0001209191-14-077851.txt : 20141223 0001209191-14-077851.hdr.sgml : 20141223 20141223185432 ACCESSION NUMBER: 0001209191-14-077851 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141223 FILED AS OF DATE: 20141223 DATE AS OF CHANGE: 20141223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frumkin Theodore Edward II CENTRAL INDEX KEY: 0001581628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 141308191 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-12-23 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001581628 Frumkin Theodore Edward II 11811 N.TATUM BLVD SUITE 2400 PHOENIX AZ 85028 0 1 0 0 SVP - Business Development Common Stock, par value $0.001 per share 2014-12-23 4 M 0 8332 6.9155 A 11274 D Common Stock, par value $0.001 per share 2014-12-23 4 S 0 8332 32.89 D 2942 D Stock Option (right to buy) 6.9155 2014-12-23 4 M 0 8332 0.00 D 2019-12-21 Common stock, par value $0.001 per share 8332 174168 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Consists of 500 shares of common stock and 2,442 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2015; one-third vesting on March 4, 2016; and the remaining one-third vesting on March 4, 2017, assuming continued employment through the applicable vest date. The reporting person is exercising options that are presently exercisable. Of the remaining options after giving effect to this transaction, 55,000 are presently exercisable, 45,834 become exercisable in equal installments at the end of each calendar quarter through December 31, 2015 and 36,667 options become exercisable at the end of each of fiscal 2014 and fiscal 2015, provided certain corporate performance targets are met. /s/ Brandon F. Lombardi, Attorney-in-fact for Theodore E. Frumkin 2014-12-23