0001209191-14-024286.txt : 20140401 0001209191-14-024286.hdr.sgml : 20140401 20140401194951 ACCESSION NUMBER: 0001209191-14-024286 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140328 FILED AS OF DATE: 20140401 DATE AS OF CHANGE: 20140401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Black Stephen Douglas CENTRAL INDEX KEY: 0001581626 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 14735842 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-03-28 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001581626 Black Stephen Douglas 11811 N.TATUM BLVD SUITE 2400 PHOENIX AZ 85028 0 1 0 0 Chief Marketing Officer Common Stock, par value $0.001 per share 2014-03-28 4 M 0 24597 3.7755 A 27039 D Common Stock, par value $0.001 per share 2014-03-28 4 S 0 24597 32.6531 D 2442 D Stock Option (right to buy) 3.7755 2014-03-28 4 M 0 24597 0.00 D 2019-07-23 Common stock, par value $0.001 per share 24597 61341 D This amount represents the $33.75 secondary public offering price per share less the underwriting discount of $1.096875 per share. Consists of 2,442 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2015; one-third vesting on March 4, 2016; and the remaining one-third vesting on March 4, 2017, assuming continued employment through the applicable vest date. The reporting person is exercising options that are presently exercisable. Of the remaining options after giving effect to this transaction, 9,778 are presently exercisable; 28,646 will become exercisable in equal quarterly installments at the end of each calendar quarter through June 30, 2015; and 22,917 vest at the end of fiscal 2014 or fiscal 2015, provided certain corporate performance targets are met. /s/ Brandon F. Lombardi, Attorney-in-Fact for Stephen D. Black 2014-04-01