0001581641-18-000006.txt : 20181114 0001581641-18-000006.hdr.sgml : 20181114 20181114061303 ACCESSION NUMBER: 0001581641-18-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tuttle Tactical Management CENTRAL INDEX KEY: 0001581641 IRS NUMBER: 455616101 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16136 FILM NUMBER: 181180198 BUSINESS ADDRESS: STREET 1: 155 LOCKWOOD ROAD CITY: RIVERSIDE STATE: CT ZIP: 06878 BUSINESS PHONE: 3478520548 MAIL ADDRESS: STREET 1: 155 LOCKWOOD ROAD CITY: RIVERSIDE STATE: CT ZIP: 06878 FORMER COMPANY: FORMER CONFORMED NAME: Tuttle Tactical Management LLC DATE OF NAME CHANGE: 20130716 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001581641 XXXXXXXX 09-30-2018 09-30-2018 Tuttle Tactical Management
155 LOCKWOOD ROAD RIVERSIDE CT 06878
13F HOLDINGS REPORT 028-16136 N
MATTHEW TUTTLE ceo 3478520548 MATTHEW TUTTLE RIVERSIDE CT 11-14-2018 0 127 526323 false
INFORMATION TABLE 2 20180930edgar2.xml 13F AGILENT TECHNOLOGIES INC Common Stock 00846U101 4949 70170 SH SOLE 0 1 0 0 Apple Inc Common Stock 037833100 12861 105222 SH SOLE 0 1 0 0 ABBOTT LABORATORIES Common Stock 002824100 748 10200 SH SOLE 0 1 0 0 Automatic Data Processing Inc Common Stock 053015103 783 5200 SH SOLE 0 1 0 0 AERCAP HOLDINGS NV Common Stock N00985106 4883 84900 SH SOLE 0 1 0 0 AFLAC INC Common Stock 001055102 4810 102200 SH SOLE 0 1 0 0 Allergan PLC Common Stock G0177J108 1961 10300 SH SOLE 0 1 0 0 Amgen Inc Common Stock 031162100 2300 11100 SH SOLE 0 1 0 0 JPMORGAN CHASE AND CO ALERIAN Common Stock 46625H365 4062 147925 SH SOLE 0 1 0 0 AMERICAN TOWER CORP. REIT Common Stock 03027X100 7727 53188 SH SOLE 0 1 0 0 Amazon.com Inc Common Stock 023135106 9443 4715 SH SOLE 0 1 0 0 Andeavor Logistics LP Common Stock 03350F106 811 16712 SH SOLE 0 1 0 0 Anthem Inc Common Stock 036752103 7280 26571 SH SOLE 0 1 0 0 Aon PLC Common Stock G0408V102 2291 14900 SH SOLE 0 1 0 0 ARCONIC INC Common Stock 03965L100 5005 227400 SH SOLE 0 1 0 0 Athene Holding Ltd Common Stock G0684D107 9220 178500 SH SOLE 0 1 0 0 American Express Co Common Stock 025816109 756 7100 SH SOLE 0 1 0 0 BECTON DICKINSON & CO Common Stock 075887109 2236 8568 SH SOLE 0 1 0 0 BALL CORPORATION Common Stock 058498106 1467 33368 SH SOLE 0 1 0 0 Berkshire Hathaway Inc Common Stock 084670702 9526 44500 SH SOLE 0 1 0 0 BOSTON SCIENTIFIC CORP. Common Stock 101137107 3206 83300 SH SOLE 0 1 0 0 CREDIT ACCEPTANCE CORP Common Stock 225310101 7204 16445 SH SOLE 0 1 0 0 Chegg Inc Common Stock 163092109 852 30000 SH SOLE 0 1 0 0 CIGNA CORP Common Stock 125509109 1561 7500 SH SOLE 0 1 0 0 Cision Ltd Common Stock G1992S109 1905 113400 SH SOLE 0 1 0 0 Centene Corp Common Stock 15135B101 1911 13200 SH SOLE 0 1 0 0 CONDUENT INC Common Stock 206787103 1132 50285 SH SOLE 0 1 0 0 Costco Wholesale Corp Common Stock 22160K105 438 1870 SH SOLE 0 1 0 0 ISHARES MSCI ETF Common Stock 46434V464 1511 12600 SH SOLE 0 1 0 0 CSX Corp Common Stock 126408103 1962 26500 SH SOLE 0 1 0 0 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF Common Stock 78464A359 8522 158003 SH SOLE 0 1 0 0 DANAHER CORP. Common Stock 235851102 2466 22700 SH SOLE 0 1 0 0 ISHARES MSCI KLD 400 Common Stock 464288570 2233 20912 SH SOLE 0 1 0 0 Ecolab Inc Common Stock 278865100 2257 14400 SH SOLE 0 1 0 0 iShares JP Morgan USD Emerging Markets Bond Common Stock 464288281 4304 39936 SH SOLE 0 1 0 0 EnLink Midstream Partners LP Common Stock 29336U107 2309 123900 SH SOLE 0 1 0 0 ISHARES MSCI EM ESG Common Stock 46434G863 1535 46020 SH SOLE 0 1 0 0 EATON CORP PLC Common Stock G29183103 1483 17100 SH SOLE 0 1 0 0 Energy Transfer Partners LP Common Stock 29278N103 1709 76800 SH SOLE 0 1 0 0 FIRST DATA CORP Common Stock 32008D106 4888 199787 SH SOLE 0 1 0 0 FLUOR CORP. Common Stock 343412102 1481 25500 SH SOLE 0 1 0 0 LIBERTY MEDIA CORP Common Stock 531229854 6369 171259 SH SOLE 0 1 0 0 CORNING, INC. Common Stock 219350105 4821 136600 SH SOLE 0 1 0 0 GrubHub Inc Common Stock 400110102 970 7000 SH SOLE 0 1 0 0 HANNON ARMSTRONG SUSTAINA Common Stock 41068X100 2247 104683 SH SOLE 0 1 0 0 HCA Healthcare Inc Common Stock 40412C101 5759 41404 SH SOLE 0 1 0 0 Harris Corp Common Stock 413875105 2335 13800 SH SOLE 0 1 0 0 HUMANA INCORPORATED Common Stock 444859102 1492 4409 SH SOLE 0 1 0 0 IAC/InterActiveCorp Common Stock 44919P508 1060 4894 SH SOLE 0 1 0 0 Infosys Ltd Common Stock 456788108 1592 156600 SH SOLE 0 1 0 0 IQVIA Holdings Inc Common Stock 46266C105 2023 15600 SH SOLE 0 1 0 0 JOHNSON CONTROLS INTL Common Stock G51502105 4746 135605 SH SOLE 0 1 0 0 Johnson & Johnson Common Stock 478160104 1519 11000 SH SOLE 0 1 0 0 JPMorgan Chase & Co Common Stock 46625H100 1935 17162 SH SOLE 0 1 0 0 KKR & CO INC Common Stock 48251W104 4852 177950 SH SOLE 0 1 0 0 Coca-Cola Co/The Common Stock 191216100 1551 33600 SH SOLE 0 1 0 0 LIBERTY BROADBAND CORP Common Stock 530307305 4933 58527 SH SOLE 0 1 0 0 LEIDOS HOLDINGS Common Stock 525327102 2275 32900 SH SOLE 0 1 0 0 ELI LILLY AND COMPANY Common Stock 532457108 1513 14100 SH SOLE 0 1 0 0 LOCKHEED MARTIN CORP. Common Stock 539830109 1522 4400 SH SOLE 0 1 0 0 Cheniere Energy Partners LP Common Stock 16411Q101 1566 39700 SH SOLE 0 1 0 0 Southwest Airlines Co Common Stock 844741108 4146 66400 SH SOLE 0 1 0 0 MASTERCARD, INC. Common Stock 57636Q104 4986 22400 SH SOLE 0 1 0 0 Moody's Corp Common Stock 615369105 411 2461 SH SOLE 0 1 0 0 MEDTRONIC PLC Common Stock G5960L103 1513 15390 SH SOLE 0 1 0 0 MIDDLEBY CORP Common Stock 596278101 2483 19200 SH SOLE 0 1 0 0 MARKEL CORP Common Stock 570535104 4887 4112 SH SOLE 0 1 0 0 Mosaic Co/The Common Stock 61945C103 3432 105700 SH SOLE 0 1 0 0 Merck & Co Inc Common Stock 58933Y105 1532 21600 SH SOLE 0 1 0 0 Microsoft Corp Common Stock 594918104 13870 121300 SH SOLE 0 1 0 0 NIKE Inc Common Stock 654106103 1543 18220 SH SOLE 0 1 0 0 NRG Energy Inc Common Stock 629377508 3563 95300 SH SOLE 0 1 0 0 NORFOLK SOUTHERN CORP. Common Stock 655844108 1480 8200 SH SOLE 0 1 0 0 NESTLE SA Common Stock 641069406 2271 27300 SH SOLE 0 1 0 0 NOVARTIS AG ADR Common Stock 66987V109 1171 13600 SH SOLE 0 1 0 0 Oracle Corp Common Stock 68389X105 1551 30100 SH SOLE 0 1 0 0 O'REILLY AUTOMOTIVE, INC. Common Stock 67103H107 7426 21383 SH SOLE 0 1 0 0 Pepsico Incorporated Common Stock 713448108 451 4043 SH SOLE 0 1 0 0 PINNACLE FOODS INC Common Stock 72348P104 4737 73100 SH SOLE 0 1 0 0 Procter & Gamble Co Common Stock 742718109 1982 23833 SH SOLE 0 1 0 0 PARKER-HANNIFIN CORP Common Stock 701094104 2243 12200 SH SOLE 0 1 0 0 INVESCO WATER RESOURCES Common Stock 46137V142 1502 47220 SH SOLE 0 1 0 0 Phillips 66 Common Stock 718546104 444 3946 SH SOLE 0 1 0 0 QUALCOMM, INC. Common Stock 747525103 2247 31200 SH SOLE 0 1 0 0 INVESCO QQQ TRUST S1 Common Stock 46090E103 39792 214191 SH SOLE 0 1 0 0 ROYAL CARIBBEAN CRUISES Common Stock V7780T103 2247 17300 SH SOLE 0 1 0 0 ROCHE HOLDINGS LTD Common Stock 771195104 1480 49100 SH SOLE 0 1 0 0 RLI Corp Common Stock 749607107 1048 13342 SH SOLE 0 1 0 0 Roper Technologies Inc Common Stock 776696106 9566 32300 SH SOLE 0 1 0 0 STARBUCKS CORP Common Stock 855244109 1477 26000 SH SOLE 0 1 0 0 SPDR S&P Dividend Common Stock 78464A763 4216 43065 SH SOLE 0 1 0 0 Stitch Fix Inc Common Stock 860897107 1833 41895 SH SOLE 0 1 0 0 SOFTBANK GROUP CORP Common Stock 83404D109 1520 30568 SH SOLE 0 1 0 0 Proshares Short S&P 500 Common Stock 74347B425 3142 115009 SH SOLE 0 1 0 0 iShares Short Treasury Bond ETF Common Stock 464288679 19423 175879 SH SOLE 0 1 0 0 SONY HOLDINGS Common Stock 835699307 2321 38271 SH SOLE 0 1 0 0 SPDR S&P 500 ETF TRUST Common Stock 78462F103 52250 179735 SH SOLE 0 1 0 0 ProShares Ultra S&P500 Common Stock 74347R107 28160 220836 SH SOLE 0 1 0 0 Constellation Brands Inc Common Stock 21036P108 445 2084 SH SOLE 0 1 0 0 Sysco Corporation Common Stock 871829107 438 5983 SH SOLE 0 1 0 0 TRANSDIGM GROUP INC Common Stock 893641100 7334 19700 SH SOLE 0 1 0 0 TARGET CORP. Common Stock 87612E106 1948 22090 SH SOLE 0 1 0 0 iShares Barclays TIPS Bond Common Stock 464287176 8317 75199 SH SOLE 0 1 0 0 TJX Cos Inc/The Common Stock 872540109 772 6900 SH SOLE 0 1 0 0 THERMO FISHER SCIENTIFIC. Common Stock 883556102 4904 20100 SH SOLE 0 1 0 0 T-Mobile US Inc Common Stock 872590104 2435 34700 SH SOLE 0 1 0 0 TAIWAN SEMICONDUCTOR ADR Common Stock 874039100 746 16900 SH SOLE 0 1 0 0 Texas Instruments Inc Common Stock 882508104 448 4179 SH SOLE 0 1 0 0 UNITED CONTINENTAL HLDGS Common Stock 910047109 5494 61700 SH SOLE 0 1 0 0 UBIQUITI NETWORKS INC Common Stock 90347A100 7790 78800 SH SOLE 0 1 0 0 DOMTAR CORP Common Stock 257559203 730 14000 SH SOLE 0 1 0 0 UnitedHealth Group Inc Common Stock 91324P102 442 1666 SH SOLE 0 1 0 0 UNION PAC CORP. Common Stock 907818108 1481 9100 SH SOLE 0 1 0 0 US Bancorp Common Stock 902973304 2276 43100 SH SOLE 0 1 0 0 USG Corp Common Stock 903293405 770 17800 SH SOLE 0 1 0 0 UNITED TECHNOLOGIES CORP Common Stock 913017109 5371 38423 SH SOLE 0 1 0 0 VISA INC., CLASS A Common Stock 92826C839 6467 43100 SH SOLE 0 1 0 0 VeriSign Inc Common Stock 92343E102 1537 9600 SH SOLE 0 1 0 0 iPATH S&P 500 VIX Short-Term Futures ETN Common Stock 06746L422 3283 123148 SH SOLE 0 1 0 0 Wayfair Inc Common Stock 94419L101 1092 7400 SH SOLE 0 1 0 0 WALGREENS BOOTS ALLIANCE Common Stock 931427108 4827 66215 SH SOLE 0 1 0 0 Wells Fargo & Co Common Stock 949746101 402 7681 SH SOLE 0 1 0 0 Waste Management Inc Common Stock 94106L109 451 4998 SH SOLE 0 1 0 0 SPDR Utilities Select Sector Common Stock 81369Y886 4262 80984 SH SOLE 0 1 0 0 Exxon Mobil Corp Common Stock 30231G102 756 8900 SH SOLE 0 1 0 0 YUM! BRANDS, INC. Common Stock 988498101 2263 24900 SH SOLE 0 1 0 0 ZIMMER BIOMET HOLDINGS Common Stock 98956P102 7428 56500 SH SOLE 0 1 0 0