0001209191-14-044873.txt : 20140701 0001209191-14-044873.hdr.sgml : 20140701 20140701211133 ACCESSION NUMBER: 0001209191-14-044873 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140701 DATE AS OF CHANGE: 20140701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lombardi Brandon F. CENTRAL INDEX KEY: 0001581625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 14954166 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-06-30 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001581625 Lombardi Brandon F. 11811 N.TATUM BLVD SUITE 2400 PHOENIX AZ 85028 0 1 0 0 Chief Legal Officer Common Stock, par value $0.001 per share 2014-06-30 4 M 0 1967 3.7755 A 11909 D Common Stock, par value $0.001 per share 2014-06-30 4 S 0 1967 32.75 D 9942 D Common Stock, par value $0.001 per share 2014-07-01 4 M 0 17695 3.7755 A 27637 D Common Stock, par value $0.001 per share 2014-07-01 4 S 0 17695 32.75 D 9942 D Stock Option (right to buy) 3.7755 2014-06-30 4 M 0 1967 0.00 D 2019-07-23 Common stock, par value $0.001 per share 1967 117566 D Stock Option (right to buy) 3.7755 2014-07-01 4 M 0 17695 0.00 D 2019-07-23 Common stock, par value $0.001 per share 17695 99871 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Consists of 7,500 shares of common stock and 2,442 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2015; one-third vesting on March 4, 2016; and the remaining one-third vesting on March 4, 2017, assuming continued employment through the applicable vest date. The reporting person is exercising options that are presently exercisable. Of the remaining options after giving effect to these transactions, 31,120 are presently exercisable; 22,917 will become exercisable in equal quarterly installments at the end of each calendar quarter through December 31, 2014; and 45,834 vest at the end of fiscal 2014 or fiscal 2015, provided certain corporate performance targets are met. Brandon F. Lombardi 2014-07-01