0000950117-13-000622.txt : 20130620 0000950117-13-000622.hdr.sgml : 20130620 20130620174322 ACCESSION NUMBER: 0000950117-13-000622 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130618 FILED AS OF DATE: 20130620 DATE AS OF CHANGE: 20130620 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COTY INC. CENTRAL INDEX KEY: 0001024305 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 133823358 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-479-4300 MAIL ADDRESS: STREET 1: 2 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: COTY INC / DATE OF NAME CHANGE: 19961004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Donata Holding SE CENTRAL INDEX KEY: 0001394212 STATE OF INCORPORATION: C4 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35964 FILM NUMBER: 13925285 BUSINESS ADDRESS: STREET 1: ROOSEVELTPLATZ 4-5 STREET 2: TOP 10 CITY: VIENNA STATE: C4 ZIP: A-1090 BUSINESS PHONE: 43 1 98650 105 MAIL ADDRESS: STREET 1: ROOSEVELTPLATZ 4-5 STREET 2: TOP 10 CITY: VIENNA STATE: C4 ZIP: A-1090 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAB Holdings II B.V. CENTRAL INDEX KEY: 0001578974 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35964 FILM NUMBER: 13925286 BUSINESS ADDRESS: STREET 1: OUDEWEG 147 CITY: CC HAARLEM STATE: P7 ZIP: 2031 BUSINESS PHONE: 31-232302883 MAIL ADDRESS: STREET 1: OUDEWEG 147 CITY: CC HAARLEM STATE: P7 ZIP: 2031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Parentes Holding SE CENTRAL INDEX KEY: 0001579044 STATE OF INCORPORATION: C4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35964 FILM NUMBER: 13925284 BUSINESS ADDRESS: STREET 1: ROOSEVELTPLATZ 4-5 STREET 2: TOP 10 CITY: VIENNA STATE: C4 ZIP: A-1090 BUSINESS PHONE: 43-1-98650-100 MAIL ADDRESS: STREET 1: ROOSEVELTPLATZ 4-5 STREET 2: TOP 10 CITY: VIENNA STATE: C4 ZIP: A-1090 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAB Holdings B.V. CENTRAL INDEX KEY: 0001579134 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35964 FILM NUMBER: 13925283 BUSINESS ADDRESS: STREET 1: OUDEWEG 147 CITY: CC HAARLEM STATE: P7 ZIP: 2031 BUSINESS PHONE: 31-23-2302883 MAIL ADDRESS: STREET 1: OUDEWEG 147 CITY: CC HAARLEM STATE: P7 ZIP: 2031 4 1 cfp_22034.xml FORM 4 X0306 4 2013-06-18 0 0001024305 COTY INC. COTY 0001578974 JAB Holdings II B.V. OUDEWEG 147 HAARLEM THE NETHERLANDS 2031 CC 0 0 1 0 0001394212 Donata Holding SE ROOSEVELTPLATZ 4-5 / TOP 10 VIENNA AUSTRIA A-1090 0 0 1 0 0001579044 Parentes Holding SE ROOSEVELTPLATZ 4-5 / TOP 10 VIENNA AUSTRIA A-1090 0 0 1 0 0001579134 JAB Holdings B.V. OUDEWEG 147 HAARLEM THE NETHERLANDS 2031 CC 0 0 1 0 Class A common stock 2013-06-18 4 C 0 43555901 A 43555901 D Class A common stock 2013-06-18 4 C 0 43555901 16.8875 D 0 D Class B common stock 2013-06-18 4 C 0 43555901 0 D Class A common stock 43555901 269850643 D Obligation to Sell 16.8875 2013-06-18 4 C 0 43555901 0 D 2013-06-18 Class A common stock 43555901 0 D This Statement is being filed by JAB Holdings II B.V. ("JAB II"), JAB Holdings B.V. ("JAB"), Parentes Holding SE ("Parentes") and Donata Holding SE ("Donata" and, together with JAB II, JAB and Parentes, the "Reporting Persons"). JAB II is an indirect subsidiary of each of Parentes and Donata. JAB is an indirect subsidiary of Parentes and a direct stockholder of JAB II. Other intervening subsidiaries are Donata Holdings B.V., Joh. A. Benckiser s.a r.l., and JAB Investments s.a r.l. JAB, Donata and Parentes are indirect beneficial owners of the reported securities, and each disclaims a pecuniary interest in the reported securities except to the extent of its interest therein. The address of Donata and Parentes is: Rooseveltplatz 4-5 / Top 10, A-1090 Vienna, Austria. JAB's address is the same as JAB II's. Class B Common Stock is convertible to Class A common stock at any time on a one-for-one basis and has no expiration date. The Class B shares converted to Class A shares upon being transferred pursuant to settlement of an underwriting agreement dated June 12, 2013. Pursuant to an underwriting agreement dated June 12, 2013, JAB II was obligated to sell 43,555,901 shares of Class A common stock to the underwriters party to such agreement. The underwriting agreement did not specify a specific expiration date upon which the underwriters' right to purchase the shares terminated. The Class B shares converted to Class A shares upon being transferred pursuant to settlement of the underwriting agreement. /s/ Joachim Creus, Attorney-in-Fact 2013-06-20 /s/ Markus Hopmann, Attorney-in-Fact 2013-06-20