0001209191-14-024280.txt : 20140401 0001209191-14-024280.hdr.sgml : 20140401 20140401194246 ACCESSION NUMBER: 0001209191-14-024280 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140328 FILED AS OF DATE: 20140401 DATE AS OF CHANGE: 20140401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sanders James Douglas CENTRAL INDEX KEY: 0001581608 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 14735832 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-03-28 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001581608 Sanders James Douglas 11811 N.TATUM BLVD SUITE 2400 PHOENIX AZ 85028 0 1 0 0 Chief Executive Officer Common Stock, par value $0.001 per share 2014-03-28 4 M 0 384022 1.0864 A 519471 D Common Stock, par value $0.001 per share 2014-03-28 4 S 0 384022 32.6531 D 135449 D Stock Option (right to buy) 1.0864 2014-03-28 4 M 0 384022 0.00 D 2018-05-02 Common stock, par value $0.001 per share 384022 337854 D This amount represents the $33.75 secondary public offering price per share less the underwriting discount of $1.096875 per share. Consists of 119,911 shares of common stock and 15,538 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2015; one-third vesting on March 4, 2016; and the remaining one-third vesting on March 4, 2017, assuming continued employment through the applicable vest date. The reporting person is exercising options that are presently exercisable. Of the remaining options after giving effect to this transaction, 257,645 are presently exercisable and 80,209 will become exercisable at the end of the calendar quarter ending June 30, 2014. /s/ Brandon F. Lombardi, Attorney-in-Fact for James Douglas Sanders 2014-04-01