0001209191-15-030973.txt : 20150401 0001209191-15-030973.hdr.sgml : 20150401 20150401195208 ACCESSION NUMBER: 0001209191-15-030973 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150401 DATE AS OF CHANGE: 20150401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85028 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 5455 E. HIGH ST. STREET 2: SUITE 111 CITY: PHOENIX STATE: AZ ZIP: 85028 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sanders James Douglas CENTRAL INDEX KEY: 0001581608 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 15744936 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-03-31 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001581608 Sanders James Douglas 5455 EAST HIGH STREET SUITE 111 PHOENIX AZ 85054 1 1 0 0 President and CEO Common Stock, par value $0.001 per share 2015-03-31 4 M 0 229008 3.3255 A 262004 D Common Stock, par value $0.001 per share 2015-03-31 4 S 0 202480 34.9561 D 59524 D Common Stock, par value $0.001 per share 2015-03-31 4 S 0 26528 35.444 D 32996 D Common Stock, par value $0.001 per share 2015-04-01 4 M 0 7658 3.3255 A 40654 D Common Stock, par value $0.001 per share 2015-04-01 4 S 0 7658 34.9389 D 32996 D Stock Option (right to buy) 3.3255 2015-03-31 4 M 0 229008 0.00 D 2018-05-02 Common stock, par value $0.001 per share 229008 648637 D Stock Option (right to buy) 3.3255 2015-04-01 4 M 0 7658 0.00 D 2018-05-02 Common stock, par value $0.001 per share 7658 640979 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.38 to $35.375 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.38 to $35.51 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.62 to $35.11 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Consists of 22,638 shares of common stock and 10,358 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vested on March 4, 2015; one-third vesting on March 4, 2016; and the remaining one-third vesting on March 4, 2017, assuming continued employment through the applicable vesting date. All such options are presently exercisable; excludes an additional 442,969 outstanding options held by the reporting person at various strike prices. /s/ Brandon F. Lombardi, Attorney-in-Fact for James Douglas Sanders 2015-04-01