0001582732-14-000003.txt : 20140730
0001582732-14-000003.hdr.sgml : 20140730
20140730125309
ACCESSION NUMBER: 0001582732-14-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140730
DATE AS OF CHANGE: 20140730
EFFECTIVENESS DATE: 20140730
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capital Investment Advisors, LLC
CENTRAL INDEX KEY: 0001582732
IRS NUMBER: 273464003
STATE OF INCORPORATION: WY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15763
FILM NUMBER: 141002098
BUSINESS ADDRESS:
STREET 1: 200 SANDY SPRINGS PLACE
STREET 2: SUITE 300
CITY: ATLANTA
STATE: GA
ZIP: 30328
BUSINESS PHONE: 404-531-0018
MAIL ADDRESS:
STREET 1: 200 SANDY SPRINGS PLACE
STREET 2: SUITE 300
CITY: ATLANTA
STATE: GA
ZIP: 30328
13F-HR
1
primary_doc.xml
13F-HR
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false
false
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0001582732
XXXXXXXX
06-30-2014
06-30-2014
Capital Investment Advisors, LLC
200 SANDY SPRINGS PLACE
SUITE 300
ATLANTA
GA
30328
13F HOLDINGS REPORT
028-15763
N
Holly Mallory
Compliance Manager
4045310018
Holly Mallory
Atlanta
GA
07-30-2014
0
386
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false
INFORMATION TABLE
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aci_13f.xml
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464288414
1937
17831
SH
SOLE
17831
0
0
Ishares Tr Cohen & Steer
COHEN&STEER REIT
464287564
3060
35040
SH
SOLE
35040
0
0
Ishares Tr Dj US Consumr
U.S. CNSM SV ETF
464287580
469
3795
SH
SOLE
3795
0
0
Ishares Tr Dj US Energy
U.S. ENERGY ETF
464287796
1087
19129
SH
SOLE
19129
0
0
Ishares Tr Dj US Finl
U.S. FINLS ETF
464287788
241
2853
SH
SOLE
2853
0
0
Ishares Tr Dj US Hlthcar
US HLTHCARE ETF
464287762
5256
40994
SH
SOLE
40994
0
0
Ishares Tr Dj US Telecom
U.S. TELECOM ETF
464287713
1552
51178
SH
SOLE
51178
0
0
Ishares Tr Dj US Utils
U.S. UTILITS ETF
464287697
941
8451
SH
SOLE
8451
0
0
Ishares Tr Dow Jonesselect Div
SELECT DIVID ETF
464287168
19870
258125
SH
SOLE
258125
0
0
Ishares Tr Lehman Mbs Fixed
MBS ETF
464288588
216
1997
SH
SOLE
1997
0
0
Ishares Tr Lehman Bd Fd
1-3 YR CR BD ETF
464288646
971
9190
SH
SOLE
9190
0
0
Ishares Tr Lehman Bd Fd
CORE TOTUSBD ETF
464287226
1109
10140
SH
SOLE
10140
0
0
Ishares Tr Lehman Tips
SP SMCP600VL ETF
464287879
4169
36141
SH
SOLE
36141
0
0
Ishares Tr Msci Eafe Fd
MSCI EAFE ETF
464287465
8370
122417
SH
SOLE
122417
0
0
Ishares Tr Nasdaq Bio Fd
NASDQ BIOTEC ETF
464287556
5525
21494
SH
SOLE
21494
0
0
Ishares Tr S&P Midcap 400
SP MC 400VL ETF
464287705
295
2322
SH
SOLE
2322
0
0
Ishares Tr S&P Smallcap 6
SP SMCP600VL ETF
464287879
245
2126
SH
SOLE
2126
0
0
Ishares Tr S&P Midcap
CORE S&P MCP ETF
464287507
29914
209074
SH
SOLE
209074
0
0
Ishares Tr S&P Smallcap
CORE S&P SCP ETF
464287804
24023
214315
SH
SOLE
214315
0
0
Ishares TRUST Index Fund
CHINA LG-CAP ETF
464287184
723
19525
SH
SOLE
19525
0
0
Ishares TRUST S&P
CORE S&P500 ETF
464287200
6255
31751
SH
SOLE
31751
0
0
Ishares Us Pfd ETF
U.S. PFD STK ETF
464288687
11761
294697
SH
SOLE
294697
0
0
J P Morgan Chase
COM
46625H100
3126
54250
SH
SOLE
54250
0
0
Johnson & Johnson
COM
478160104
6517
62291
SH
SOLE
62291
0
0
JP Morgan MLP ETN
ALERIAN ML ETN
46625H365
8199
156524
SH
SOLE
156524
0
0
Kimberly Clark
COM
494368103
1021
9181
SH
SOLE
9181
0
0
Kinder Morgan Energy
UT LTD PARTNER
494550106
4738
57627
SH
SOLE
57627
0
0
Kraft Foods Group Inc Com Npv
COM
50076Q106
552
9208
SH
SOLE
9208
0
0
Kroger Company
COM
501044101
300
6065
SH
SOLE
6065
0
0
Lab Cp Of Amer
COM NEW
50540R409
246
2400
SH
SOLE
2400
0
0
Legg Mason Global Income
COM
52469B100
387
21115
SH
SOLE
21115
0
0
Lilly Eli & Company
COM
532457108
2527
40647
SH
SOLE
40647
0
0
Lockheed Martin Corp
COM
539830109
1356
8435
SH
SOLE
8435
0
0
Lorillard Inc
COM
544147101
1945
31902
SH
SOLE
31902
0
0
Lowes Companies Inc
COM
548661107
265
5520
SH
SOLE
5520
0
0
M F S Muni Inc TRUST
SHS BEN INT
552738106
162
24535
SH
SOLE
24535
0
0
Morgan Stanley Emer Mkts Deb
COM
61744H105
154
15148
SH
SOLE
15148
0
0
M S Emerging Mkts Debt
COM
617477104
2182
163777
SH
SOLE
163777
0
0
Macquarie/First Tr Global Inf
COM
55607W100
316
17616
SH
SOLE
17616
0
0
Magellan Midstream Ptnrs
COM UNIT RP LP
559080106
507
6029
SH
SOLE
6029
0
0
Managed High Income Port
COM
95766L107
236
40687
SH
SOLE
40687
0
0
Managed Muni Port Inc
COM
95766M105
1037
79148
SH
SOLE
79148
0
0
Marathon Oil Corp
COM
565849106
280
7015
SH
SOLE
7015
0
0
Marathon Pete Corp
COM
56585A102
207
2650
SH
SOLE
2650
0
0
Market Vectors Etf TRUST
COAL ETF
57060U837
1737
92815
SH
SOLE
92815
0
0
Markwest Energy Partners L
UNIT LTD PARTN
570759100
506
7063
SH
SOLE
7063
0
0
Mc Donalds Corp
COM
580135101
1473
14618
SH
SOLE
14618
0
0
McKesson Corp
COM
58155Q103
230
1236
SH
SOLE
1236
0
0
Medical Pptys Tr Inc
COM
58463J304
132
10000
SH
SOLE
10000
0
0
Medtronic
COM
585055106
600
9403
SH
SOLE
9403
0
0
Mercantile Bank
COM
587376104
25
25000
SH
SOLE
25000
0
0
Merck & Co Inc
COM
58933Y105
2400
41479
SH
SOLE
41479
0
0
Mfs Multimarket Income Tr
SH BEN INT
552737108
365
54960
SH
SOLE
54960
0
0
Microchip
COM
595017104
374
7664
SH
SOLE
7664
0
0
Microsoft Corp
COM
594918104
3453
82803
SH
SOLE
82803
0
0
Mid Cap S P D R TRUST
UTSER1 S&PDCRP
78467Y107
477
1830
SH
SOLE
1830
0
0
Mondelez Intl
CL A
609207105
867
23056
SH
SOLE
23056
0
0
Monsanto Co New Del
COM
61166W101
504
4042
SH
SOLE
4042
0
0
Muniholdings Insd Fd Inc
COM
09254A101
402
30436
SH
SOLE
30436
0
0
Nabors Industries Inc
SHS
G6359F103
217
7385
SH
SOLE
7385
0
0
Natural Resource Partners Lp
COM UNIT L P
63900P103
1978
119381
SH
SOLE
119381
0
0
Neuberger Berman High Yield
COM
64128C106
1079
77915
SH
SOLE
77915
0
0
Neuberger Berman Re Fund
COM
64190A103
135
27026
SH
SOLE
27026
0
0
New Amer High Income Fnd
COM NEW
641876107
1627
162040
SH
SOLE
162040
0
0
Nexpoint Cr Strategies
COM
65340G106
1904
157780
SH
SOLE
157780
0
0
Nisource Inc
COM
65473P105
365
9289
SH
SOLE
9289
0
0
Norfolk Southern Corp
COM
655844108
1376
13354
SH
SOLE
13354
0
0
Novartis A G Spon Adr
SPONSORED ADR
66987V109
350
3867
SH
SOLE
3867
0
0
Nuveen Div Adv Mun Fd 3 Nation
COM SH BEN INT
67070X101
860
62844
SH
SOLE
62844
0
0
Nuveen Divd Adv Muni Fd
COM
67066V101
1561
110379
SH
SOLE
110379
0
0
Nuveen Divid Ad Mun Fd 2
COM
67070F100
682
49092
SH
SOLE
49092
0
0
Nuveen Fltg Rate Incm Fd
COM
67072T108
1552
128293
SH
SOLE
128293
0
0
Nuveen Ga Div Ad Muni Fd
COM
67072B107
1450
113042
SH
SOLE
113042
0
0
Nuveen Insd Div Advan Fd
COM
67071L106
704
49727
SH
SOLE
49727
0
0
Nuveen Insd Muni Oppty
COM
670984103
2258
159994
SH
SOLE
159994
0
0
Nuveen Insd Qlty Mun Fd
COM
67062N103
143
10935
SH
SOLE
10935
0
0
Nuveen Invt Qlty Mun Fd
COM
67062E103
212
14465
SH
SOLE
14465
0
0
Nuveen Multi Strategic Income
COM
67073B106
2012
207400
SH
SOLE
207400
0
0
Nuveen Mun Value Fd Inc
COM
670928100
402
41650
SH
SOLE
41650
0
0
Nuveen Muni Advtg Fund
COM
67062H106
284
21130
SH
SOLE
21130
0
0
Nuveen Muni High Incm Fd
COM
670682103
146
11016
SH
SOLE
11016
0
0
Nuveen Muni Income Fund
COM
67062J102
477
43288
SH
SOLE
43288
0
0
Nuveen Muni Mkt Oppty Fd
COM
67062W103
449
33658
SH
SOLE
33658
0
0
Nuveen Performance Plus
COM
67062P108
1074
73243
SH
SOLE
73243
0
0
Nuveen Pfd & Conv Income Fd
COM SHS
67073D102
117
12550
SH
SOLE
12550
0
0
Nuveen Prem Inc Mun Fd
COM
6706K4105
327
25507
SH
SOLE
25507
0
0
Nuveen Prem Incm Mun Fd
COM
67062T100
162
11890
SH
SOLE
11890
0
0
Nuveen Prem Incm Mun II
COM
67063W102
337
24368
SH
SOLE
24368
0
0
Nuveen Qlty Incm Muni Fd
COM
670977107
461
33582
SH
SOLE
33582
0
0
Nuveen Qual Pfd Inc Fd
COM
67072C105
1737
192335
SH
SOLE
192335
0
0
Nuveen Qulty Pfd Incm Fd
COM
67071S101
213
25075
SH
SOLE
25075
0
0
Nuveen Real Asset Incm &
COM
67074Y105
310
15290
SH
SOLE
15290
0
0
Nuveen Select Tax Free
SH BEN INT
67062F100
225
15965
SH
SOLE
15965
0
0
Nuveen Select Tax Free
SH BEN INT
67063C106
258
18830
SH
SOLE
18830
0
0
Nuveen Select Tax Free
SH BEN INT
67063X100
413
29355
SH
SOLE
29355
0
0
Nuveen Senior Income Fd
COM
67067Y104
376
53395
SH
SOLE
53395
0
0
Omega Hlthcare Invs Inc
COM
681936100
230
6242
SH
SOLE
6242
0
0
Oracle Corporation
COM
68389X105
3338
82362
SH
SOLE
82362
0
0
Peabody Energy Corp
COM
704549104
272
16606
SH
SOLE
16606
0
0
Pembina Pipeline Corporation C
COM
706327103
3224
74981
SH
SOLE
74981
0
0
Pengrowth Energy Tr A
COM
70706P104
8316
1158180
SH
SOLE
1158180
0
0
Pepsico Incorporated
COM
713448108
2415
27037
SH
SOLE
27037
0
0
Permian Basin Royalty Tr
UNIT BEN INT
714236106
3381
237243
SH
SOLE
237243
0
0
Petroleum & Resources Cp
COM
716549100
215
6905
SH
SOLE
6905
0
0
Pfizer Incorporated
COM
717081103
5090
171485
SH
SOLE
171485
0
0
Philip Morris Intl Inc Com
COM
718172109
4475
53075
SH
SOLE
53075
0
0
Phillips 66 Com
COM
718546104
475
5906
SH
SOLE
5906
0
0
Pimco Corp Income Fund
COM
72200U100
897
52834
SH
SOLE
52834
0
0
Pimco Corporate Oppty Fd
COM
72201B101
2329
123560
SH
SOLE
123560
0
0
Pimco Dynamic Income Fd
SHS
72201Y101
2042
59888
SH
SOLE
59888
0
0
Pimco Income Oppty Fund
COM
72202B100
1412
48265
SH
SOLE
48265
0
0
Pimco Muni Incm Fd III
COM
72201A103
156
14031
SH
SOLE
14031
0
0
Pimco Muni Income Fd II
COM
72200W106
597
49955
SH
SOLE
49955
0
0
Pimco Municipal Incm Fd
COM
72200R107
190
13223
SH
SOLE
13223
0
0
Pimco Total Bond ETF
TOTL RETN ETF
72201R775
2257
20703
SH
SOLE
20703
0
0
Pioneer Floating Rate
COM
72369J102
1207
96778
SH
SOLE
96778
0
0
Pioneer High Income Fund
COM
72369H106
223
12098
SH
SOLE
12098
0
0
Pioneer Muni High Incm
COM
723762100
969
61928
SH
SOLE
61928
0
0
Pioneer Municipal High Income
COM SHS
723763108
1018
65480
SH
SOLE
65480
0
0
Plains All Amern Ppln Lp
UNIT LTD PARTN
726503105
339
5647
SH
SOLE
5647
0
0
Powershs Exch Trad Fd Tr
FINL PFD PTFL
73935X229
162
12648
SH
SOLE
12648
0
0
Powershs Exch Trad Fd Tr
AGG PFD PORT
73936T565
5478
300996
SH
SOLE
300996
0
0
Powershs Exch Trad Fd Tr
HI YLD EQ DVDN
73935X302
6683
456822
SH
SOLE
456822
0
0
Powershs Exch Trad Fd Tr
INTL DIV ACHV
73935X716
8935
462211
SH
SOLE
462211
0
0
Procter & Gamble Co
COM
742718109
5279
67171
SH
SOLE
67171
0
0
Prospect Capital
COM
74348T102
419
39423
SH
SOLE
39423
0
0
Pru Glbl Sh Duration Hi Yld
COM
74433A109
861
47695
SH
SOLE
47695
0
0
Prudential Short Duration High
COM
74442F107
817
45462
SH
SOLE
45462
0
0
Pub Svc Ent Group Inc
COM
744573106
360
8820
SH
SOLE
8820
0
0
Putnam Managed Muni Incm
COM
746823103
1014
141370
SH
SOLE
141370
0
0
Putnam Muni Oppty TRUST
SH BEN INT
746922103
905
76981
SH
SOLE
76981
0
0
Putnam Premier Inc Tr
SH BEN INT
746853100
469
84469
SH
SOLE
84469
0
0
Qualcomm Inc
COM
747525103
590
7448
SH
SOLE
7448
0
0
Quest Diagnostic Inc
COM
74834L100
295
5025
SH
SOLE
5025
0
0
Regency Energy Part L P
COM UNITS L P
75885Y107
290
8991
SH
SOLE
8991
0
0
Retail Pptys Amer Inc Cl A
CL A
76131V202
235
15288
SH
SOLE
15288
0
0
Reynolds American Inc
COM
761713106
781
12942
SH
SOLE
12942
0
0
Rockwell Intl Corp New
COM
773903109
205
1636
SH
SOLE
1636
0
0
S P D R TRUST Unit SR
TR UNIT
78462F103
465
2378
SH
SOLE
2378
0
0
Sabine Royalty Trust
UNIT BEN INT
785688102
5075
83740
SH
SOLE
83740
0
0
San Juan Basin Royalty Tr
UNIT BEN INT
798241105
1770
91770
SH
SOLE
91770
0
0
Sandridge Permian Tr
COM UNIT BEN INT
80007A102
8038
633439
SH
SOLE
633439
0
0
Sch US Div Equity Etf
US DIVIDEND EQ
808524797
504
13171
SH
SOLE
13171
0
0
Schlumberger Ltd
COM
806857108
1673
14187
SH
SOLE
14187
0
0
Scudder Muni Income Tr
COM
23338M106
1643
120464
SH
SOLE
120464
0
0
Sector Spdr Consumer Fd
SBI CONS DISCR
81369Y407
685
10270
SH
SOLE
10270
0
0
Sector Spdr Engy Select
SPI INT-ENERGY
81369Y506
7320
73131
SH
SOLE
73131
0
0
Sector Spdr Fincl Select
SBI INT-FINL
81369Y605
11175
491446
SH
SOLE
491446
0
0
Sector Spdr Materials Fd
SBI MATERIALS
81369Y100
2104
42388
SH
SOLE
42388
0
0
Sector Spdr Tech Select
TECHNOLOGY
81369Y803
5874
153160
SH
SOLE
153160
0
0
Sector Spdr Tr Con Stpls
SBI CONS STPLS
81369Y308
2682
60113
SH
SOLE
60113
0
0
Sector Spdr Tr Healthcare
SBI HEALTHCARE
81369Y209
3872
63660
SH
SOLE
63660
0
0
Sector Spdr Tr Shs Ben Int In
SBI INT-INDS
81369Y704
4113
76090
SH
SOLE
76090
0
0
Sector Spdr Util Select
SBI INT-UTILS
81369Y886
11880
268414
SH
SOLE
268414
0
0
Southern Company
COM
842587107
8610
189739
SH
SOLE
189739
0
0
SPDR Series Trust
BRC HGH YLD BD
78464A417
1612
38639
SH
SOLE
38639
0
0
SPDR Index SHS FDS
DJ INTL RL ETF
78463X863
827
18683
SH
SOLE
18683
0
0
SPDR Series Trust
RUSSELL 3000 ETF
78464A805
238
1613
SH
SOLE
1613
0
0
SPDR Gold Trust
GOLD SHS
78463V107
1007
7861
SH
SOLE
7861
0
0
SPDR S&P Dividend ETF
S&P DIVID ETF
78464A763
45393
592677
SH
SOLE
592677
0
0
SPDR S&P Oil & Gas Equip Svcs
OILGAS EQUIP
78464A748
2307
46816
SH
SOLE
46816
0
0
Spdr Ser Tr Lehman Intl Treas
BRCLYS INTL ETF
78464A516
238
3907
SH
SOLE
3907
0
0
Spdr Short Maturity HY
SHT TRM HGH YLD
78468R408
21660
699600
SH
SOLE
699600
0
0
Spectra Energy Corp
COM
847560109
854
20106
SH
SOLE
20106
0
0
Spider Euro 50 Index
EURO STOXX 50
78463X202
7277
168182
SH
SOLE
168182
0
0
Streettracks Index Shs
S&P CHINA ETF
78463X400
336
4460
SH
SOLE
4460
0
0
Streettracks Index Shs
MSCI ACWI EXUS
78463X848
4621
124553
SH
SOLE
124553
0
0
Suntrust Banks Inc
COM
867914103
680
16981
SH
SOLE
16981
0
0
T C Pipelines
UT COM LTD PRT
87233Q108
556
10769
SH
SOLE
10769
0
0
Teco Energy
COM
872375100
683
36967
SH
SOLE
36967
0
0
Templetn Emrg Mkts Incm
COM
880192109
288
20889
SH
SOLE
20889
0
0
Teva Pharmaceutical
ADR
881624209
1037
19780
SH
SOLE
19780
0
0
The Charles Schwab Corp
COM
808513105
282
10473
SH
SOLE
10473
0
0
Transocean
REG SHS
H8817H100
6263
13908
SH
SOLE
13908
0
0
UBS Alerian MLP Infrastructure
ALERIAN INFRST
902641646
12030
269852
SH
SOLE
269852
0
0
United Parcel Service B
CL B
911312106
1137
11071
SH
SOLE
11071
0
0
United Technology
COM
913017109
3323
28779
SH
SOLE
28779
0
0
Unitedhealth Group Inc
COM
91324P102
546
6678
SH
SOLE
6678
0
0
Valero Energy Corp New
COM
91913Y100
1992
39759
SH
SOLE
39759
0
0
Invesco Dynamic Cr Opp Fd
COM
46132R104
166
12800
SH
SOLE
12800
0
0
Vanguard Bond Index Fund
INTERMED TERM
921937819
4761
56220
SH
SOLE
56220
0
0
Vanguard Specialized Portfol
DIV APP ETF
921908844
1126
14444
SH
SOLE
14444
0
0
Vanguard Extended Mkt
EXTEND MKT ETF
922908652
265
3020
SH
SOLE
3020
0
0
Vanguard Intl Eq Indx Fd
FTSE EMR MKT ETF
922042858
18894
438079
SH
SOLE
438079
0
0
Vanguard REIT ETF
REIT ETF
922908553
15114
201946
SH
SOLE
201946
0
0
Vanguard Short Term Bond Index
SHORT TRM BOND
921937827
13915
173196
SH
SOLE
173196
0
0
Vanguard Small Cap
SMALL CP ETF
922908751
225
1924
SH
SOLE
1924
0
0
Vanguard Total Bond Mkt Index
TOTAL BND MRKT
921937835
8819
107260
SH
SOLE
107260
0
0
Verizon
COM
92343V104
5749
117500
SH
SOLE
117500
0
0
Visa Inc
COM CL A
92826C839
403
1914
SH
SOLE
1914
0
0
Voya Prime Rate Trust
SH BEN INT
44977W106
361
62325
SH
SOLE
62325
0
0
Walgreen Company
COM
931422109
324
4375
SH
SOLE
4375
0
0
Wal-Mart Stores Inc
COM
931142103
1429
19036
SH
SOLE
19036
0
0
Waste Management
COM
94106L109
286
6384
SH
SOLE
6384
0
0
Wells Fargo
COM
949746101
2323
44193
SH
SOLE
44193
0
0
Wells Fargo Adv Income Opptys
COM SHS
94987B105
591
61789
SH
SOLE
61789
0
0
Wells Fargo Adv Multi-Sec Inco
COM SHS
94987D101
2859
191879
SH
SOLE
191879
0
0
Western Asset Emerging Markets
COM
95766A101
276
15010
SH
SOLE
15010
0
0
Western Asset Global Income Fu
COM
95766B109
4808
374137
SH
SOLE
374137
0
0
Western Asset High Income Fund
COM
95766J102
3415
362113
SH
SOLE
362113
0
0
Western Asset Muni Fd
COM
95766N103
561
75997
SH
SOLE
75997
0
0
Western Asset Premier Fd
SHS BEN INT
957664105
2143
143514
SH
SOLE
143514
0
0
Williams Companies
COM
969457100
3416
58686
SH
SOLE
58686
0
0
Williams Partners
COM UNIT L P
96950F104
818
15070
SH
SOLE
15070
0
0
Wisdomtree Emerging Etf
EM LCL DEBT FD
97717X867
2356
49554
SH
SOLE
49554
0
0
Wisdomtree Jpn Hdgd Eqty
JAPN HEDGE EQT
97717W851
2778
56281
SH
SOLE
56281
0
0
Wpx Energy
COM
98212B103
378
15794
SH
SOLE
15794
0
0
Yum! Brands
COM
988498101
298
3670
SH
SOLE
3670
0
0