0001209191-14-070697.txt : 20141121 0001209191-14-070697.hdr.sgml : 20141121 20141121185153 ACCESSION NUMBER: 0001209191-14-070697 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141121 FILED AS OF DATE: 20141121 DATE AS OF CHANGE: 20141121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lombardi Brandon F. CENTRAL INDEX KEY: 0001581625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 141244182 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-11-21 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001581625 Lombardi Brandon F. 11811 N.TATUM BLVD SUITE 2400 PHOENIX AZ 85028 0 1 0 0 Chief Legal Officer Common Stock, par value $0.001 per share 2014-11-21 4 M 0 18125 6.0145 A 28067 D Common Stock, par value $0.001 per share 2014-11-21 4 S 0 18125 32.0892 D 9942 D Stock Option (right to buy) 6.0145 2014-11-21 4 M 0 18125 0.00 D 2019-07-23 Common stock, par value $0.001 per share 18125 85000 D The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.08 to $32.10 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Consists of 7,500 shares of common stock and 2,442 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2015; one-third vesting on March 4, 2016; and the remaining one-third vesting on March 4, 2017, assuming continued employment through the applicable vest date. All such options are presently exercisable. /s/ Brandon F. Lombardi 2014-11-21