0001209191-14-064561.txt : 20141023
0001209191-14-064561.hdr.sgml : 20141023
20141023183511
ACCESSION NUMBER: 0001209191-14-064561
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141021
FILED AS OF DATE: 20141023
DATE AS OF CHANGE: 20141023
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc.
CENTRAL INDEX KEY: 0001575515
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 320331600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
BUSINESS PHONE: 480-814-8016
MAIL ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
FORMER COMPANY:
FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC
DATE OF NAME CHANGE: 20130426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maredia Amin N.
CENTRAL INDEX KEY: 0001581624
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36029
FILM NUMBER: 141170792
MAIL ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-10-21
0
0001575515
Sprouts Farmers Market, Inc.
SFM
0001581624
Maredia Amin N.
11811 N.TATUM BLVD
SUITE 2400
PHOENIX
AZ
85028
0
1
0
0
Chief Financial Officer
Common Stock, par value $0.001 per share
2014-10-21
4
M
0
7219
1.0864
A
78878
D
Common Stock, par value $0.001 per share
2014-10-21
4
S
0
7219
29.50
D
71659
I
By Amin Maredia Family Growth Fund, L.P.
Common Stock, par value $0.001 per share
2014-10-21
4
M
0
44163
3.3255
A
115822
D
Common Stock, par value $0.001 per share
2014-10-21
4
S
0
44163
29.50
D
71659
I
By Amin Maredia Family Growth Fund, L.P.
Stock Option (right to buy)
1.0864
2014-10-21
4
M
0
7219
0.00
D
2018-09-25
Common stock, par value $0.001 per share
7219
0
D
Stock Option (right to buy)
3.3255
2014-10-21
4
M
0
44163
0.00
D
2018-09-25
Common stock, par value $0.001 per share
44163
35322
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Consists of 65,000 shares of common stock and 6,659 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2015; one-third vesting on March 4, 2016; and the remaining one-third vesting on March 4, 2017, assuming continued employment through the applicable vest date.
The remaining shares of common stock are held by Amin Maredia Family Growth Fund, L.P., an entity established by the reporting person for estate planning purposes. The reporting person (i) may be deemed to have beneficial ownership of the shares owned of record thereby, and (ii) has shared voting and investment power with respect to such shares.
All such options are presently exercisable; excludes an additional 88,771 outstanding options held by the reporting person at various strike prices.
/s/ Amin N. Maredia
2014-10-23