0001062993-22-017508.txt : 20220809 0001062993-22-017508.hdr.sgml : 20220809 20220809084319 ACCESSION NUMBER: 0001062993-22-017508 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211119 FILED AS OF DATE: 20220809 DATE AS OF CHANGE: 20220809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bhonsle Sanjai CENTRAL INDEX KEY: 0001804407 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22853 FILM NUMBER: 221146763 MAIL ADDRESS: STREET 1: C/O STONECASTLE FINANCIAL CORP. STREET 2: 152 WEST 57TH STREET, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ArrowMark Financial Corp. CENTRAL INDEX KEY: 0001578987 IRS NUMBER: 900934878 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: (303) 398-2929 MAIL ADDRESS: STREET 1: 100 FILLMORE STREET, SUITE 325 CITY: DENVER STATE: CO ZIP: 80206 FORMER COMPANY: FORMER CONFORMED NAME: StoneCastle Financial Corp. DATE OF NAME CHANGE: 20130611 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-11-19 0001578987 ArrowMark Financial Corp. BANX 0001804407 Bhonsle Sanjai C/O ARROWMARK FINANCIAL CORP. 100 FILLMORE STREET, SUITE 325 DENVER CO 80206 1 1 0 0 CEO Common Stock 2021-11-19 4 P 0 1000 21.6167 A 4200 D Common Stock 2022-05-27 4 P 0 500 19.50 A 4700 D Common Stock 2022-06-13 4 P 0 500 19.14 A 5200 D Common Stock 2022-08-05 4 P 0 2000 18.2417 A 7200 D /s/ Sanjai Bhonsle 2022-08-08