0001062993-24-005080.txt : 20240301 0001062993-24-005080.hdr.sgml : 20240301 20240301161312 ACCESSION NUMBER: 0001062993-24-005080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240226 FILED AS OF DATE: 20240301 DATE AS OF CHANGE: 20240301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Staggs Dana CENTRAL INDEX KEY: 0001934414 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22853 FILM NUMBER: 24709853 MAIL ADDRESS: STREET 1: C/O ARROWMARK FINANCIAL CORP. STREET 2: 340 MADISON AVENUE, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10173 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ArrowMark Financial Corp. CENTRAL INDEX KEY: 0001578987 ORGANIZATION NAME: IRS NUMBER: 900934878 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: (303) 398-2929 MAIL ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 FORMER COMPANY: FORMER CONFORMED NAME: StoneCastle Financial Corp. DATE OF NAME CHANGE: 20130611 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-02-26 0001578987 ArrowMark Financial Corp. BANX 0001934414 Staggs Dana C/O ARROWMARK FINANCIAL CORP. 340 MADISON AVENUE, 22ND FLOOR NEW YORK NY 10173 0 1 0 0 President 0 Common Stock 2024-02-26 4 P 0 100 18.50 A 5601 D /s/ Dana Staggs 2024-03-01