0001209191-14-064561.txt : 20141023 0001209191-14-064561.hdr.sgml : 20141023 20141023183511 ACCESSION NUMBER: 0001209191-14-064561 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141021 FILED AS OF DATE: 20141023 DATE AS OF CHANGE: 20141023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maredia Amin N. CENTRAL INDEX KEY: 0001581624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 141170792 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-10-21 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001581624 Maredia Amin N. 11811 N.TATUM BLVD SUITE 2400 PHOENIX AZ 85028 0 1 0 0 Chief Financial Officer Common Stock, par value $0.001 per share 2014-10-21 4 M 0 7219 1.0864 A 78878 D Common Stock, par value $0.001 per share 2014-10-21 4 S 0 7219 29.50 D 71659 I By Amin Maredia Family Growth Fund, L.P. Common Stock, par value $0.001 per share 2014-10-21 4 M 0 44163 3.3255 A 115822 D Common Stock, par value $0.001 per share 2014-10-21 4 S 0 44163 29.50 D 71659 I By Amin Maredia Family Growth Fund, L.P. Stock Option (right to buy) 1.0864 2014-10-21 4 M 0 7219 0.00 D 2018-09-25 Common stock, par value $0.001 per share 7219 0 D Stock Option (right to buy) 3.3255 2014-10-21 4 M 0 44163 0.00 D 2018-09-25 Common stock, par value $0.001 per share 44163 35322 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Consists of 65,000 shares of common stock and 6,659 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2015; one-third vesting on March 4, 2016; and the remaining one-third vesting on March 4, 2017, assuming continued employment through the applicable vest date. The remaining shares of common stock are held by Amin Maredia Family Growth Fund, L.P., an entity established by the reporting person for estate planning purposes. The reporting person (i) may be deemed to have beneficial ownership of the shares owned of record thereby, and (ii) has shared voting and investment power with respect to such shares. All such options are presently exercisable; excludes an additional 88,771 outstanding options held by the reporting person at various strike prices. /s/ Amin N. Maredia 2014-10-23