0001861556-21-000008.txt : 20211203 0001861556-21-000008.hdr.sgml : 20211203 20211203211240 ACCESSION NUMBER: 0001861556-21-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211201 FILED AS OF DATE: 20211203 DATE AS OF CHANGE: 20211203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wolf Lisa G CENTRAL INDEX KEY: 0001861556 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36467 FILM NUMBER: 211471758 MAIL ADDRESS: STREET 1: 10900 STONELAKE BLVD., SUITE 100 STREET 2: OFFICE 02-130 CITY: AUSTIN STATE: TX ZIP: 78759 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Resonant Inc CENTRAL INDEX KEY: 0001579910 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 454320930 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10900 STONELAKE BLVD STREET 2: SUITE 100, OFFICE 02-130 CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: (805) 308-9803 MAIL ADDRESS: STREET 1: 10900 STONELAKE BLVD STREET 2: SUITE 100, OFFICE 02-130 CITY: AUSTIN STATE: TX ZIP: 78759 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-12-01 0 0001579910 Resonant Inc RESN 0001861556 Wolf Lisa G 10900 STONELAKE BLVD., SUITE 100 OFFICE 02-130 AUSTIN TX 78759 0 1 0 0 Chief Accounting Officer Common Stock 2021-12-01 4 M 0 6931 A 155672 D Common Stock 2021-12-01 4 M 0 10394 A 166066 D Common Stock 2021-12-01 4 M 0 9861 A 175927 D Common Stock 2021-12-01 4 M 0 12500 A 188427 D Common Stock 2021-12-02 4 S 0 10749 1.8982 D 177678 D Common Stock 2021-12-03 4 S 0 7110 1.748 D 170568 D Common Stock 40 I By Ms. Wolf's daughter Restricted Stock Units 2021-12-01 4 M 0 6931 0 D Common Stock 6931 6931 D Restricted Stock Units 2021-12-01 4 M 0 10394 0 D Common Stock 10394 20787 D Restricted Stock Units 2021-12-01 4 M 0 9861 0 D Common Stock 9861 29577 D Restricted Stock Units 2021-12-01 4 M 0 12500 0 D Common Stock 12500 25000 D Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. This transaction was executed in multiple trades at prices ranging from $1.88 to $1.9150. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $1.73 to $1.78. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. 6,931 restricted stock units vested on December 1, 2021, and an installment of 6,391 restricted stock units will vest on December 1, 2022. 10,394 restricted stock units vested on December 1, 2021, an installment of 10,394 restricted stock units will vest on December 1, 2022, and an installment of 10,393 restricted stock units will vest on December 1, 2023. 9,861 restricted stock units vested on December 1, 2021, and installments of 9,859 restricted stock units will vest on each of December 1, 2022, December 1, 2023 and December 1, 2024. 12,500 restricted stock units vested on December 1, 2021, and installments of 12,500 restricted stock units will vest on each of December 1, 2022 and December 1, 2023. /s/Martin S. McDermut, Attorney-In-Fact 2021-12-03