0001582151-15-000005.txt : 20151014 0001582151-15-000005.hdr.sgml : 20151014 20151014133658 ACCESSION NUMBER: 0001582151-15-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151014 DATE AS OF CHANGE: 20151014 EFFECTIVENESS DATE: 20151014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NAPLES GLOBAL ADVISORS, LLC CENTRAL INDEX KEY: 0001582151 IRS NUMBER: 452589778 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15686 FILM NUMBER: 151157956 BUSINESS ADDRESS: STREET 1: 720 FIFTH AVENUE SOUTH STREET 2: SUITE 200 CITY: NAPLES STATE: FL ZIP: 34102 BUSINESS PHONE: 2397767900 MAIL ADDRESS: STREET 1: 720 FIFTH AVENUE SOUTH STREET 2: SUITE 200 CITY: NAPLES STATE: FL ZIP: 34102 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001582151 XXXXXXXX 09-30-2015 09-30-2015 NAPLES GLOBAL ADVISORS, LLC

720 FIFTH AVENUE SOUTH SUITE 200 NAPLES FL 34102

13F HOLDINGS REPORT 028-15686 N Greg Debski 239-776-7900 Greg Debski Naples FL 10-14-2015 0 222 194620 false INFORMATION TABLE 2 3q15infotable.xml 3m Company COM 88579Y101 1633 11519 SH SOLE 11519 0 0 A F L A C Inc COM 001055102 1014 17450 SH SOLE 17450 0 0 Abbott Laboratories COM 002824100 349 8684 SH SOLE 8684 0 0 Abbvie Inc COM 00287Y109 1476 27119 SH SOLE 27119 0 0 Aberdeen AsiaPacific Incm CEF COM 003009107 61 13540 SH SOLE 13540 0 0 Accenture Plc Adr SHS CLASS A G1151C101 1610 16382 SH SOLE 16382 0 0 Agree Realty Corp COM 008492100 342 11461 SH SOLE 11461 0 0 Albemarle Corp COM 012653101 598 13565 SH SOLE 13565 0 0 Altria Group Inc COM 02209S103 1261 23175 SH SOLE 23175 0 0 Ambev Sa Adr SPONSORED ADR 02319V103 742 151360 SH SOLE 151360 0 0 American Express Co COM 025816109 1456 19637 SH SOLE 19637 0 0 American Natl Bankshares COM 027745108 213 9080 SH SOLE 9080 0 0 Amgen Incorporated COM 031162100 2149 15533 SH SOLE 15533 0 0 Analog Devices Inc COM 032654105 1753 31080 SH SOLE 31080 0 0 Apple Inc COM 037833100 2848 25821 SH SOLE 25821 0 0 Ares Capital Corp COM 04010L103 1040 71805 SH SOLE 71805 0 0 Astrazeneca Plc Adr SPONSORED ADR 046353108 882 27734 SH SOLE 27734 0 0 AT&T Inc COM 00206R102 1936 59418 SH SOLE 59418 0 0 Automatic Data Processing Inc COM 053015103 400 4975 SH SOLE 4975 0 0 Avista Corporation COM 05379B107 855 25725 SH SOLE 25725 0 0 B & G Foods Inc COM 05508R106 386 10600 SH SOLE 10600 0 0 Bank Of Montreal ADR COM 063671101 969 17765 SH SOLE 17765 0 0 Bar Harbor Bankshares COM 066849100 442 13828 SH SOLE 13828 0 0 Baxalta Inc COM 07177M103 536 16996 SH SOLE 16996 0 0 Baxter International Inc COM 071813109 582 17721 SH SOLE 17721 0 0 Bce Inc Com ADR COM NEW 05534B760 1362 33260 SH SOLE 33260 0 0 Berkshire Hathaway B New CL B NEW 084670702 408 3128 SH SOLE 3128 0 0 Blackrock Inc COM 09247X101 1092 3670 SH SOLE 3670 0 0 Blackstone Group Lp COM UNIT LTD 09253U108 1570 49588 SH SOLE 49588 0 0 Boeing Co COM 097023105 2459 18781 SH SOLE 18781 0 0 Bristol-Myers Squibb Co COM 110122108 241 4076 SH SOLE 4076 0 0 British American Tobacco ADR SPONSORED ADR 110448107 715 6499 SH SOLE 6499 0 0 Buckeye Partners Uts L P UNIT LTD PARTN 118230101 305 5145 SH SOLE 5145 0 0 C S X Corp COM 126408103 743 27620 SH SOLE 27620 0 0 Ca Inc COM 12673P105 406 14876 SH SOLE 14876 0 0 Cal Maine Foods Inc COM NEW 128030202 812 14870 SH SOLE 14870 0 0 Cdn Imperial Bk Comm COM 136069101 836 11620 SH SOLE 11620 0 0 Centerpoint Energy Inc COM 15189T107 679 37620 SH SOLE 37620 0 0 Chevron Corp COM 166764100 312 3960 SH SOLE 3960 0 0 China Mobile Ltd Adr SPONSORED ADR 16941M109 1493 25085 SH SOLE 25085 0 0 Chubb Corp COM 171232101 1271 10361 SH SOLE 10361 0 0 Church & Dwight Co Inc COM 171340102 474 5650 SH SOLE 5650 0 0 Cinemark Holdings Inc COM 17243V102 862 26546 SH SOLE 26546 0 0 Cisco Systems Inc COM 17275R102 681 25952 SH SOLE 25952 0 0 Clorox Company COM 189054109 1206 10440 SH SOLE 10440 0 0 Cme Group Inc Cl A COM 12572Q105 317 3415 SH SOLE 3415 0 0 Coca Cola Company COM 191216100 817 20360 SH SOLE 20360 0 0 Community Tr Bancorp Inc COM 204149108 204 5731 SH SOLE 5731 0 0 Compania Cer Unidas Adrf SPONSORED ADR 204429104 1007 45454 SH SOLE 45454 0 0 Conagra Foods Inc COM 205887102 1449 35758 SH SOLE 35758 0 0 Conocophillips COM 20825C104 1006 20967 SH SOLE 20967 0 0 Corning Inc COM 219350105 1501 87696 SH SOLE 87696 0 0 Corrections Cp Amer New COM NEW 22025Y407 568 19221 SH SOLE 19221 0 0 Cracker Barrel Old Ctry COM 22410J106 1180 8010 SH SOLE 8010 0 0 Deere & Co COM 244199105 1344 18167 SH SOLE 18167 0 0 Diageo Plc SPON ADR NEW 25243Q205 1315 12200 SH SOLE 12200 0 0 Digital Rlty Tr REIT COM 253868103 577 8837 SH SOLE 8837 0 0 Disney Walt Co COM DISNEY 254687106 895 8754 SH SOLE 8754 0 0 Dr Pepper Snapple Group COM 26138E109 1349 17071 SH SOLE 17071 0 0 Du Pont E I De Nemour & Co COM 263534109 1243 25785 SH SOLE 25785 0 0 Duke Energy Corp New COM NEW 26441C105 350 4861 SH SOLE 4861 0 0 E M C Corp Mass COM 268648102 922 38175 SH SOLE 38175 0 0 Eaton Corporation SHS 278058102 262 5116 SH SOLE 5116 0 0 Eaton Vance Sht Dur Incm CEF COM 27828V104 502 37943 SH SOLE 37943 0 0 EatonVance Tax-Mgd BW CEF COM 27828Y108 1974 139030 SH SOLE 139030 0 0 Emerson Electric Co COM 291011104 893 20228 SH SOLE 20228 0 0 EV Tax-Mgd Gbl Div Incm CEF COM 27829F108 208 25067 SH SOLE 25067 0 0 Exterran Partners L P Com COM UNITS 30225N105 167 10159 SH SOLE 10159 0 0 Exxon Mobil Corporation COM 30231G102 663 8913 SH SOLE 8913 0 0 Facebook Inc Class A COM 30303M102 305 3396 SH SOLE 3396 0 0 Fastenal Co COM 311900104 525 14350 SH SOLE 14350 0 0 First Bancorp Inc Me COM 31866P102 542 28395 SH SOLE 28395 0 0 First Dow Jones Micro Cap ETF COM SHS ANNUAL 33718M105 258 8135 SH SOLE 8135 0 0 First Tr Aberdeen Global Incom COM SHS 337319107 437 45150 SH SOLE 45150 0 0 General Electric Co. COM 369604103 2355 93359 SH SOLE 93359 0 0 General Mills I Nc COM 370334104 1066 18992 SH SOLE 18992 0 0 Gentex Corp COM 371901109 582 37580 SH SOLE 37580 0 0 Glaxosmithkline Adr SPONSORED ADR 37733W105 972 25279 SH SOLE 25279 0 0 Grupo Aeroportuario Sureste SPON ADR SER B 40051E202 319 2095 SH SOLE 2095 0 0 Guangshen Railway ADR SPONSORED ADR 40065W107 406 20345 SH SOLE 20345 0 0 Harley Davidson Inc COM 412822108 517 9415 SH SOLE 9415 0 0 Hawaiian Elec Industries COM 419870100 650 22640 SH SOLE 22640 0 0 HCP Inc COM 40414L109 314 8427 SH SOLE 8427 0 0 Hercules Tech Growth COM 427096508 689 68151 SH SOLE 68151 0 0 Home Depot Inc COM 437076102 1370 11864 SH SOLE 11864 0 0 Hospitality Pptys Trust REIT COM SH BEN INT 44106M102 818 31997 SH SOLE 31997 0 0 ICICI Bank Ltd Adr ADR 45104G104 303 36100 SH SOLE 36100 0 0 Infosys Ltd ADR SPONSORED ADR 456788108 1436 75240 SH SOLE 75240 0 0 Intel Corp COM 458140100 1408 46710 SH SOLE 46710 0 0 Intercontinental Exchange COM 45866F104 358 1525 SH SOLE 1525 0 0 Intl Flavors & Fragrances Inc COM 459506101 1736 16809 SH SOLE 16809 0 0 Ishares Barclays 1-3 Year Cr B 1-3 YR CR BD ETF 464288646 615 5848 SH SOLE 5848 0 0 Ishares Core MSCI Total Intl E CORE MSCITOTAL 46432F834 959 19640 SH SOLE 19640 0 0 Ishares Core S&P 500 ETF CORE S&P500 ETF 464287200 235 1222 SH SOLE 1222 0 0 Ishares Core S&P Midcap ETF CORE S&P MCP ETF 464287507 469 3430 SH SOLE 3430 0 0 Ishares Core S&P Small Cap ETF CORE S&P SCP ETF 464287804 226 2120 SH SOLE 2120 0 0 Ishares MSCI ACWI ETF MSCI ACWI ETF 464288257 449 8315 SH SOLE 8315 0 0 Ishares MSCI Core Emrg Mkt ETF CORE MSCI EMKT 46434G103 429 10755 SH SOLE 10755 0 0 Ishares MSCI EAFE ETF MSCI EAFE ETF 464287465 604 10532 SH SOLE 10532 0 0 Ishares MSCI EM Min Vol ETF EM MK MINVOL ETF 464286533 265 5319 SH SOLE 5319 0 0 Ishares Natl AMT Free Muni Bd SHT NTLAMTFR ETF 464288158 440 4150 SH SOLE 4150 0 0 iShares Russel MidCap Value ET RUS MDCP VAL ETF 464287473 250 3730 SH SOLE 3730 0 0 Ishares Russell 2k ETF RUSSELL 2000 ETF 464287655 410 3755 SH SOLE 3755 0 0 Ishares Russell Mid Cap ETF RUS MID-CAP ETF 464287499 204 1312 SH SOLE 1312 0 0 Ishares S&P 100 ETF S&P 100 ETF 464287101 445 5245 SH SOLE 5245 0 0 Ishares S&P Total US Stock ETF CORE S&P TTL STK 464287150 1187 13555 SH SOLE 13555 0 0 Ishares S&P US Pfd. 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COM 502424104 394 3774 SH SOLE 3774 0 0 Landmark Bancorp Inc COM 51504L107 650 25473 SH SOLE 25473 0 0 Leggett & Platt Inc COM 524660107 1134 27487 SH SOLE 27487 0 0 Liberator Med Hldgs Inc COM 53012L108 178 75730 SH SOLE 75730 0 0 Lilly Eli & Co COM 532457108 1464 17495 SH SOLE 17495 0 0 Linear Technology Corp COM 535678106 347 8610 SH SOLE 8610 0 0 Lockheed Martin Corp COM 539830109 1702 8212 SH SOLE 8212 0 0 M T S Systems Corp COM 553777103 1081 17977 SH SOLE 17977 0 0 Macquarie Global Infrastructur COM 55608D101 789 40930 SH SOLE 40930 0 0 Magellan Midstream Ptnrs COM UNIT RP LP 559080106 257 4275 SH SOLE 4275 0 0 Maiden Holdings Ltd Com SHS G5753U112 801 57693 SH SOLE 57693 0 0 Marine Harvest Adr SPONSORED ADR 56824R205 549 43490 SH SOLE 43490 0 0 Market Short Muni Bond ETF MKTVEC SMUNETF 57060U803 379 21630 SH SOLE 21630 0 0 McDonalds Corp COM 580135101 1428 14495 SH SOLE 14495 0 0 Medical Properties Trust REIT COM 58463J304 222 20030 SH SOLE 20030 0 0 Medtronic Inc COM 585055106 1077 16083 SH SOLE 16083 0 0 Merck & Co Inc COM 58933Y105 1341 27151 SH SOLE 27151 0 0 Meridian Bioscience Inc COM 589584101 889 52012 SH SOLE 52012 0 0 Metlife Inc COM 59156R108 557 11820 SH SOLE 11820 0 0 Microchip Technology Inc COM 595017104 1234 28638 SH SOLE 28638 0 0 Microsoft Corp COM 594918104 2526 57073 SH SOLE 57073 0 0 Molson Coors Brewing Clb CL B 60871R209 1572 18931 SH SOLE 18931 0 0 Moodys Corp COM 615369105 298 3034 SH SOLE 3034 0 0 National Grid Plc Adr SPON ADR NEW 636274300 1332 19124 SH SOLE 19124 0 0 National Health Invs Inc COM 63633D104 287 4985 SH SOLE 4985 0 0 Neenah Paper Inc COM 640079109 278 4770 SH SOLE 4770 0 0 Nextera Energy Inc COM 65339F101 531 5439 SH SOLE 5439 0 0 Nordstrom Inc COM 655664100 1326 18490 SH SOLE 18490 0 0 Norfolk Southern Corp COM 655844108 764 9994 SH SOLE 9994 0 0 Novartis A G Spon Adr SPONSORED ADR 66987V109 1226 13340 SH SOLE 13340 0 0 Nuveen NY AMT Free Muni CEF COM 670656107 2341 185975 SH SOLE 185975 0 0 Oaktree Capital Group UNIT CL A 674001201 269 5425 SH SOLE 5425 0 0 Omega Hlthcare Invs Inc COM 681936100 420 11945 SH SOLE 11945 0 0 Omnicom Group COM 681919106 1149 17439 SH SOLE 17439 0 0 Oracle Corporation COM 68389X105 1082 29967 SH SOLE 29967 0 0 Orchids Paper Prods Co COM 68572N104 1217 46635 SH SOLE 46635 0 0 Pacific Continental Corp COM 69412V108 332 24954 SH SOLE 24954 0 0 Packaging Corp Of Amer COM 695156109 1338 22246 SH SOLE 22246 0 0 Paychex Inc COM 704326107 1610 33811 SH SOLE 33811 0 0 Penns Woods Bancorp Inc COM 708430103 625 15262 SH SOLE 15262 0 0 Pepsico Inc COM 713448108 1249 13241 SH SOLE 13241 0 0 Pfizer Inc COM 717081103 709 22572 SH SOLE 22572 0 0 Philip Morris Intl Inc COM 718172109 875 11028 SH SOLE 11028 0 0 Pinnacle West Capital Cp COM 723484101 534 8325 SH SOLE 8325 0 0 Polaris Industries Inc COM 731068102 331 2761 SH SOLE 2761 0 0 Portland General Elec COM NEW 736508847 579 15650 SH SOLE 15650 0 0 Praxair Inc COM 74005P104 1296 12723 SH SOLE 12723 0 0 Procter & Gamble COM 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SOLE 23441 0 0 Southern Co COM 842587107 1663 37193 SH SOLE 37193 0 0 Spdr Barclays 1-3 Year Corp Bd BARC SHT TR CP 78464A474 303 9942 SH SOLE 9942 0 0 Spdr Financial ETF SBI INT-FINL 81369Y605 520 22966 SH SOLE 22966 0 0 Spdr High Yield Bd ETF BRC HGH YLD BD 78464A417 1290 36164 SH SOLE 36164 0 0 Spdr S&P 500 ETF TR UNIT 78462F103 877 4578 SH SOLE 4578 0 0 Spdr S&P Midcap 400 ETF UTSER1 S&PCRP 78467Y107 3676 14771 SH SOLE 14771 0 0 Spdr Short Term High Yield Bd SHT TRM HGH YLD 78468R408 913 33875 SH SOLE 33875 0 0 Spdr Short Term Muni Bd ETF NUVN BR SHT MUNI 78464A425 1108 45477 SH SOLE 45477 0 0 Starwood Ppty Trust Inc COM 85571B105 495 24125 SH SOLE 24125 0 0 Syngenta Ag Adr SPONSORED ADR 87160A100 650 10190 SH SOLE 10190 0 0 Taiwan Semiconductor SPONSORED ADR 874039100 2279 109837 SH SOLE 109837 0 0 Target Corporation COM 87612E106 1185 15068 SH SOLE 15068 0 0 Te Connectivity Ltd REG SHS H84989104 677 11303 SH SOLE 11303 0 0 Total Adr SPONSORED ADR 89151E109 261 5837 SH SOLE 5837 0 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