0001181431-13-060832.txt : 20131127
0001181431-13-060832.hdr.sgml : 20131127
20131127140927
ACCESSION NUMBER: 0001181431-13-060832
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131126
FILED AS OF DATE: 20131127
DATE AS OF CHANGE: 20131127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc.
CENTRAL INDEX KEY: 0001575515
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 320331600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
BUSINESS PHONE: 480-814-8016
MAIL ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
FORMER COMPANY:
FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC
DATE OF NAME CHANGE: 20130426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frumkin Theodore Edward II
CENTRAL INDEX KEY: 0001581628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36029
FILM NUMBER: 131247095
MAIL ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
4
1
rrd395888.xml
FRUMKIN FORM 4
X0306
4
2013-11-26
0
0001575515
Sprouts Farmers Market, Inc.
SFM
0001581628
Frumkin Theodore Edward II
11811 N.TATUM BLVD
SUITE 2400
PHOENIX
AZ
85028
0
1
0
0
SVP - Business Development
Common stock, par value $0.001 per share
2013-11-26
4
M
0
27500
6.9155
A
28000
D
Common stock, par value $0.001 per share
2013-11-26
4
S
0
27500
35.7975
D
500
D
Stock Option (right to buy)
6.9155
2013-11-26
4
M
0
27500
0
D
2019-12-21
Common stock, par value $0.001 per share
27500
192500
D
This amount represents the $37 secondary public offering price per share less the underwriting discount of $1.2025 per share.
The reporting person is exercising all options that are presently exercisable. Of the remaining options, 82,500 options become exercisable in equal installments at the end of each calendar quarter through December 31, 2015 and 110,000 options become exercisable at the end of fiscal 2013, fiscal 2014, fiscal 2015 or fiscal 2016, provided certain corporate performance targets are met.
/s/ Brandon F. Lombardi, Attorney-in-fact for Theodore Edward Frumkin
2013-11-27