SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Yu Feng William

(Last) (First) (Middle)
C/O SCHLAGE LOCK CO. LLC
11819 N. PENNSYLVANIA STREET

(Street)
INDIANAPOLIS IN 46032

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Allegion plc [ ALLE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr. Vice President
3. Date of Earliest Transaction (Month/Day/Year)
11/02/2016
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 11/02/2016 M 1,142 A $29.0956 33,146 D
Ordinary Shares 11/02/2016 M 2,280 A $29.0956 35,426 D
Ordinary Shares 11/02/2016 M 2,467 A $25.0173 37,893 D
Ordinary Shares 11/02/2016 M 3,253 A $32.3319 41,146 D
Ordinary Shares 11/02/2016 M 1,278 A $54.125 42,424 D
Ordinary Shares 11/02/2016 M 1,398 A $57.85 43,822 D
Ordinary Shares 11/02/2016 S 11,818 D $63.5178(1) 32,004 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $29.0956 11/02/2016 M 1,142 (2) 02/13/2021 Ordinary Shares 1,142 $0 0 D
Stock Option (Right to Buy) $29.0956 11/02/2016 M 2,280 (3) 02/13/2021 Ordinary Shares 2,280 $0 0 D
Stock Option (Right to Buy) $25.0173 11/02/2016 M 2,467 (4) 02/23/2022 Ordinary Shares 2,467 $0 0 D
Stock Option (Right to Buy) $32.3319 11/02/2016 M 3,253 (5) 02/21/2023 Ordinary Shares 3,253 $0 0 D
Stock Option (Right to Buy) $54.125 11/02/2016 M 1,278 (6) 03/11/2024 Ordinary Shares 1,278 $0 640 D
Stock Option (Right to Buy) $57.85 11/02/2016 M 1,398 (7) 02/20/2025 Ordinary Shares 1,398 $0 2,797 D
Explanation of Responses:
1. This transaction was executed in multiple purchases ranging from $63.50 to $63.52 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provided upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
2. A stock option that vest on February 14, 2014.
3. A stock option which is fully vested and exercisable.
4. A stock option that vests in equal annual installments on February 24, 2014 and February 24, 2015.
5. A stock option that vest in equal annual installments on February 22, 2014, February 22, 2015 and February 22, 2016.
6. A stock option that vests in equal annual installments on March 11, 2015, March 11, 2016 and March 11, 2017.
7. Stock options that vest in equal annual installments on February 20, 2016, February 20, 2017 and February 20, 2018.
/s/ S. Wade Sheek, Attorney-In-Fact 11/03/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.