0001209191-14-077851.txt : 20141223
0001209191-14-077851.hdr.sgml : 20141223
20141223185432
ACCESSION NUMBER: 0001209191-14-077851
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141223
FILED AS OF DATE: 20141223
DATE AS OF CHANGE: 20141223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc.
CENTRAL INDEX KEY: 0001575515
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 320331600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
BUSINESS PHONE: 480-814-8016
MAIL ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
FORMER COMPANY:
FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC
DATE OF NAME CHANGE: 20130426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frumkin Theodore Edward II
CENTRAL INDEX KEY: 0001581628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36029
FILM NUMBER: 141308191
MAIL ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-12-23
0
0001575515
Sprouts Farmers Market, Inc.
SFM
0001581628
Frumkin Theodore Edward II
11811 N.TATUM BLVD
SUITE 2400
PHOENIX
AZ
85028
0
1
0
0
SVP - Business Development
Common Stock, par value $0.001 per share
2014-12-23
4
M
0
8332
6.9155
A
11274
D
Common Stock, par value $0.001 per share
2014-12-23
4
S
0
8332
32.89
D
2942
D
Stock Option (right to buy)
6.9155
2014-12-23
4
M
0
8332
0.00
D
2019-12-21
Common stock, par value $0.001 per share
8332
174168
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Consists of 500 shares of common stock and 2,442 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2015; one-third vesting on March 4, 2016; and the remaining one-third vesting on March 4, 2017, assuming continued employment through the applicable vest date.
The reporting person is exercising options that are presently exercisable. Of the remaining options after giving effect to this transaction, 55,000 are presently exercisable, 45,834 become exercisable in equal installments at the end of each calendar quarter through December 31, 2015 and 36,667 options become exercisable at the end of each of fiscal 2014 and fiscal 2015, provided certain corporate performance targets are met.
/s/ Brandon F. Lombardi, Attorney-in-fact for Theodore E. Frumkin
2014-12-23