0001209191-14-024286.txt : 20140401
0001209191-14-024286.hdr.sgml : 20140401
20140401194951
ACCESSION NUMBER: 0001209191-14-024286
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140328
FILED AS OF DATE: 20140401
DATE AS OF CHANGE: 20140401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc.
CENTRAL INDEX KEY: 0001575515
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 320331600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
BUSINESS PHONE: 480-814-8016
MAIL ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
FORMER COMPANY:
FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC
DATE OF NAME CHANGE: 20130426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Black Stephen Douglas
CENTRAL INDEX KEY: 0001581626
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36029
FILM NUMBER: 14735842
MAIL ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-03-28
0
0001575515
Sprouts Farmers Market, Inc.
SFM
0001581626
Black Stephen Douglas
11811 N.TATUM BLVD
SUITE 2400
PHOENIX
AZ
85028
0
1
0
0
Chief Marketing Officer
Common Stock, par value $0.001 per share
2014-03-28
4
M
0
24597
3.7755
A
27039
D
Common Stock, par value $0.001 per share
2014-03-28
4
S
0
24597
32.6531
D
2442
D
Stock Option (right to buy)
3.7755
2014-03-28
4
M
0
24597
0.00
D
2019-07-23
Common stock, par value $0.001 per share
24597
61341
D
This amount represents the $33.75 secondary public offering price per share less the underwriting discount of $1.096875 per share.
Consists of 2,442 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2015; one-third vesting on March 4, 2016; and the remaining one-third vesting on March 4, 2017, assuming continued employment through the applicable vest date.
The reporting person is exercising options that are presently exercisable. Of the remaining options after giving effect to this transaction, 9,778 are presently exercisable; 28,646 will become exercisable in equal quarterly installments at the end of each calendar quarter through June 30, 2015; and 22,917 vest at the end of fiscal 2014 or fiscal 2015, provided certain corporate performance targets are met.
/s/ Brandon F. Lombardi, Attorney-in-Fact for Stephen D. Black
2014-04-01