0000950117-13-000622.txt : 20130620
0000950117-13-000622.hdr.sgml : 20130620
20130620174322
ACCESSION NUMBER: 0000950117-13-000622
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130618
FILED AS OF DATE: 20130620
DATE AS OF CHANGE: 20130620
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COTY INC.
CENTRAL INDEX KEY: 0001024305
STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
IRS NUMBER: 133823358
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-479-4300
MAIL ADDRESS:
STREET 1: 2 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: COTY INC /
DATE OF NAME CHANGE: 19961004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Donata Holding SE
CENTRAL INDEX KEY: 0001394212
STATE OF INCORPORATION: C4
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35964
FILM NUMBER: 13925285
BUSINESS ADDRESS:
STREET 1: ROOSEVELTPLATZ 4-5
STREET 2: TOP 10
CITY: VIENNA
STATE: C4
ZIP: A-1090
BUSINESS PHONE: 43 1 98650 105
MAIL ADDRESS:
STREET 1: ROOSEVELTPLATZ 4-5
STREET 2: TOP 10
CITY: VIENNA
STATE: C4
ZIP: A-1090
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAB Holdings II B.V.
CENTRAL INDEX KEY: 0001578974
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35964
FILM NUMBER: 13925286
BUSINESS ADDRESS:
STREET 1: OUDEWEG 147
CITY: CC HAARLEM
STATE: P7
ZIP: 2031
BUSINESS PHONE: 31-232302883
MAIL ADDRESS:
STREET 1: OUDEWEG 147
CITY: CC HAARLEM
STATE: P7
ZIP: 2031
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Parentes Holding SE
CENTRAL INDEX KEY: 0001579044
STATE OF INCORPORATION: C4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35964
FILM NUMBER: 13925284
BUSINESS ADDRESS:
STREET 1: ROOSEVELTPLATZ 4-5
STREET 2: TOP 10
CITY: VIENNA
STATE: C4
ZIP: A-1090
BUSINESS PHONE: 43-1-98650-100
MAIL ADDRESS:
STREET 1: ROOSEVELTPLATZ 4-5
STREET 2: TOP 10
CITY: VIENNA
STATE: C4
ZIP: A-1090
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAB Holdings B.V.
CENTRAL INDEX KEY: 0001579134
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35964
FILM NUMBER: 13925283
BUSINESS ADDRESS:
STREET 1: OUDEWEG 147
CITY: CC HAARLEM
STATE: P7
ZIP: 2031
BUSINESS PHONE: 31-23-2302883
MAIL ADDRESS:
STREET 1: OUDEWEG 147
CITY: CC HAARLEM
STATE: P7
ZIP: 2031
4
1
cfp_22034.xml
FORM 4
X0306
4
2013-06-18
0
0001024305
COTY INC.
COTY
0001578974
JAB Holdings II B.V.
OUDEWEG 147
HAARLEM THE NETHERLANDS
2031 CC
0
0
1
0
0001394212
Donata Holding SE
ROOSEVELTPLATZ 4-5 / TOP 10
VIENNA AUSTRIA
A-1090
0
0
1
0
0001579044
Parentes Holding SE
ROOSEVELTPLATZ 4-5 / TOP 10
VIENNA AUSTRIA
A-1090
0
0
1
0
0001579134
JAB Holdings B.V.
OUDEWEG 147
HAARLEM THE NETHERLANDS
2031 CC
0
0
1
0
Class A common stock
2013-06-18
4
C
0
43555901
A
43555901
D
Class A common stock
2013-06-18
4
C
0
43555901
16.8875
D
0
D
Class B common stock
2013-06-18
4
C
0
43555901
0
D
Class A common stock
43555901
269850643
D
Obligation to Sell
16.8875
2013-06-18
4
C
0
43555901
0
D
2013-06-18
Class A common stock
43555901
0
D
This Statement is being filed by JAB Holdings II B.V. ("JAB II"), JAB Holdings B.V. ("JAB"), Parentes Holding SE ("Parentes") and Donata Holding SE ("Donata" and, together with JAB II, JAB and Parentes, the "Reporting Persons"). JAB II is an indirect subsidiary of each of Parentes and Donata. JAB is an indirect subsidiary of Parentes and a direct stockholder of JAB II. Other intervening subsidiaries are Donata Holdings B.V., Joh. A. Benckiser s.a r.l., and JAB Investments s.a r.l. JAB, Donata and Parentes are indirect beneficial owners of the reported securities, and each disclaims a pecuniary interest in the reported securities except to the extent of its interest therein. The address of Donata and Parentes is: Rooseveltplatz 4-5 / Top 10, A-1090 Vienna, Austria. JAB's address is the same as JAB II's.
Class B Common Stock is convertible to Class A common stock at any time on a one-for-one basis and has no expiration date. The Class B shares converted to Class A shares upon being transferred pursuant to settlement of an underwriting agreement dated June 12, 2013.
Pursuant to an underwriting agreement dated June 12, 2013, JAB II was obligated to sell 43,555,901 shares of Class A common stock to the underwriters party to such agreement. The underwriting agreement did not specify a specific expiration date upon which the underwriters' right to purchase the shares terminated. The Class B shares converted to Class A shares upon being transferred pursuant to settlement of the underwriting agreement.
/s/ Joachim Creus, Attorney-in-Fact
2013-06-20
/s/ Markus Hopmann, Attorney-in-Fact
2013-06-20