0001209191-14-024280.txt : 20140401
0001209191-14-024280.hdr.sgml : 20140401
20140401194246
ACCESSION NUMBER: 0001209191-14-024280
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140328
FILED AS OF DATE: 20140401
DATE AS OF CHANGE: 20140401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc.
CENTRAL INDEX KEY: 0001575515
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 320331600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
BUSINESS PHONE: 480-814-8016
MAIL ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
FORMER COMPANY:
FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC
DATE OF NAME CHANGE: 20130426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sanders James Douglas
CENTRAL INDEX KEY: 0001581608
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36029
FILM NUMBER: 14735832
MAIL ADDRESS:
STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400
CITY: PHOENIX
STATE: AZ
ZIP: 85028
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-03-28
0
0001575515
Sprouts Farmers Market, Inc.
SFM
0001581608
Sanders James Douglas
11811 N.TATUM BLVD
SUITE 2400
PHOENIX
AZ
85028
0
1
0
0
Chief Executive Officer
Common Stock, par value $0.001 per share
2014-03-28
4
M
0
384022
1.0864
A
519471
D
Common Stock, par value $0.001 per share
2014-03-28
4
S
0
384022
32.6531
D
135449
D
Stock Option (right to buy)
1.0864
2014-03-28
4
M
0
384022
0.00
D
2018-05-02
Common stock, par value $0.001 per share
384022
337854
D
This amount represents the $33.75 secondary public offering price per share less the underwriting discount of $1.096875 per share.
Consists of 119,911 shares of common stock and 15,538 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2015; one-third vesting on March 4, 2016; and the remaining one-third vesting on March 4, 2017, assuming continued employment through the applicable vest date.
The reporting person is exercising options that are presently exercisable. Of the remaining options after giving effect to this transaction, 257,645 are presently exercisable and 80,209 will become exercisable at the end of the calendar quarter ending June 30, 2014.
/s/ Brandon F. Lombardi, Attorney-in-Fact for James Douglas Sanders
2014-04-01