SH SOLE 7664 0 0 Microsoft Corp COM 594918104 4058 91679 SH SOLE 91679 0 0 Mid Cap S P D R TRUST UTSER1 S&PDCRP 78467Y107 508 2041 SH SOLE 2041 0 0 Mondelez Intl CL A 609207105 931 22229 SH SOLE 22229 0 0 Monsanto Co New Del COM 61166W101 329 3859 SH SOLE 3859 0 0 Muniholdings Insd Fd Inc COM 09254A101 325 25145 SH SOLE 25145 0 0 Nasdaq 100 Tr Unit Ser 1 UNIT SER 1 73935A104 320 3145 SH SOLE 3145 0 0 Natural Resource Partners Lp COM UNIT L P 63900P103 372 146540 SH SOLE 146540 0 0 Neuberger Berman High Yield COM 64128C106 771 75710 SH SOLE 75710 0 0 Neuberger Berman Re Fund COM 64190A103 101 21869 SH SOLE 21869 0 0 New Residential Investment Corp. COM 64828T102 2081 158858 SH SOLE 158858 0 0 Nexpoint Cr Strategies COM 65340G106 885 154713 SH SOLE 154713 0 0 Nexpoint Residential Tr Inc Com Isin #us COM 65341D102 537 40223 SH SOLE 40223 0 0 Norfolk Southern Corp COM 655844108 1665 21798 SH SOLE 21798 0 0 Novartis A G Spon Adr SPONSORED ADR 66987V109 375 4085 SH SOLE 4085 0 0 Nuveen Div Adv Mun Fd 3 National COM SH BEN INT 67070X101 901 66467 SH SOLE 66467 0 0 Nuveen Divd Adv Muni Fd COM 67066V101 1456 105726 SH SOLE 105726 0 0 Nuveen Divid Ad Mun Fd 2 COM 67070F100 614 45055 SH SOLE 45055 0 0 Nuveen Fltg Rate Incm Fd COM 67072T108 1127 112098 SH SOLE 112098 0 0 Nuveen Ga Div Ad Muni Fd COM 67072B107 1604 124926 SH SOLE 124926 0 0 Nuveen Insd Div Advan Fd COM 67071L106 874 62720 SH SOLE 62720 0 0 Nuveen Insd Muni Oppty COM 670984103 2008 142489 SH SOLE 142489 0 0 Nuveen Invt Qlty Mun Fd COM 67062E103 234 15759 SH SOLE 15759 0 0 Nuveen Multi Strategic Income COM 67073B106 2547 283331 SH SOLE 283331 0 0 Nuveen Mun Value Fd Inc COM 670928100 399 40690 SH SOLE 40690 0 0 Nuveen Muni Advtg Fund COM 67062H106 225 16915 SH SOLE 16915 0 0 Nuveen Muni Income Fund COM 67062J102 464 43288 SH SOLE 43288 0 0 Nuveen Muni Mkt Oppty Fd COM 67062W103 436 33255 SH SOLE 33255 0 0 Nuveen Performance Plus COM 67062P108 1031 72679 SH SOLE 72679 0 0 Nuveen Pfd & Conv Income Fd 2 Com Shs COM SHS 67073D102 91 11380 SH SOLE 11380 0 0 Nuveen Pfd & Income Term Fd Com COM 67075A106 1741 79481 SH SOLE 79481 0 0 Nuveen Prem Inc Mun Fd COM 6706K4105 324 24884 SH SOLE 24884 0 0 Nuveen Prem Incm Mun Fd COM 67062T100 143 10665 SH SOLE 10665 0 0 Nuveen Prem Incm Mun II COM 67063W102 289 21150 SH SOLE 21150 0 0 Nuveen Qlty Incm Muni Fd COM 670977107 824 61051 SH SOLE 61051 0 0 Nuveen Qual Pfd Inc Fd COM 67072C105 1638 187225 SH SOLE 187225 0 0 Nuveen Qulty Pfd Incm Fd COM 67071S101 201 25425 SH SOLE 25425 0 0 Nuveen Select Tax Free SH BEN INT 67062F100 216 15965 SH SOLE 15965 0 0 Nuveen Select Tax Free SH BEN INT 67063C106 245 18715 SH SOLE 18715 0 0 Nuveen Select Tax Free SH BEN INT 67063X100 384 27975 SH SOLE 27975 0 0 Nuveen Senior Income Fd COM 67067Y104 320 54145 SH SOLE 54145 0 0 Oaktree Capital Gp Llc UNIT CL A 674001201 2707 54697 SH SOLE 54697 0 0 Omega Hlthcare Invs Inc COM 681936100 219 6242 SH SOLE 6242 0 0 Oracle Corporation COM 68389X105 2888 79944 SH SOLE 79944 0 0 Paychex Inc COM 704326107 508 10661 SH SOLE 10661 0 0 Peabody Energy Corp COM 704549104 33 23765 SH SOLE 23765 0 0 Pembina Pipeline Corporation Com Npv Isi COM 706327103 1696 70658 SH SOLE 70658 0 0 Pengrowth Energy Tr A COM 70706P104 650 755501 SH SOLE 755501 0 0 Penn West Energy Tr Unit COM 707887105 38 83994 SH SOLE 83994 0 0 Pepsico Incorporated COM 713448108 2580 27364 SH SOLE 27364 0 0 Permian Basin Royalty Tr UNIT BEN INT 714236106 1131 185069 SH SOLE 185069 0 0 Pfizer Incorporated COM 717081103 5632 179300 SH SOLE 179300 0 0 Philip Morris Intl Inc Com COM 718172109 4532 57126 SH SOLE 57126 0 0 Phillips 66 Com COM 718546104 356 4630 SH SOLE 4630 0 0 Pimco Corp Income Fund COM 72200U100 575 43725 SH SOLE 43725 0 0 Pimco Corporate Oppty Fd COM 72201B101 1577 118591 SH SOLE 118591 0 0 Pimco Dynamic Income Fd SHS 72201Y101 2459 85388 SH SOLE 85388 0 0 Pimco Income Oppty Fund COM 72202B100 1821 79678 SH SOLE 79678 0 0 Pimco Muni Incm Fd III COM 72201A103 189 17256 SH SOLE 17256 0 0 Pimco Muni Income Fd II COM 72200W106 730 60705 SH SOLE 60705 0 0 Pimco Municipal Incm Fd COM 72200R107 190 13223 SH SOLE 13223 0 0 Pioneer Floating Rate COM 72369J102 1720 151970 SH SOLE 151970 0 0 Pioneer High Income Fund COM 72369H106 116 11223 SH SOLE 11223 0 0 Pioneer Muni High Incm COM 723762100 769 59823 SH SOLE 59823 0 0 Pioneer Municipal High Income Trust COM SHS 723763108 1047 82455 SH SOLE 82455 0 0 Plains All Amern Ppln Lp UNIT LTD PARTN 726503105 712 23448 SH SOLE 23448 0 0 Plains Gp Hldgs Lp Npv A SHS A REP LTPN 72651A108 252 14405 SH SOLE 14405 0 0 Powershs Exch Trad Fd Tr AGG PFD PORT 73936T565 12965 889214 SH SOLE 889214 0 0 Powershs Exch Trad Fd Tr FINL PFD PTFL 73935X229 5084 278417 SH SOLE 278417 0 0 Procter & Gamble Co COM 742718109 6924 96249 SH SOLE 96249 0 0 Prospect Capital COM 74348T102 247 34598 SH SOLE 34598 0 0 Pru Glbl Sh Duration Hi Yld COM 74433A109 1875 135939 SH SOLE 135939 0 0 Prudential Short Duration High Yield Fd COM 74442F107 2535 172916 SH SOLE 172916 0 0 Pub Svc Ent Group Inc COM 744573106 415 9853 SH SOLE 9853 0 0 Putnam Managed Muni Incm COM 746823103 978 136770 SH SOLE 136770 0 0 Putnam Muni Oppty TRUST SH BEN INT 746922103 974 81464 SH SOLE 81464 0 0 Putnam Premier Inc Tr SH BEN INT 746853100 389 79508 SH SOLE 79508 0 0 Qualcomm Inc COM 747525103 375 6976 SH SOLE 6976 0 0 Quest Diagnostic Inc COM 74834L100 425 6920 SH SOLE 6920 0 0 Regions Financial Corp COM 7591EP100 120 13308 SH SOLE 13308 0 0 Reynolds American Inc COM 761713106 968 21856 SH SOLE 21856 0 0 S P D R TRUST Unit SR TR UNIT 78462F103 613 3197 SH SOLE 3197 0 0 Sabine Royalty Trust UNIT BEN INT 785688102 2178 71273 SH SOLE 71273 0 0 San Juan Basin Royalty Tr UNIT BEN INT 789241105 733 77447 SH SOLE 77447 0 0 Sandridge Permian Tr COM UNIT BEN INT 80007A102 75 17537 SH SOLE 17537 0 0 Sch US Div Equity Etf US DIVIDEND EQ 808524797 678 18854 SH SOLE 18854 0 0 Schlumberger Ltd COM 806857108 959 13907 SH SOLE 13907 0 0 Sector Spdr Consumer Fd SBI CONS DISCR 81369Y407 8111 109228 SH SOLE 109228 0 0 Sector Spdr Engy Select SBI INT-ENERGY 81369Y506 3056 49937 SH SOLE 49937 0 0 Sector Spdr Fincl Select SBI INT-FINL 81369Y605 16816 742084 SH SOLE 742084 0 0 Sector Spdr Materials Fd SBI MATERIALS 81369Y100 398 9959 SH SOLE 9959 0 0 Sector Spdr Tech Select TECHNOLOGY 81369Y803 12005 303911 SH SOLE 303911 0 0 Sector Spdr Tr Healthcare SBI HEALTHCARE 81369Y209 10370 156568 SH SOLE 156568 0 0 Sector Spdr Tr Shs Ben Int Industrial SBI INT-INDS 81369Y704 2208 44260 SH SOLE 44260 0 0 Sector Spdr Util Select SBI INT-UTILS 81369Y886 12239 282722 SH SOLE 282722 0 0 Senior Housing Pptys Tr SH BEN INT 81721M109 396 24414 SH SOLE 24414 0 0 Southern Company COM 842587107 12231 273616 SH SOLE 273616 0 0 SPDR Barclays High Yield Bond ETF BRC HGH YLD BD 78464A417 1482 41572 SH SOLE 41572 0 0 SPDR DJ Wilshire Total Market RUSSELL 3000 ETF 78464A805 229 1613 SH SOLE 1613 0 0 SPDR Gold Trust GOLD SHS 78463V107 740 6926 SH SOLE 6926 0 0 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 54711 758185 SH SOLE 758185 0 0 SPDR S&P Oil & Gas Equip Svcs OILGAS EQUIP 78464A748 672 37813 SH SOLE 37813 0 0 Spdr Ser Tr Lehman Intl Treas Bd Etf BRCLYS INTL ETF 78464A516 203 3890 SH SOLE 3890 0 0 Spdr Short Maturity HY SHT TRM HGH YLD 78468R408 2917 108290 SH SOLE 108290 0 0 Spectra Energy Corp COM 847560109 506 19250 SH SOLE 19250 0 0 Spider Euro 50 Index EURO STOXX 50 78463X202 6738 199062 SH SOLE 199062 0 0 Starbucks Corp COM 855244109 270 4753 SH SOLE 4753 0 0 Streettracks Index Shs MSCI ACWI EXUS 78463X848 4421 145417 SH SOLE 145417 0 0 Streettracks Index Shs S&P CHINA ETF 78463X400 238 3445 SH SOLE 3445 0 0 Suntrust Banks Inc COM 867914103 624 16311 SH SOLE 16311 0 0 T C Pipelines UT COM LTD PRT 87233Q108 460 9669 SH SOLE 9669 0 0 Target Corporation COM 87612E106 2420 30760 SH SOLE 30760 0 0 Templetn Emrg Mkts Incm COM 880192109 152 15683 SH SOLE 15683 0 0 Teva Pharmaceutical ADR 881624209 1027 18189 SH SOLE 18189 0 0 The Charles Schwab Corp COM 808513105 285 9984 SH SOLE 9984 0 0 UBS Alerian MLP Infrastructure ETN ALERIAN INFRST 902641646 11147 411926 SH SOLE 411926 0 0 Union Pacific Corp COM 907818100 495 5603 SH SOLE 5603 0 0 United Parcel Service B CL B 911312106 965 9780 SH SOLE 9780 0 0 United Technology COM 913017109 2626 29510 SH SOLE 29510 0 0 Unitedhealth Group Inc COM 91324P102 737 6351 SH SOLE 6351 0 0 Valero Energy Corp New COM 91913Y100 819 13628 SH SOLE 13628 0 0 Van Kampen Dynamic Fund COM 46132R104 1574 148907 SH SOLE 148907 0 0 Vanguard Bond Index Fund INTERMED TERM 921937819 9553 112602 SH SOLE 112602 0 0 Vanguard Div Apprciation DIV APPF ETF 921908844 1359 18426 SH SOLE 18426 0 0 Vanguard Intl Eq Indx Fd FTSE EMR MKT ETF 922042858 9003 272082 SH SOLE 272082 0 0 Vanguard REIT ETF REIT ETF 922908553 17080 226106 SH SOLE 226106 0 0 Vanguard Short Term Bond Index SHORT TRM BOND 921937827 11926 148346 SH SOLE 148346 0 0 Vanguard Small Cap SMALL CAP ETF 922908751 214 1981 SH SOLE 1981 0 0 Vanguard Total Bond Mkt Index TOTAL BND MKT 921937835 9458 115445 SH SOLE 115445 0 0 Vanguard Total Stock Mkt TOTAL STK MKT 922908769 321 3250 SH SOLE 3250 0 0 Verizon COM 92343V104 6598 151642 SH SOLE 151642 0 0 Visa Inc COM CL A 92826C839 789 11327 SH SOLE 11327 0 0 Voya Prime Rate Trust SH BEN INT 92913A100 306 60475 SH SOLE 60475 0 0 Walgreens Boots Allianc COM 931427108 401 4824 SH SOLE 4824 0 0 Wal-Mart Stores Inc COM 931142103 1387 21396 SH SOLE 21396 0 0 Waste Management COM 94106L109 268 5380 SH SOLE 5380 0 0 Wells Fargo COM 949746101 3289 64046 SH SOLE 64046 0 0 Wells Fargo Adv Income Opptys Fund COM SHS 94987B105 446 58869 SH SOLE 58869 0 0 Wells Fargo Adv Multi-Sec Income Fund COM SHS 94987D101 2078 183122 SH SOLE 183122 0 0 Wells Fargo Advantage Global D COM 94987C103 104 17615 SH SOLE 17615 0 0 Welltower Inc COM 42217K106 2620 38685 SH SOLE 38685 0 0 Welltower Inc PFD PER CON I 42217K601 220 3615 SH SOLE 3615 0 0 Western Asset Emerging Markets COM 95766A101 158 11886 SH SOLE 11886 0 0 Western Asset Global COM 95790C107 201 12671 SH SOLE 12671 0 0 Western Asset Global Income Fund COM 95766B109 3070 342297 SH SOLE 342297 0 0 Western Asset High Income Fund COM 95766J102 2251 347882 SH SOLE 347882 0 0 Western Asset Muni Fd COM 95766N103 533 73747 SH SOLE 73747 0 0 Western Asset Premier Fd SHS BEN INT 957664105 1664 133654 SH SOLE 133654 0 0 Williams Companies COM 969457100 2012 54611 SH SOLE 54611 0 0 Williams Partners COM UNIT L P 96950F104 455 14252 SH SOLE 14252 0 0 Wisdomtree Emerging Etf EM LCL DEBT FD 97717X867 780 22515 SH SOLE 22515 0 0 Wisdomtree Jpn Hdgd Eqty JAPN HEDGE EQT 97717W851 6602 135676 SH SOLE 135676 0 0 Wisdomtree Tr Europe Hedged Eq EUROPE HEDGED EQ 97717X701 11610 212448 SH SOLE 212448 0 0 Wpx Energy COM 98212B103 91 13682 SH SOLE 13682 0 0 Yum! Brands COM 988498101 310 3876 SH SOLE 3876 0 0