SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
TVM V LIFE SCIENCE VENTURES GMBH & CO KG

(Last) (First) (Middle)
C/O TVM CAPITAL GROUP
MAXIMILIANSTRASSE 35C

(Street)
MUNICH 2M 80539

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/18/2013
3. Issuer Name and Ticker or Trading Symbol
bluebird bio, Inc. [ BLUE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series A-1 Convertible Preferred Stock (1) (1) Common Stock 325,255 (1) D(5)
Series A-2 Convertible Preferred Stock (1) (1) Common Stock 624,021 (1) D(5)
Series B Convertible Preferred Stock (1) (1) Common Stock 935,783 (1) D(5)
Series C Convertible Preferred Stock (1) (1) Common Stock 210,589 (1) D(5)
Series D Convertible Preferred Stock (1) (1) Common Stock 158,709 (1) D(5)
Series A-1 Warrants (2) 11/16/2015 Series A-1 Convertible Preferred Stock(3) 660,982 $12.55 D(5)
Series A-1 Warrants (2) 10/26/2016 Series A-1 Convertible Preferred Stock(3) 440,650 $12.55 D(5)
Series A-1 Warrants (2) 05/03/2017 Series A-1 Convertible Preferred Stock(3) 1,038,674 $12.55 D(5)
Series A-1 Warrants (2) 08/28/2018 Series A-1 Convertible Preferred Stock(3) 236,062 $12.55 D(5)
Series A-1 Warrants (2) 12/18/2018 Series A-1 Convertible Preferred Stock(3) 236,062 $12.55 D(5)
Series A-1 Warrants (2) 04/15/2019 Series A-1 Convertible Preferred Stock(3) 462,681 $12.55 D(5)
Series B Warrants (2) 04/15/2019 Series B Convertible Preferred Stock(4) 287,400 $6.19 D(5)
1. Name and Address of Reporting Person*
TVM V LIFE SCIENCE VENTURES GMBH & CO KG

(Last) (First) (Middle)
C/O TVM CAPITAL GROUP
MAXIMILIANSTRASSE 35C

(Street)
MUNICH 2M 80539

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
TVM Capital GmbH

(Last) (First) (Middle)
C/O TVM CAPITAL GROUP
MAXIMILIANSTRASSE 35C

(Street)
MUNICH 2M 80539

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Polack Axel

(Last) (First) (Middle)
C/O TVM CAPITAL GROUP
MAXIMILIANSTRASSE 35C

(Street)
MUNICH 2M 80539

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
SCHUHSLER HELMUT

(Last) (First) (Middle)
C/O TVM CAPITAL GROUP
MAXIMILIANSTRASSE 35C

(Street)
MUNICH 2M 80539

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Goll Alexandra

(Last) (First) (Middle)
C/O TVM CAPITAL GROUP
MAXIMILIANSTRASSE 35C

(Street)
MUNICH 2M 80539

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Birner Hubert

(Last) (First) (Middle)
C/O TVM CAPITAL GROUP
MAXIMILIANSTRASSE 35C

(Street)
MUNICH 2M 80539

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Fischer Stefan

(Last) (First) (Middle)
C/O TVM CAPITAL GROUP
MAXIMILIANSTRASSE 35C

(Street)
MUNICH 2M 80539

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. The shares are convertible into bluebird bio, Inc. ("bluebird") Common Stock for the amounts shown and will automatically convert upon the closing of the initial public offering of bluebird without payment of further consideration.
2. This warrant is immediately exercisable.
3. Upon the closing of the initial public offering of bluebird, this warrant to purchase shares of Series A-1 Convertible Preferred Stock will automatically convert on an 18.967-for-one basis into a warrant to purchase shares of Common Stock.
4. Upon the closing of the initial public offering of bluebird, this warrant to purchase shares of Series B Convertible Preferred Stock will automatically convert on an 18.967-for-one basis into a warrant to purchase shares of Common Stock.
5. The shares are held directly by TVM V Life Science Ventures GmbH & Co. KG ("TVM V"). TVM V's general partner, TVM Capital GmbH ("TVM"), and its authorized officers, Axel Polack ("Polack"), Helmut Schuehsler ("Schuehsler"), Alexandra Goll ("Goll"), Hubert Birner ("Birner") and Stefan Fischer ("Fischer") may be deemed to share voting and dispositive power over the shares held by TVM V. Each of TVM, Polack, Schuehsler, Goll, Birner and Fischer disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.
/s/Stefan Fischer, Attorney-in-Fact for TVM V Life Science Ventures GmbH & Co. KG 06/18/2013
/s/Stefan Fischer, Attorney-in-Fact for TVM Capital GmbH 06/18/2013
/s/Stefan Fischer, Attorney-in-Fact for Axel Polack 06/18/2013
/s/Stefan Fischer, Attorney-in-Fact for Helmut Schuehsler 06/18/2013
/s/Stefan Fischer, Attorney-in-Fact for Alexandra Goll 06/18/2013
/s/Stefan Fischer, Attorney-in-Fact for Hubert Birner 06/18/2013
/s/Stefan Fischer 06/18/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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