0001181431-13-060828.txt : 20131127 0001181431-13-060828.hdr.sgml : 20131127 20131127140719 ACCESSION NUMBER: 0001181431-13-060828 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131126 FILED AS OF DATE: 20131127 DATE AS OF CHANGE: 20131127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprouts Farmers Market, Inc. CENTRAL INDEX KEY: 0001575515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 320331600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 BUSINESS PHONE: 480-814-8016 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 FORMER COMPANY: FORMER CONFORMED NAME: Sprouts Farmers Markets, LLC DATE OF NAME CHANGE: 20130426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boney Shon A. CENTRAL INDEX KEY: 0001581606 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36029 FILM NUMBER: 131247076 MAIL ADDRESS: STREET 1: 11811 N. TATUM BOULEVARD SUITE 2400 CITY: PHOENIX STATE: AZ ZIP: 85028 4 1 rrd395927.xml X0306 4 2013-11-26 0 0001575515 Sprouts Farmers Market, Inc. SFM 0001581606 Boney Shon A. 11811 N.TATUM BLVD SUITE 2400 PHOENIX AZ 85028 1 0 0 0 Common stock, par value $0.001 per share 2013-11-26 4 M 0 183333 1.0864 A 183333 D Common stock, par value $0.001 per share 2013-11-26 4 M 0 159922 3.3255 A 343255 D Common stock, par value $0.001 per share 2013-11-26 4 S 0 343255 35.7975 D 0 D Stock Option (right to buy) 1.0864 2013-11-26 4 M 0 183333 0 D 2018-05-02 Common stock, par value $0.001 per share 183333 641667 D Stock Option (right to buy) 3.3255 2013-11-26 4 M 0 159922 0 D 2018-05-02 Common stock, par value $0.001 per share 159922 1215078 D This amount represents the $37 secondary public offering price per share less the underwriting discount of $1.2025 per share. The reporting person is exercising all such options that are presently exercisable. Of such remaining options, 275,001 options become exercisable in equal installments at the end of each calendar quarter through through June 30, 2014 and 366,666 options become exercisable at the end of fiscal 2013 or fiscal 2014, provided certain corporate performance targets are met. All such options are presently exercisable. /s/ Brandon F. Lombardi, Attorney-in-Fact for Shon A. Boney 2013-11-27