EX-99.(D) 4 a2217127zex-99_d.htm EX-99.(D)

Exhibit d

 

Number [ ]

Shares [ ]

 

TRIPLEPOINT VENTURE GROWTH BDC CORP.

 

INCORPORATED UNDER THE LAWS OF THE STATE OF MARYLAND

 

COMMON STOCK

 

 

SEE REVERSE FOR CERTAIN DEFINITIONS AND IMPORTANT NOTICE AND OTHER INFORMATION

 

This Certifies that

CUSIP [89677-1 100]

 

 

 

 

is the owner of

 

 

 

FULLY PAID AND NON ASSESSABLE SHARES OF COMMON STOCK, $0.01 PAR VALUE PER SHARE, OF

 

TRIPLEPOINT VENTURE GROWTH BDC CORP.

 

(the “Corporation”) transferable on the books of the Corporation by the holder hereof in person or by Attorney, upon surrender of this certificate properly endorsed. This certificate and the shares represented hereby are issued and shall be held subject to all of the provisions of the charter and the Bylaws of the Corporation and any amendments thereto. This certificate is not valid until countersigned and registered by the Transfer Agent and Registrar.

 

IN WITNESS WHEREOF, the said Corporation has caused this certificate to be signed on its behalf by its duly authorized officers.

 

Dated:

 

 

 

 

 

CHIEF EXECUTIVE OFFICER

CHIEF INVESTMENT OFFICER,

 

PRESIDENT, TREASURER AND SECRETARY

 

 

 

 

TRANSFER AGENT

 

 



 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM

as tenants in common

Unif Gift Min Act –

Custodian

 

 

 

 

 

 

 

 

 

 

 

(Cust)

 

(Minor)

 

 

 

 

 

 

 

TEN ENT

as tenants by entireties

 

Under Uniform Gifts to Minors

 

 

 

 

 

 

 

JT TEN

as joint tenants with right of survivorship

Act

 

 

 

 

 

 

 

 

 

 

 

and not as tenants in common

 

(State)

 

Additional abbreviations may also be used though not in above list.

 

IMPORTANT NOTICE

 

The Corporation will furnish to any stockholder, on request and without charge, a full statement of the information required by Section 2-211(b) of the Corporations and Associations Article of the Annotated Code of Maryland with respect to the designations and any preferences, conversion and other rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications, and terms and conditions of redemption of the stock of each class which the Corporation has authority to issue and, if the Corporation is authorized to issue any preferred or special class in series, (i) the differences in the relative rights and preferences between the shares of each series to the extent set, and (ii) the authority of the Board of Directors to set such rights and preferences of subsequent series.  The foregoing summary does not purport to be complete and is subject to and qualified in its entirety by reference to the Charter of the Corporation and the Bylaws of the Corporation and all amendments thereto, copies of which will be sent without charge to each stockholder who so requests. Such request must be made to the Secretary of the Corporation at its principal office.

 

KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST, STOLEN OR DESTROYED, THE CORPORATION MAY REQUIRE
A BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE.

 



 

For value received                  hereby sell, assign, and transfer unto

 

PLEASE INSERT SOCIAL SECURITY OR OTHER

 

 

 

IDENTIFYING NUMBER OF ASSIGNEE

 

 

 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING ZIP CODE OF ASSIGNEE)

 

 

 

Shares 

 

of stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

Attorney 

 

to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises.

 

Dated

 

 

X

 

 

 

X

 

 

 

NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.

 

 

 

 

SIGNATURE GUARANTEED

 

 

 

ALL GUARANTEES MUST BE MADE BY A FINANCIAL INSTITUTION (SUCH AS A BANK OR BROKER) WHICH IS A PARTICIPANT IN THE SECURITIES TRANSFER AGENTS MEDALLION PROGRAM (“STAMP”), THE NEW YORK STOCK EXCHANGE, INC. MEDALLION SIGNATURE PROGRAM (“MSP”), OR THE STOCK EXCHANGES MEDALLION PROGRAM (“SEMP”) AND MUST NOT BE DATED, GUARANTEES BY A NOTARY PUBLIC ARE NOT ACCEPTABLE.