0001209191-21-019055.txt : 20210309 0001209191-21-019055.hdr.sgml : 20210309 20210309164559 ACCESSION NUMBER: 0001209191-21-019055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210305 FILED AS OF DATE: 20210309 DATE AS OF CHANGE: 20210309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dunkin Amy CENTRAL INDEX KEY: 0001716892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36166 FILM NUMBER: 21726561 MAIL ADDRESS: STREET 1: C/O HMH; 125 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Houghton Mifflin Harcourt Co CENTRAL INDEX KEY: 0001580156 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 271566372 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-351-5000 MAIL ADDRESS: STREET 1: 125 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: HMH Holdings (Delaware), Inc. DATE OF NAME CHANGE: 20130626 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-05 0 0001580156 Houghton Mifflin Harcourt Co HMHC 0001716892 Dunkin Amy C/O HOUGHTON MIFFLIN HARCOURT 125 HIGH STREET BOSTON MA 02110 0 1 0 0 EVP, General Manager, Services Common Stock 2021-03-05 4 M 0 5161 0.00 A 29618 D Common Stock 2021-03-08 4 S 0 2240 6.23 D 27378 D Restricted Stock Units 2021-03-05 4 M 0 5161 0.00 D Common Stock 5161 5161 D 5,161 restricted stock units held by Ms. Dunkin vested on March 5, 2021 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock, subject to the sale of 2,240 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. The remaining restricted stock units shall vest on March 5, 2022, subject to continued employment with the Company. William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company. s/ William F. Bayers 2021-03-09