0001861556-21-000008.txt : 20211203
0001861556-21-000008.hdr.sgml : 20211203
20211203211240
ACCESSION NUMBER: 0001861556-21-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211201
FILED AS OF DATE: 20211203
DATE AS OF CHANGE: 20211203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wolf Lisa G
CENTRAL INDEX KEY: 0001861556
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36467
FILM NUMBER: 211471758
MAIL ADDRESS:
STREET 1: 10900 STONELAKE BLVD., SUITE 100
STREET 2: OFFICE 02-130
CITY: AUSTIN
STATE: TX
ZIP: 78759
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Resonant Inc
CENTRAL INDEX KEY: 0001579910
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 454320930
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10900 STONELAKE BLVD
STREET 2: SUITE 100, OFFICE 02-130
CITY: AUSTIN
STATE: TX
ZIP: 78759
BUSINESS PHONE: (805) 308-9803
MAIL ADDRESS:
STREET 1: 10900 STONELAKE BLVD
STREET 2: SUITE 100, OFFICE 02-130
CITY: AUSTIN
STATE: TX
ZIP: 78759
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-12-01
0
0001579910
Resonant Inc
RESN
0001861556
Wolf Lisa G
10900 STONELAKE BLVD., SUITE 100
OFFICE 02-130
AUSTIN
TX
78759
0
1
0
0
Chief Accounting Officer
Common Stock
2021-12-01
4
M
0
6931
A
155672
D
Common Stock
2021-12-01
4
M
0
10394
A
166066
D
Common Stock
2021-12-01
4
M
0
9861
A
175927
D
Common Stock
2021-12-01
4
M
0
12500
A
188427
D
Common Stock
2021-12-02
4
S
0
10749
1.8982
D
177678
D
Common Stock
2021-12-03
4
S
0
7110
1.748
D
170568
D
Common Stock
40
I
By Ms. Wolf's daughter
Restricted Stock Units
2021-12-01
4
M
0
6931
0
D
Common Stock
6931
6931
D
Restricted Stock Units
2021-12-01
4
M
0
10394
0
D
Common Stock
10394
20787
D
Restricted Stock Units
2021-12-01
4
M
0
9861
0
D
Common Stock
9861
29577
D
Restricted Stock Units
2021-12-01
4
M
0
12500
0
D
Common Stock
12500
25000
D
Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
This transaction was executed in multiple trades at prices ranging from $1.88 to $1.9150. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $1.73 to $1.78. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
6,931 restricted stock units vested on December 1, 2021, and an installment of 6,391 restricted stock units will vest on December 1, 2022.
10,394 restricted stock units vested on December 1, 2021, an installment of 10,394 restricted stock units will vest on December 1, 2022, and an installment of 10,393 restricted stock units will vest on December 1, 2023.
9,861 restricted stock units vested on December 1, 2021, and installments of 9,859 restricted stock units will vest on each of December 1, 2022, December 1, 2023 and December 1, 2024.
12,500 restricted stock units vested on December 1, 2021, and installments of 12,500 restricted stock units will vest on each of December 1, 2022 and December 1, 2023.
/s/Martin S. McDermut, Attorney-In-Fact
2021-12-03