0001181431-13-060832.txt : 20131127 0001181431-13-060832.hdr.sgml : 20131127 20131127140927 ACCESSION NUMBER: 0001181431-13-060832 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131126 FILED AS OF DATE: 20131127 DATE AS OF CHANGE: 20131127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frumkin Theodore Edward II CENTRAL INDEX KEY: 0001581628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 131247095 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 4 1 rrd395888.xml FRUMKIN FORM 4 X0306 4 2013-11-26 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001581628 Frumkin Theodore Edward II 11811 N.TATUM BLVD SUITE 2400 PHOENIX AZ 85028 0 1 0 0 SVP - Business Development Common stock, par value $0.001 per share 2013-11-26 4 M 0 27500 6.9155 A 28000 D Common stock, par value $0.001 per share 2013-11-26 4 S 0 27500 35.7975 D 500 D Stock Option (right to buy) 6.9155 2013-11-26 4 M 0 27500 0 D 2019-12-21 Common stock, par value $0.001 per share 27500 192500 D This amount represents the $37 secondary public offering price per share less the underwriting discount of $1.2025 per share. The reporting person is exercising all options that are presently exercisable. Of the remaining options, 82,500 options become exercisable in equal installments at the end of each calendar quarter through December 31, 2015 and 110,000 options become exercisable at the end of fiscal 2013, fiscal 2014, fiscal 2015 or fiscal 2016, provided certain corporate performance targets are met. /s/ Brandon F. Lombardi, Attorney-in-fact for Theodore Edward Frumkin 2013-11-27