0001209191-14-044873.txt : 20140701
0001209191-14-044873.hdr.sgml : 20140701
20140701211133
ACCESSION NUMBER: 0001209191-14-044873
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140701
DATE AS OF CHANGE: 20140701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc.
CENTRAL INDEX KEY: 0001575515
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 320331600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
BUSINESS PHONE: 480-814-8016
MAIL ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
FORMER COMPANY:
FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC
DATE OF NAME CHANGE: 20130426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lombardi Brandon F.
CENTRAL INDEX KEY: 0001581625
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36029
FILM NUMBER: 14954166
MAIL ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-06-30
0
0001575515
Sprouts Farmers Market, Inc.
SFM
0001581625
Lombardi Brandon F.
11811 N.TATUM BLVD
SUITE 2400
PHOENIX
AZ
85028
0
1
0
0
Chief Legal Officer
Common Stock, par value $0.001 per share
2014-06-30
4
M
0
1967
3.7755
A
11909
D
Common Stock, par value $0.001 per share
2014-06-30
4
S
0
1967
32.75
D
9942
D
Common Stock, par value $0.001 per share
2014-07-01
4
M
0
17695
3.7755
A
27637
D
Common Stock, par value $0.001 per share
2014-07-01
4
S
0
17695
32.75
D
9942
D
Stock Option (right to buy)
3.7755
2014-06-30
4
M
0
1967
0.00
D
2019-07-23
Common stock, par value $0.001 per share
1967
117566
D
Stock Option (right to buy)
3.7755
2014-07-01
4
M
0
17695
0.00
D
2019-07-23
Common stock, par value $0.001 per share
17695
99871
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Consists of 7,500 shares of common stock and 2,442 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2015; one-third vesting on March 4, 2016; and the remaining one-third vesting on March 4, 2017, assuming continued employment through the applicable vest date.
The reporting person is exercising options that are presently exercisable. Of the remaining options after giving effect to these transactions, 31,120 are presently exercisable; 22,917 will become exercisable in equal quarterly installments at the end of each calendar quarter through December 31, 2014; and 45,834 vest at the end of fiscal 2014 or fiscal 2015, provided certain corporate performance targets are met.
Brandon F. Lombardi
2014-07-01