| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Allegion plc [ ALLE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 12/02/2013 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Ordinary Shares | 12/02/2013 | A(1) | 345(2) | A | $0 | 1,147(3) | D | |||
| Ordinary Shares | 12/02/2013 | A(1) | 6,508(4) | A | $0 | 7,655 | D | |||
| Ordinary Shares | 12/02/2013 | A(1) | 881(5) | A | $0 | 8,536 | D | |||
| Ordinary Shares | 12/02/2013 | A(1) | 1,022(6) | A | $0 | 9,558 | D | |||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Option (Right to Buy) | $29.0956 | 12/02/2013 | A(1) | 2,280 | (7) | 02/13/2021 | Ordinary Shares | 2,280 | $0 | 2,280 | D | ||||
| Stock Option (Right to Buy) | $29.0956 | 12/02/2013 | A(1) | 1,142 | (8) | 02/13/2021 | Ordinary Shares | 1,142 | $0 | 1,142 | D | ||||
| Stock Option (Right to Buy) | $18.6969 | 12/02/2013 | A(1) | 21,535 | (9) | 10/31/2021 | Ordinary Shares | 21,535 | $0 | 21,535 | D | ||||
| Stock Option (Right to Buy) | $25.0173 | 12/02/2013 | A(1) | 2,467 | (10) | 02/23/2022 | Ordinary Shares | 2,467 | $0 | 2,467 | D | ||||
| Stock Option (Right to Buy) | $32.3319 | 12/02/2013 | A(1) | 3,253 | (11) | 02/21/2023 | Ordinary Shares | 3,253 | $0 | 3,253 | D | ||||
| Stock Option (Right to Buy) | $23.7787 | 12/02/2013 | A(1) | 3,253 | (12) | 02/01/2015 | Ordinary Shares | 3,253 | $0 | 3,253 | D | ||||
| Stock Option (Right to Buy) | $24.2336 | 12/02/2013 | A(1) | 2,310 | (12) | 01/31/2016 | Ordinary Shares | 2,310 | $0 | 2,310 | D | ||||
| Explanation of Responses: |
| 1. Represents equity awards granted by Ingersoll-Rand plc ("Ingersoll-Rand") that have been converted into equity awards of Allegion plc (the "Issuer") in connection with the spin-off of the Intersoll-Rand's commercial and residential security businesses (the "Spin-off"). |
| 2. Restricted stock units that vest on February 14, 2014. |
| 3. Includes Issuer ordinary shares received with respect to shares of Ingersoll-Rand ordinary shares held prior to the Spin-off. |
| 4. Restricted stock units that vests on November 1, 2014. |
| 5. Restricted stock units that vest in equal annual installments on February 24, 2014 and February 24, 2015. |
| 6. Restricted stock units that vest in equal annual installments on February 22, 2014, February 22, 2015 and February 22, 2016. |
| 7. A stock option which is fully vested and exercisable. |
| 8. A stock option that vest on February 14, 2014. |
| 9. A stock option that vest on November 1, 2014 |
| 10. A stock option that vests in equal annual installments on February 24, 2014 and February 24, 2015. |
| 11. A stock option that vest in equal annual installments on February 22, 2014, February 22, 2015 and February 22, 2016. |
| 12. Stock Appreciation Rights which are fully vested. |
| /s/ S. Wade Sheek, Attorney-In-Fact | 12/04/2013 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||