0001581655-21-000001.txt : 20210212
0001581655-21-000001.hdr.sgml : 20210212
20210212082924
ACCESSION NUMBER: 0001581655-21-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210212
DATE AS OF CHANGE: 20210212
EFFECTIVENESS DATE: 20210212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alpine Global Management, LLC
CENTRAL INDEX KEY: 0001581655
IRS NUMBER: 461675291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15932
FILM NUMBER: 21623001
BUSINESS ADDRESS:
STREET 1: 140 BROADWAY, 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 646-961-3213
MAIL ADDRESS:
STREET 1: 140 BROADWAY, 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: Alpine Partners VI, LLC
DATE OF NAME CHANGE: 20130716
13F-HR
1
primary_doc.xml
13F-HR
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false
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0001581655
XXXXXXXX
12-31-2020
12-31-2020
Alpine Global Management, LLC
140 BROADWAY, 38TH FLOOR
NEW YORK
NY
10005
13F HOLDINGS REPORT
028-15932
N
Alec Chapman
Analyst
646-517-8087
Alec Chapman
New York
NY
02-12-2021
0
199
493079
false
INFORMATION TABLE
2
13F_Pos_2020_Q4.xml
ALPINE GLOBAL MANAGEMENT LLC Q4 13F FILING
HYLIION HOLDINGS CORP
COMMON STOCK
449109107
565
34300
SH
SOLE
34300
0
0
FOLEY TRASIMENE ACQUISITION
COM CL A
344328109
1342
88900
SH
SOLE
88900
0
0
CIIG MERGER CORP
COM CL A
12559C103
341
12125
SH
SOLE
12125
0
0
CARVER BANCORP INC
COM NEW
146875604
75
11523
SH
SOLE
11523
0
0
BULL HORN HLDGS CORP
SHS
G1686P106
475
46617
SH
SOLE
46617
0
0
ARKO CORP
COM
041242108
93
10366
SH
SOLE
10366
0
0
DESKTOP METAL INC
COM CL A
25058X105
624
36267
SH
SOLE
36267
0
0
CRESCENT ACQUISITION CORP
COM CL A
22564L105
270
25860
SH
SOLE
25860
0
0
EASTMAN KODAK CO
COM NEW
277461406
534
65600
SH
SOLE
65600
0
0
DRAFTKINGS INC
COM CL A
26142R104
16762
360000
SH
SOLE
360000
0
0
DOORDASH INC
CL A
25809K105
614
4300
SH
SOLE
4300
0
0
LIPOCINE INC NEW
COM
53630X104
57
41876
SH
SOLE
41876
0
0
MOGO INC
COM
60800C109
84
22227
SH
SOLE
22227
0
0
NORTHERN GENESIS ACQUISITION
COMMON STOCK
66516T104
893
50205
SH
SOLE
50205
0
0
NORTHERN STAR ACQUISITION CO
COM CL A
665742102
235
16110
SH
SOLE
16110
0
0
PACIFIC ETHANOL INC
COM
69423U305
71
13037
SH
SOLE
13037
0
0
PORCH GROUP INC
COM
733245104
734
51448
SH
SOLE
51448
0
0
ROMEO POWER INC
COM
776153108
1202
53439
SH
SOLE
53439
0
0
RUSH STREET INTERACTIVE INC
COM
782011100
1185
54756
SH
SOLE
54756
0
0
SOCIAL CAPITAL HEDOSOPHA HLD
*W EXP 09/26/202
G8251L113
55
16968
SH
SOLE
16968
0
0
TUSCAN HLDGS CORP
COM
90069K104
26031
1522265
SH
SOLE
1522265
0
0
VELODYNE LIDAR INC
COM
92259F101
1175
51500
SH
SOLE
51500
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
700
2076
SH
SOLE
2076
0
0
HYDROFARM HLDGS GROUP INC
COM
44888K209
4995
95000
SH
SOLE
95000
0
0
IMMUNOME INC
COM
45257U108
7649
790208
SH
SOLE
790208
0
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
224
1026
SH
SOLE
1026
0
0
AQUABOUNTY TECHNOLOGIES INC
COM NEW
03842K200
125
14281
SH
SOLE
14281
0
0
ARBUTUS BIOPHARMA CORP
COM
03879J100
127
35825
SH
SOLE
35825
0
0
BABCOCK AND WILCOX ENTERPRISES
COM
05614L209
71
20251
SH
SOLE
20251
0
0
BARNES AND NOBLE ED INC
COM
06777U101
86
18491
SH
SOLE
18491
0
0
BEAM GLOBAL
COM
07373B109
288
3903
SH
SOLE
3903
0
0
BRAEMAR HOTELS AND RESORTS INC
COM
10482B101
86
18698
SH
SOLE
18698
0
0
ALDEYRA THERAPEUTICS INC
COM
01438T106
191
27873
SH
SOLE
27873
0
0
AKERNA CORP
COM
00973W102
89
27455
SH
SOLE
27455
0
0
ADAMAS PHARMACEUTICALS INC
COM
00548A106
54
12581
SH
SOLE
12581
0
0
ACLARIS THERAPEUTICS INC
COM
00461U105
144
22333
SH
SOLE
22333
0
0
DESKTOP METAL INC
*W EXP 03/31/202
25058X113
96
20000
SH
SOLE
20000
0
0
SOCIAL CAP HEDSPIA HLDG CO I
*W EXP 99/99/999
G8251K115
68
17000
SH
SOLE
17000
0
0
REDBALL ACQUISITION CORP
UNIT 99/99/9999
G7417R121
578
50000
SH
SOLE
50000
0
0
OUTSET MED INC
COM
690145107
455
8000
SH
SOLE
8000
0
0
HOLICITY INC
UNIT 08/05/2025
435063201
1477
142000
SH
SOLE
142000
0
0
UNDER ARMOUR INC
CL C
904311206
744
50000
SH
SOLE
50000
0
0
LIBERTY MEDIA CORP DEL
COM A SIRIUSXM
531229409
5099
118069
SH
SOLE
118069
0
0
VG ACQUISITION CORP
SHS CL A
G9446E105
22907
2004152
SH
SOLE
2004152
0
0
SUSTAINABLE OPPORTNTS ACQ CO
ORD SHS A
G8598Y109
1619
150500
SH
SOLE
150500
0
0
SUPERNOVA PARTNERS ACQUISITI
COM CL A
86846V108
3729
339010
SH
SOLE
339010
0
0
PERSHING SQUARE TONTINE HLDG
COM CL A
71531R109
6109
220379
SH
SOLE
220379
0
0
NEW PROVIDENCE ACQUISITION
COM CL A
64822P106
5631
414655
SH
SOLE
414655
0
0
GX ACQUISITION CORP
COM CL A
36251A107
7277
661571
SH
SOLE
661571
0
0
FUBOTV INC
COM
35953D104
11196
399849
SH
SOLE
399849
0
0
FORUM MERGER III CORP
COM CL A
349885103
15401
1137430
SH
SOLE
1137430
0
0
DMY TECHNOLOGY GROUP INC II
COM CL A
233277102
6684
380000
SH
SOLE
380000
0
0
COLONNADE ACQUISITION CORP
COM CL A
G2283K110
4371
323787
SH
SOLE
323787
0
0
BRISTOL-MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
102
150000
SH
SOLE
150000
0
0
ARTELO BIOSCIENCES INC
*W EXP 06/25/202
04301G128
4
14100
SH
SOLE
14100
0
0
AIRBNB INC
COM CL A
009066101
7340
50000
SH
SOLE
50000
0
0
TUSCAN HLDGS CORP
*W EXP 04/01/202
90069K112
580
121594
SH
SOLE
121594
0
0
SOCIAL CAP HEDSPIA HLDG CO I
UNIT 99/99/9999
G8251K123
324
18000
SH
SOLE
18000
0
0
SILVER SPIKE ACQUISITION COR
CL A SHS
G8136L106
333
26100
SH
SOLE
26100
0
0
JAWS ACQUISITION CORP
SHS
G50744104
671
50000
SH
SOLE
50000
0
0
INTERPRIVATE ACQUISITION COR
COM
46064A103
152
10483
SH
SOLE
10483
0
0
GIGCAPITAL3 INC
COM
37519D107
1648
125000
SH
SOLE
125000
0
0
EXPERIENCE INVT CORP
COM CL A
30217C109
554
50000
SH
SOLE
50000
0
0
COLLECTIVE GROWTH CORP
*W EXP 04/30/202
19424L119
83
22000
SH
SOLE
22000
0
0
COLLECTIVE GROWTH CORP
COM CL A
19424L101
536
37500
SH
SOLE
37500
0
0
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
16328
77500
SH
SOLE
77500
0
0
SOGOU INC
ADR REPSTG A
83409V104
940
115369
SH
SOLE
115369
0
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
6970
165000
SH
SOLE
165000
0
0
OMNICELL COM
COM
68213N109
1800
15000
SH
SOLE
15000
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
73579
829993
SH
SOLE
829993
0
0
INPHI CORP
COM
45772F107
11437
71275
SH
SOLE
71275
0
0
GLOBALSTAR INC
COM
378973408
541
1598530
SH
SOLE
1598530
0
0
GENWORTH FINL INC
COM CL A
37247D106
1323
350000
SH
SOLE
350000
0
0
FITBIT INC
CL A
33812L102
680
100000
SH
SOLE
100000
0
0
DUPONT DE NEMOURS INC
COM
26614N102
2276
32000
SH
SOLE
32000
0
0
CELLULAR BIOMEDICINE GROUP I
COM NEW
15117P102
2204
119902
SH
SOLE
119902
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
467
30339
SH
SOLE
30339
0
0
AMBAC FINL GROUP INC
*W EXP 04/30/202
023139116
1511
340980
SH
SOLE
340980
0
0
GENERAL ELECTRIC CO
COM
369604103
19440
1800000
SH
SOLE
1800000
0
0
AMEDISYS INC
COM
023436108
308
1049
SH
SOLE
1049
0
0
ALTIMMUNE INC
COM NEW
02155H200
174
15457
SH
SOLE
15457
0
0
CELLDEX THERAPEUTICS INC NEW
COM NEW
15117B202
522
29820
SH
SOLE
29820
0
0
CELSIUS HLDGS INC
COM NEW
15118V207
496
9868
SH
SOLE
9868
0
0
CHURCH AND DWIGHT INC
COM
171340102
689
7899
SH
SOLE
7899
0
0
COMMERCIAL VEH GROUP INC
COM
202608105
147
16946
SH
SOLE
16946
0
0
CTI BIOPHARMA CORP
COM
12648L601
105
32720
SH
SOLE
32720
0
0
CYMABAY THERAPEUTICS INC
COM
23257D103
145
25339
SH
SOLE
25339
0
0
DRIVE SHACK INC
COM
262077100
75
31692
SH
SOLE
31692
0
0
E L F BEAUTY INC
COM
26856L103
537
21321
SH
SOLE
21321
0
0
EMCORE CORP
COM NEW
290846203
78
14361
SH
SOLE
14361
0
0
ENTEGRIS INC
COM
29362U104
331
3444
SH
SOLE
3444
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
884
29995
SH
SOLE
29995
0
0
FIRST INDL RLTY TR INC
COM
32054K103
237
5634
SH
SOLE
5634
0
0
FLUIDIGM CORP DEL
COM
34385P108
126
20982
SH
SOLE
20982
0
0
GOGO INC
COM
38046C109
226
23446
SH
SOLE
23446
0
0
HORIZON GLOBAL CORP
COM
44052W104
96
11225
SH
SOLE
11225
0
0
HORIZON THERAPEUTICS PUB L
SHS
G46188101
469
6417
SH
SOLE
6417
0
0
IDERA PHARMACEUTICALS INC
COM PAR
45168K405
51
13966
SH
SOLE
13966
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
52
24575
SH
SOLE
24575
0
0
ISHARES TR
US HOME CONS ETF
464288752
1697
30404
SH
SOLE
30404
0
0
IVERIC BIO INC
COM
46583P102
114
16520
SH
SOLE
16520
0
0
KINSALE CAP GROUP INC
COM
49714P108
1380
6898
SH
SOLE
6898
0
0
LEAF GROUP LTD
COM
52177G102
65
13930
SH
SOLE
13930
0
0
LHC GROUP INC
COM
50187A107
287
1347
SH
SOLE
1347
0
0
LINCOLN EDL SVCS CORP
COM
533535100
84
12901
SH
SOLE
12901
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
316
4363
SH
SOLE
4363
0
0
MDC PARTNERS INC.
CL A SUB VTG
552697104
77
30763
SH
SOLE
30763
0
0
NEPTUNE WELLNESS SOLUTIONS I
COM
64079L105
85
54500
SH
SOLE
54500
0
0
ONCTERNAL THERAPEUTICS INC
COM
68236P107
96
19540
SH
SOLE
19540
0
0
OTONOMY INC
COM
68906L105
163
25196
SH
SOLE
25196
0
0
PRGX GLOBAL INC
COM NEW
69357C503
85
11115
SH
SOLE
11115
0
0
REKOR SYSTEMS INC
COM
759419104
104
12888
SH
SOLE
12888
0
0
REMARK HLDGS INC
COM
75955K102
95
50011
SH
SOLE
50011
0
0
ROLLINS INC
COM
775711104
1123
28750
SH
SOLE
28750
0
0
SEA LTD
SPONSORD ADS
81141R100
995
5000
SH
SOLE
5000
0
0
SEAGEN INC
COM
81181C104
347
1981
SH
SOLE
1981
0
0
SELECT INTERIOR CONCEPTS INC
CL A
816120307
72
10001
SH
SOLE
10001
0
0
SMILEDIRECTCLUB INC
CL A COM
83192H106
180
15106
SH
SOLE
15106
0
0
SURFACE ONCOLOGY INC
COM
86877M209
127
13781
SH
SOLE
13781
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
1370
10534
SH
SOLE
10534
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
338
35000
SH
SOLE
35000
0
0
TITAN INTL INC ILL
COM
88830M102
133
27387
SH
SOLE
27387
0
0
TRAVELCENTERS OF AMERICA INC
COM NEW
89421B109
225
6908
SH
SOLE
6908
0
0
VUZIX CORP
COM NEW
92921W300
427
47020
SH
SOLE
47020
0
0
YRC WORLDWIDE INC
COM PAR $.01
984249607
119
26895
SH
SOLE
26895
0
0
ALTIMETER GROWTH CORP
CL A
G0370L108
492
38222
SH
SOLE
38222
0
0
ALTIMETER GROWTH CORP
*W EXP 09/30/202
G0370L116
97
17800
SH
SOLE
17800
0
0
ALUSSA ENERGY ACQUISITION CO
*W EXP 10/31/202
G0232J119
62
50000
SH
SOLE
50000
0
0
CC NEUBERGER PRINCIPAL HLDNG
*W EXP 99/99/999
G1992Y122
78
33333
SH
SOLE
33333
0
0
CC NEUBERGER PRIN HLDGS II
UNIT 99/99/9999
G3166T129
1592
160000
SH
SOLE
160000
0
0
CHURCHILL CAPITAL CORP IV
CL A
171439102
9503
949400
SH
SOLE
949400
0
0
CHURCHILL CAPITAL CORP IV
*W EXP 08/04/202
171439110
473
311500
SH
SOLE
311500
0
0
DFP HEALTHCARE ACQUISITNS CO
*W EXP 03/31/202
23343Q118
49
25025
SH
SOLE
25025
0
0
DMY TECHNOLOGY GROUP INC III
UNIT 99/99/9999
233278209
3990
350000
SH
SOLE
350000
0
0
FTAC OLYMPUS ACQUISITION COR
*W EXP 08/28/202
G37288126
143
75000
SH
SOLE
75000
0
0
LUX HEALTH TECH ACQUISITION
UNIT 11/30/2027
55068A209
560
47703
SH
SOLE
47703
0
0
MERIDA MERGER CORP I
*W EXP 11/07/202
58953M114
50
49750
SH
SOLE
49750
0
0
PERSHING SQUARE TONTINE HLDG
*W EXP 07/24/202
71531R117
285
29641
SH
SOLE
29641
0
0
PORCH GROUP INC
*W EXP 12/23/202
733245112
78
25000
SH
SOLE
25000
0
0
RUSH STREET INTERACTIVE INC
*W EXP 02/21/202
782011118
84
10920
SH
SOLE
10920
0
0
SCVX CORP
*W EXP 01/24/202
G79448117
263
154835
SH
SOLE
154835
0
0
SPORTS ENTERTAINMENT ACQU CO
COM CL A
84918M106
911
90000
SH
SOLE
90000
0
0
SPORTS ENTERTAINMENT ACQU CO
*W EXP 10/30/202
84918M114
66
49000
SH
SOLE
49000
0
0
SUSTAINABLE OPPORTNTS ACQ CO
*W EXP 99/99/999
G8598Y117
198
87817
SH
SOLE
87817
0
0
XERIS PHARMACEUTICALS INC
COM
98422L107
1722
350000
SH
SOLE
350000
0
0
ACAMAR PARTNERS ACQSITION CO
CL A
004285102
2240
200000
SH
SOLE
200000
0
0
AMPLITUDE HLTHCRE AQUSTIN CO
*W EXP 12/01/202
03212A113
74
51000
SH
SOLE
51000
0
0
ATLAS TECHNICAL CONSULTANTS
COM CLS A
049430101
108
15315
SH
SOLE
15315
0
0
BULL HORN HLDGS CORP
UNIT 10/13/2025
G1686P114
1138
100000
SH
SOLE
100000
0
0
CASCADE ACQUISITION CORP
UNIT 99/99/9999
147151203
1045
100000
SH
SOLE
100000
0
0
CC NEUBERGER PRINCIPAL HLDNG
COM
G1992Y114
29899
2758234
SH
SOLE
2758234
0
0
CHP MERGER CORP
*W EXP 11/22/202
12558Y114
25
20000
SH
SOLE
20000
0
0
CURIOSITYSTREAM INC
*W EXP 10/14/202
23130Q115
179
68699
SH
SOLE
68699
0
0
EOS ENERGY ENTERPRISES INC
*W EXP 05/06/202
29415C119
1614
194228
SH
SOLE
194228
0
0
FOREST ROAD ACQUISITION CORP
UNIT 99/99/9999
34619R201
124
11796
SH
SOLE
11796
0
0
GORES HLDGS IV INC
*W EXP 01/22/202
382865111
83
20000
SH
SOLE
20000
0
0
GORES HLDGS V INC
*W EXP 08/05/202
382864114
201
100000
SH
SOLE
100000
0
0
GORES HLDGS V INC
UNIT 99/99/9999
382864205
1084
99750
SH
SOLE
99750
0
0
JUNIPER INDL HLDGS INC
COM CL A
48205G106
1071
100000
SH
SOLE
100000
0
0
JUNIPER INDL HLDGS INC
*W EXP 11/13/202
48205G114
92
50000
SH
SOLE
50000
0
0
NORTHERN GENESIS ACQUISITION
*W EXP 07/31/202
66516T112
564
100000
SH
SOLE
100000
0
0
OAKTREE ACQUISITION CORP
*W EXP 99/99/999
G67145113
120
30700
SH
SOLE
30700
0
0
OSPREY TECHNLGY AQUISTION CO
*W EXP 10/30/202
68839R120
29
20000
SH
SOLE
20000
0
0
PANACEA ACQUISITION CORP
CL A
698102100
2340
200000
SH
SOLE
200000
0
0
PROPERTY SOLUTIONS ACQUISITI
COM
74348Q108
542
54229
SH
SOLE
54229
0
0
SCVX CORP
COM
G79448208
1068
103695
SH
SOLE
103695
0
0
SILVER SPIKE ACQUISITION COR
*W EXP 08/02/202
G8136L114
668
203117
SH
SOLE
203117
0
0
SPORTS ENTERTAINMENT ACQU CO
UNIT 99/99/9999
84918M205
1075
100000
SH
SOLE
100000
0
0
VY GLOBAL GROWTH
COM CL A
G9444H100
521
50000
SH
SOLE
50000
0
0
PNM RES INC
COM
69349H107
6469
133300
SH
SOLE
133300
0
0
PUBLIC STORAGE
COM
74460D109
9226
39950
SH
SOLE
39950
0
0
VARIAN MED SYS INC
COM
92220P105
38177
218140
SH
SOLE
218140
0
0
ALASKA COMMUNICATIONS SYS GR
COM
01167P101
369
100000
SH
SOLE
100000
0
0
APOLLO STRATEGIC GROWTH CAPT
SHS CL A
G0411R106
857
82334
SH
SOLE
82334
0
0
COHN ROBBINS HOLDINGS CORP
COM CL A
G23726105
521
50000
SH
SOLE
50000
0
0
FTAC OLYMPUS ACQUISITION COR
CL A SHS
G37288100
981
95200
SH
SOLE
95200
0
0
GO ACQUISITION CORP
COM
362019101
3057
300000
SH
SOLE
300000
0
0
GO ACQUISITION CORP
*W EXP 08/31/202
362019119
100
66666
SH
SOLE
66666
0
0
LANDCADIA HOLDINGS III INC
COM CL A
51476H100
2096
200000
SH
SOLE
200000
0
0
LAUREATE EDUCATION INC
CL A
518613203
480
33000
SH
SOLE
33000
0
0
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
1596
42500
SH
SOLE
42500
0
0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
1473
50000
SH
SOLE
50000
0
0
XILINX INC
COM
983919101
3190
22500
SH
SOLE
22500
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
781
5000
SH
SOLE
5000
0
0
NATIONAL GEN HLDGS CORP
COM
636220303
8898
260331
SH
SOLE
260331
0
0
AURORA CANNABIS INC
COM
05156X884
582
70000
SH
SOLE
70000
0
0
C3 AI INC
CL A
12468P104
3455
24900
SH
SOLE
24900
0
0
LI AUTO INC
SPONSORED ADS
50202M102
874
30328
SH
SOLE
30328
0
0
MARATHON PATENT GROUP INC
COM
56585W401
1985
190169
SH
SOLE
190169
0
0
MICROVISION INC DEL
COM NEW
594960304
538
100000
SH
SOLE
100000
0
0
NOVUS CAP CORP
COM
67012U108
470
30000
SH
SOLE
30000
0
0
OCUGEN INC
COM
67577C105
543
296505
SH
SOLE
296505
0
0
QUANTUMSCAPE CORP
COM CL A
74767V109
2812
33300
SH
SOLE
33300
0
0
QUANTUMSCAPE CORP
*W EXP 11/25/202
74767V117
542
14250
SH
SOLE
14250
0
0
SOCIAL CAP HEDSPIA HLDG CO I
COM CL A
G8251K107
509
30360
SH
SOLE
30360
0
0
THE TRADE DESK INC
COM CL A
88339J105
4005
5000
SH
SOLE
5000
0
0
VERU INC
COM
92536C103
1343
155238
SH
SOLE
155238
0
0
XL FLEET CORP
COM CL A
9837FR100
1177
49600
SH
SOLE
49600
0
0
AMPCO-PITTSBURG CORP
*W EXP 08/01/202
032037111
11
11936
SH
SOLE
11936
0
0