0001209191-14-067015.txt : 20141106 0001209191-14-067015.hdr.sgml : 20141106 20141106163700 ACCESSION NUMBER: 0001209191-14-067015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141104 FILED AS OF DATE: 20141106 DATE AS OF CHANGE: 20141106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sanders James Douglas CENTRAL INDEX KEY: 0001581608 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 141201224 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-11-04 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001581608 Sanders James Douglas 11811 N.TATUM BLVD SUITE 2400 PHOENIX AZ 85028 0 1 0 0 Chief Executive Officer Common Stock, par value $0.001 per share 2014-11-04 4 M 0 100000 1.0864 A 135449 D Common Stock, par value $0.001 per share 2014-11-04 4 S 0 50000 30.00 D 85449 D Common Stock, par value $0.001 per share 2014-11-04 4 S 0 50000 30.45 D 35449 D Common Stock, par value $0.001 per share 2014-11-05 4 M 0 50000 1.0864 A 85449 D Common Stock, par value $0.001 per share 2014-11-05 4 S 0 50000 30.95 D 35449 D Common Stock, par value $0.001 per share 2014-11-06 4 M 0 50000 1.0864 A 85449 D Common Stock, par value $0.001 per share 2014-11-06 4 S 0 50000 31.45 D 35449 D Stock Option (right to buy) 1.0864 2014-11-04 4 M 0 100000 0.00 D 2018-05-02 Common stock, par value $0.001 per share 100000 237854 D Stock Option (right to buy) 1.0864 2014-11-05 4 M 0 50000 0.00 D 2018-05-02 Common stock, par value $0.001 per share 50000 187854 D Stock Option (right to buy) 1.0864 2014-11-06 4 M 0 50000 0.00 D 2018-05-02 Common stock, par value $0.001 per share 50000 137854 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Consists of 19,911 shares of common stock and 15,538 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2015; one-third vesting on March 4, 2016; and the remaining one-third vesting on March 4, 2017, assuming continued employment through the applicable vest date. All such options are presently exercisable; excludes an additional 1,556,923 outstanding options held by the reporting person at various strike prices. /s/ Brandon F. Lombardi, Attorney-in-Fact for James Douglas Sanders 2014-11-06