0000950142-15-000567.txt : 20150316
0000950142-15-000567.hdr.sgml : 20150316
20150316184736
ACCESSION NUMBER: 0000950142-15-000567
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150312
FILED AS OF DATE: 20150316
DATE AS OF CHANGE: 20150316
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Houghton Mifflin Harcourt Co
CENTRAL INDEX KEY: 0001580156
STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731]
IRS NUMBER: 271566372
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 222 BERKELEY STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-351-5000
MAIL ADDRESS:
STREET 1: 222 BERKELEY STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: HMH Holdings (Delaware), Inc.
DATE OF NAME CHANGE: 20130626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ramsayer Lee Raymond
CENTRAL INDEX KEY: 0001585058
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36166
FILM NUMBER: 15704448
MAIL ADDRESS:
STREET 1: C/O HMH; 222 BERKELEY STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
4
1
es1500391_4-ramsayer.xml
OWNERSHIP DOCUMENT
X0306
4
2015-03-12
0
0001580156
Houghton Mifflin Harcourt Co
HMHC
0001585058
Ramsayer Lee Raymond
C/O HOUGHTON MIFFLIN HARCOURT CO.,
222 BERKELEY STREET
BOSTON
MA
02116
0
1
0
0
See remarks.
Common Stock
2015-03-12
4
M
0
30000
12.50
A
85753
D
Common Stock
2015-03-12
4
S
0
30000
21.6004
D
55753
D
Employee Stock Option (Right to Buy)
12.50
2015-03-12
4
M
0
30000
0
D
2019-11-07
Common Stock
30000
393100
D
These shares were sold pursuant to a Rule 10b5-1 trading plan.
The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $21.50 to $21.80. Upon request of the staff of the Securities and Exchange Commission, Houghton Mifflin Harcourt Company (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
50% of this grant of employee stock options has vested and is currently exercisable. The remaining stock options vest in two equal installments on November 7, 2015 and November 7, 2016, subject to continued employment with the Company.
Executive Vice President, U.S. Sales. William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company.
/s/ William F. Bayers, Attorney-in-Fact
2015-03-16