0001582737-14-000002.txt : 20140113 0001582737-14-000002.hdr.sgml : 20140113 20140113180531 ACCESSION NUMBER: 0001582737-14-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140110 FILED AS OF DATE: 20140113 DATE AS OF CHANGE: 20140113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MICROSOFT CORP CENTRAL INDEX KEY: 0000789019 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911144442 STATE OF INCORPORATION: WA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ONE MICROSOFT WAY CITY: REDMOND STATE: WA ZIP: 98052-6399 BUSINESS PHONE: 425-882-8080 MAIL ADDRESS: STREET 1: ONE MICROSOFT WAY CITY: REDMOND STATE: WA ZIP: 98052-6399 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bates Anthony John CENTRAL INDEX KEY: 0001580378 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14278 FILM NUMBER: 14525181 MAIL ADDRESS: STREET 1: 788 DIXON WAY CITY: LOS ALTOS STATE: CA ZIP: 94022 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-01-10 0000789019 MICROSOFT CORP MSFT 0001580378 Bates Anthony John C/O MICROSOFT CORPORATION ONE MICROSOFT WAY REDMOND WA 98052-6399 0 1 0 0 EVP, Bus Dev/Evangelism Common Stock 2014-01-10 4 M 0 14000 10.66 A 615723 D Common Stock 2014-01-10 4 S 0 14000 35.94 D 601777 D The exercise and sale was made under a 10b5-1 plan previously adopted by the reporting person. This transaction was executed in multiple trades at prices ranging from $35.765 to $36.12. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Includes 54 shares acquired on December 31, 2013 under the Microsoft employee stock purchase plan. Keith R. Dolliver, Attorney-in-fact for Anthony J. Bates 2014-01-13