0001104659-20-012325.txt : 20200207
0001104659-20-012325.hdr.sgml : 20200207
20200207110949
ACCESSION NUMBER: 0001104659-20-012325
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200207
DATE AS OF CHANGE: 20200207
EFFECTIVENESS DATE: 20200207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cumberland Partners Ltd
CENTRAL INDEX KEY: 0001578985
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15541
FILM NUMBER: 20585371
BUSINESS ADDRESS:
STREET 1: 99 YORKVILLE AVENUE
STREET 2: SUITE 300
CITY: TORONTO
STATE: A6
ZIP: M5R 3K5
BUSINESS PHONE: 416-929-1090
MAIL ADDRESS:
STREET 1: 99 YORKVILLE AVENUE
STREET 2: SUITE 300
CITY: TORONTO
STATE: A6
ZIP: M5R 3K5
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001578985
XXXXXXXX
12-31-2019
12-31-2019
false
Cumberland Partners Ltd
99 Yorkville Avenue
Suite 300
Toronto
A6
M5R 3K5
13F HOLDINGS REPORT
028-15541
N
Wesley Diong
CFO
416-413-4069
/s/ Wesley Diong
Toronto
A6
02-06-2020
2
284
1126818
1
0001432671
028-15542
Cumberland Private Wealth Management Inc.
2
0001759068
028-18948
Cumberland Investment Counsel Inc.
INFORMATION TABLE
2
infotable.xml
Abbott Laboratories
COM
002824100
43
500
SH
DFND
1
500
0
0
Abbott Laboratories
COM
002824100
317
3650
SH
DFND
2
3650
0
0
ALGONQUIN POWER&UTIL
COM
015857105
572
40400
SH
DFND
2
40400
0
0
ALGONQUIN POWER&UTIL
COM
015857105
265
18700
SH
DFND
18700
0
0
Amazon.com Inc
COM
023135106
1948
1054
SH
DFND
1
1054
0
0
Amazon.com Inc
COM
023135106
1672
905
SH
DFND
2
905
0
0
American Intl Group New
COM NEW
026874784
7344
143067
SH
DFND
1
143067
0
0
American Intl Group New
COM NEW
026874784
114
2225
SH
DFND
2
2225
0
0
Amgen Inc
COM
031162100
36
149
SH
DFND
1
149
0
0
Amgen Inc
COM
031162100
1296
5375
SH
DFND
2
1825
0
0
Amgen Inc
COM
036752103
1216
4025
SH
DFND
2
4025
0
0
Apple Inc
COM
037833100
17483
59536
SH
DFND
1
59536
0
0
Apple Inc
COM
037833100
519
1769
SH
DFND
2
379
0
0
Apple Inc
COM
037833100
408
1390
SH
DFND
2
1390
0
0
Automatc Data Proc
COM
053015103
2519
14775
SH
DFND
2
4850
0
0
Bank of America
COM
060505104
9680
274850
SH
DFND
1
274850
0
0
Bank of America
COM
060505104
97
2750
SH
DFND
2
2750
0
0
Bank of Montreal
COM
063671101
1852
23861
SH
DFND
1
23861
0
0
Bank of Nova Scotia
COM
064149107
35518
627897
SH
DFND
1
627897
0
0
Bank of Nova Scotia
COM
064149107
4494
79445
SH
DFND
2
22820
0
0
Bank of Nova Scotia
COM
064149107
1284
22700
SH
DFND
22700
0
0
Barrick Gold Corporation
COM
067901108
6
327
SH
DFND
1
327
0
0
Baxter International Inc
COM
071813109
21971
262748
SH
DFND
1
262748
0
0
Baxter International Inc
COM
071813109
701
8375
SH
DFND
2
4635
0
0
Becton Dickinson & Co
COM
075887109
17982
66118
SH
DFND
1
66118
0
0
Becton Dickinson & Co
COM
075887109
2808
10322
SH
DFND
2
4330
0
0
Berkshire Hathaway B New
CL B NEW
084670702
373
1647
SH
DFND
1
1647
0
0
Berkshire Hathaway B New
CL B NEW
084670702
8
35
SH
DFND
2
35
0
0
Boeing Company
COM
097023105
1900
5834
SH
DFND
1
5834
0
0
Boeing Company
COM
097023105
1132
3475
SH
DFND
2
2425
0
0
BOSTON SCIENTIFIC
COM
101137107
798
17650
SH
DFND
2
17650
0
0
BROOKFIELD ASSET MGT
CL A LTD VT SHS
112585104
42163
728722
SH
DFND
1
600
0
0
BROOKFIELD ASSET MGT
CL A LTD VT SHS
112585104
4601
79528
SH
DFND
2
59250
0
0
CAE Inc
COM
124765108
59
2207
SH
DFND
1
2207
0
0
CAE INC
COM
124765108
376
14200
SH
DFND
14200
0
0
CVS Health Corporation
COM
126650100
14715
198080
SH
DFND
1
198080
0
0
CVS Health Corporation
COM
126650100
181
2435
SH
DFND
2
2435
0
0
CANADA GOOSE HLDINGS
SHS SUB VTG
135086106
2864
79000
SH
DFND
2
79000
0
0
Canadian Imperial Bank of Commerce
COM
136069101
213
2553
SH
DFND
1
2553
0
0
Canadian Imperial Bank of Commerce
COM
136069101
612
7350
SH
DFND
2
7350
0
0
Canadian Imperial Bank of Commerce
COM
136069101
43
518
SH
DFND
518
0
0
Canadian National Railway Company
COM
136375102
469
5175
SH
DFND
1
5175
0
0
Canadian National Railway Company
COM
136375102
2310
25500
SH
DFND
2
6650
0
0
Canadian National Railway Company
COM
136375102
127
1400
SH
DFND
1400
0
0
Canadian Natural Resources Limited
COM
136385101
1506
46481
SH
DFND
1
46481
0
0
Canadian Natural Resources Limited
COM
136385101
810
25000
SH
DFND
2
25000
0
0
Canadian Natural Resources Limited
COM
136385101
1114
34400
SH
DFND
34400
0
0
Chevron Corp
COM
166764100
739
6135
SH
DFND
1
6135
0
0
Chevron Corp
COM
166764100
1460
12118
SH
DFND
2
5120
0
0
Citigroup Inc New
COM NEW
172967424
9663
120958
SH
DFND
1
120958
0
0
Citigroup Inc New
COM NEW
172967424
75
937
SH
DFND
2
937
0
0
COOPER COMPANIES INC
COM NEW
216648402
867
2700
SH
DFND
2
2700
0
0
Cowen Group Inc - Cl A New
CL A NEW
223622606
5945
377450
SH
DFND
1
377450
0
0
Cowen Group Inc - Cl A New
CL A NEW
223622606
45
2850
SH
DFND
2
2850
0
0
Danaher Corp
COM
235851102
2445
15932
SH
DFND
1
15932
0
0
DANAHER CORP
COM
235851102
1519
9896
SH
DFND
2
9896
0
0
Deere & Co
COM
244199105
1079
6225
SH
DFND
2
1925
0
0
DESCARTES SYSTEMS
COM
249906108
5303
123900
SH
DFND
2
123900
0
0
Walt Disney Co
COM DISNEY
254687106
11
77
SH
DFND
1
77
0
0
Walt Disney Co
COM DISNEY
254687106
1299
8975
SH
DFND
2
3025
0
0
Discover Financial Svcs
COM
254709108
13654
160975
SH
DFND
1
160975
0
0
Discover Financial Svcs
COM
254709108
103
1220
SH
DFND
2
1220
0
0
Ecolab Inc
COM
278865100
1403
7270
SH
DFND
1
7270
0
0
Ecolab Inc
COM
278865100
2687
13925
SH
DFND
2
3715
0
0
Encana Corporation
COM
292505104
282
60006
SH
DFND
1
3548
0
0
Encana Corporation
COM
292505104
516
110000
SH
DFND
2
110000
0
0
ENERPLUS CORP
COM
292766102
2221
311400
SH
DFND
2
311400
0
0
ENERPLUS CORP
COM
292766102
251
35200
SH
DFND
35200
0
0
FOMENTO ECON MEXI
SPON ADR UNITS
344419106
1415
14975
SH
DFND
2
14975
0
0
FORTIS INC
COM
349553107
353
8500
SH
DFND
8500
0
0
GENERAL MILLS INC
COM
370334104
2315
43231
SH
DFND
2
43231
0
0
GODADDY INC
CL A
380237107
1763
25950
SH
DFND
2
25950
0
0
Home Depot Inc
COM
437076102
1399
6406
SH
DFND
1
6406
0
0
Home Depot Inc
COM
437076102
3482
15943
SH
DFND
2
5210
0
0
Honeywell International Inc
COM
438516106
11801
66671
SH
DFND
1
66671
0
0
Honeywell International Inc
COM
438516106
1769
9995
SH
DFND
2
8435
0
0
Imperial Oil Ltd
COM NEW
453038408
24721
933205
SH
DFND
1
933205
0
0
Imperial Oil Ltd
COM NEW
453038408
506
19089
SH
DFND
2
19089
0
0
Ishares JPM USD Emrg Mkt
JPMORGAN USD EMG
464288281
86
752
SH
DFND
1
752
0
0
Ishares JPM USD Emrg Mkt
JPMORGAN USD EMG
464288281
307
2681
SH
DFND
2
2681
0
0
iShares U.S. Medical Devices ETF
U.S. MED DVC DTF
464288810
13
50
SH
DFND
1
50
0
0
Johnson & Johnson
COM
478160104
37
255
SH
DFND
1
255
0
0
Johnson & Johnson
COM
478160104
6895
47268
SH
DFND
2
4590
0
0
Kimberly Clark Corp
COM
494368103
53
385
SH
DFND
1
385
0
0
Kimberly Clark Corp
COM
494368103
2339
17000
SH
DFND
2
5500
0
0
Estee Lauder Companies Inc CL-A
CL A
518439104
1312
6350
SH
DFND
1
6350
0
0
Estee Lauder Companies Inc CL-A
CL A
518439104
2023
9797
SH
DFND
2
5922
0
0
LILLY ELI & CO
COM
532457108
971
7390
SH
DFND
2
7390
0
0
Lockheed Martin Corp
COM
539830109
55
140
SH
DFND
1
140
0
0
Lockheed Martin Corp
COM
539830109
598
1537
SH
DFND
2
1537
0
0
McDonald's Corp
COM
580135101
37
187
SH
DFND
1
187
0
0
McDonald's Corp
COM
580135101
1138
5761
SH
DFND
2
5761
0
0
Microsoft Corp
COM
594918104
22745
144229
SH
DFND
1
144229
0
0
Microsoft Corp
COM
594918104
11760
74571
SH
DFND
2
16212
0
0
MOODYS CORP
COM
615369105
772
3250
SH
DFND
2
3250
0
0
NIKE Inc Class B
CL B
654106103
18015
177819
SH
DFND
1
177819
0
0
NIKE INC
CL B
654106103
4117
40634
SH
DFND
2
24784
0
0
NORTH AMERICAN CONST
COM
656811106
6272
516700
SH
DFND
2
516700
0
0
NORTH AMERICAN CONST
COM
656811106
914
75300
SH
DFND
75300
0
0
Open Text Corporation
COM
683715106
4
100
SH
DFND
1
100
0
0
Open Text Corporation
COM
683715106
1173
26575
SH
DFND
2
26575
0
0
Open Text Corporation
COM
683715106
503
11400
SH
DFND
11400
0
0
PALO ALTO NETWORKS
COM
697435105
1260
5450
SH
DFND
2
5450
0
0
Parker-Hannifin Corp
COM
701094104
498
2420
SH
DFND
1
2420
0
0
Parker-Hannifin Corp
COM
701094104
315
1530
SH
DFND
2
1410
0
0
PAYCHEX INC
COM
704326107
1046
12300
SH
DFND
2
12300
0
0
Pembina Pipeline Corp
COM
706327103
27474
740198
SH
DFND
1
740198
0
0
Pembina Pipeline Corp
COM
706327103
443
11944
SH
DFND
2
11944
0
0
PepsiCo Inc
COM
713448108
8463
61926
SH
DFND
1
61926
0
0
PepsiCo Inc
COM
713448108
2990
21880
SH
DFND
2
8005
0
0
PERKINELMER INC
COM
714046109
881
9075
SH
DFND
2
9075
0
0
Philip Morris Intl Inc
COM
718172109
102
1200
SH
DFND
1
1200
0
0
Philip Morris Intl Inc
COM
718172109
1236
14525
SH
DFND
2
14525
0
0
Phillips 66
COM
718546104
431
3870
SH
DFND
1
3870
0
0
Phillips 66
COM
718546104
2427
21790
SH
DFND
2
6340
0
0
Progressive Corp Ohio
COM
743315103
431
5955
SH
DFND
1
5955
0
0
PROGRESSIVE CORP
COM
743315103
260
3595
SH
DFND
2
3300
0
0
Raytheon Company
COM NEW
755111507
24871
113184
SH
DFND
1
113184
0
0
Raytheon Company
COM NEW
755111507
1502
6834
SH
DFND
2
800
0
0
RITCHIE BROS AUCTNRS
COM
767744105
606
14100
SH
DFND
14100
0
0
Rogers Communications Inc -B
CL B
775109200
16501
331833
SH
DFND
1
331833
0
0
Rogers Communications Inc -B
CL B
775109200
355
7143
SH
DFND
2
7143
0
0
Ross Stores Inc
COM
778296103
1528
13125
SH
DFND
1
13125
0
0
Ross Stores Inc
COM
778296103
847
7280
SH
DFND
2
5550
0
0
Ross Stores Inc
COM
778296103
70
600
SH
DFND
600
0
0
Royal Bank of Canada
COM
780087102
25442
321075
SH
DFND
1
321075
0
0
Royal Bank of Canada
COM
780087102
8369
105618
SH
DFND
2
81175
0
0
Royal Bank of Canada
COM
780087102
1062
13405
SH
DFND
13405
0
0
SSR MINING
COM
784730103
482
25000
SH
DFND
25000
0
0
THE CHARLES SCHWAB
COM
808513105
1382
29050
SH
DFND
2
29050
0
0
SHERWIN WILLIAMS CO
COMMON
824348106
2959
5070
SH
DFND
2
5070
0
0
STANLEY BLACK&DECKR
COM
854502101
3595
21693
SH
DFND
2
21693
0
0
Starbucks Corp
COM
855244109
1180
13417
SH
DFND
1
13417
0
0
Starbucks Corp
COM
855244109
2033
23127
SH
DFND
2
4325
0
0
Stryker Corp
COM
863667101
207
985
SH
DFND
1
985
0
0
Sun Life Financial Services Canada Inc
COM
866796105
601
13156
SH
DFND
1
13156
0
0
Sun Life Financial Services Canada Inc
COM
866796105
680
14900
SH
DFND
14900
0
0
Suncor Energy Inc
COM
867224107
24288
740001
SH
DFND
1
3550
0
0
Suncor Energy Inc
COM
867224107
3990
121553
SH
DFND
2
85675
0
0
Suncor Energy Inc
COM
867224107
732
22309
SH
DFND
22309
0
0
TJX Companies Inc
COM
872540109
17595
288160
SH
DFND
1
288160
0
0
TJX Companies Inc
COM
872540109
630
10320
SH
DFND
2
5850
0
0
Taiwan Semiconductor Manufacturing SP/ADR
SPONSORED ADR
874039100
1212
20865
SH
DFND
1
20865
0
0
Taiwan Semiconductor Manufacturing SP/ADR
SPONSORED ADR
874039100
5509
94815
SH
DFND
2
94815
0
0
Texas Instruments-Cum Rts
COM
882508104
5
40
SH
DFND
1
40
0
0
Texas Instruments-Cum Rts
COM
882508104
1187
9250
SH
DFND
2
6250
0
0
Texas Pacific Land Tr SUB
SUB CTF PROP I T
882610108
5
7
SH
DFND
1
7
0
0
Thermo Fisher Scientific Inc
COM
883556102
14387
44285
SH
DFND
1
44285
0
0
Thermo Fisher Scientific Inc
COM
883556102
5074
15619
SH
DFND
2
11245
0
0
Toronto Dominion Bank
COM NEW
891160509
32111
571722
SH
DFND
1
571722
0
0
Toronto Dominion Bank
COM NEW
891160509
7693
136967
SH
DFND
2
22292
0
0
Toronto Dominion Bank
COM NEW
891160509
1011
18000
SH
DFND
18000
0
0
Townsquare Media Inc Cl A
CL A
892231101
100
10000
SH
DFND
1
10000
0
0
Toyota Motor Corp ADR
SP ADR REP2COM
892331307
221
1570
SH
DFND
1
1570
0
0
Toyota Motor Corp ADR
SP ADR REP2COM
892331307
2800
19925
SH
DFND
2
19925
0
0
Union Pacific Corp
COM
907818108
477
2640
SH
DFND
1
2640
0
0
United Technologies Corp
COM
913017109
2606
17400
SH
DFND
1
17400
0
0
United Technologies Corp
COM
913017109
6449
43066
SH
DFND
2
34691
0
0
Vanguard Small-Cap ETF
SMALL CP ETF
922908751
6
35
SH
DFND
1
35
0
0
Vanguard Small-Cap ETF
SMALL CP ETF
922908751
341
2057
SH
DFND
2
2057
0
0
Vermilion Energy Inc
COM
923725105
4022
245679
SH
DFND
1
245679
0
0
Vermilion Energy Inc
COM
923725105
414
25300
SH
DFND
2
300
0
0
Walmart Inc.
COM
931142103
7774
65418
SH
DFND
1
65418
0
0
Walmart Inc.
COM
931142103
278
2340
SH
DFND
2
1220
0
0
Watsco Inc
COM
942622200
2409
13375
SH
DFND
2
4125
0
0
Wells Fargo & Co
COM
949746101
861
16000
SH
DFND
1
16000
0
0
Wells Fargo & Co
COM
949746101
6439
119688
SH
DFND
2
15175
0
0
KIRKLAND LAKE GOLD
COM
49741E100
2313
52400
SH
DFND
2
52400
0
0
KIRKLAND LAKE GOLD
COM
49741E100
1205
27300
SH
DFND
27300
0
0
FIRSTSERVICE CORP
COM
33767E202
6526
70000
SH
DFND
2
70000
0
0
Alibaba Group ADR
SPONSORED ADS
01609W102
901
4250
SH
DFND
1
4250
0
0
Alibaba Group ADR
SPONSORED ADS
01609W102
7436
35060
SH
DFND
2
13820
0
0
Alphabet Inc Cl-C
CAP STK CL C
02079K107
24680
18459
SH
DFND
1
18459
0
0
Alphabet Inc Cl-C
CAP STK CL C
02079K107
2022
1512
SH
DFND
2
1512
0
0
Alphabet Inc Cl A
CAP STK CL A
02079K305
1677
1252
SH
DFND
1
1252
0
0
Alphabet Inc Cl A
CAP STK CL A
02079K305
7190
5368
SH
DFND
2
5368
0
0
Altria Group Inc
COM
02209S103
30
600
SH
DFND
1
600
0
0
Altria Group Inc
COM
02209S103
456
9137
SH
DFND
2
9137
0
0
American Tower Corp
COM
03027X100
39
171
SH
DFND
1
171
0
0
American Tower Corp
COM
03027X100
1114
4850
SH
DFND
2
1450
0
0
BCE Inc
COM NEW
05534B760
1398
30136
SH
DFND
1
30136
0
0
BCE Inc
COM NEW
05534B760
3171
68350
SH
DFND
2
19100
0
0
BCE INC
COM NEW
05534B760
780
16811
SH
DFND
16811
0
0
BRP INC
COM SUN VTG
05577W200
1013
22200
SH
DFND
22200
0
0
BAYTEX ENERGY CORP
COM
07317Q105
361
250379
SH
DFND
2
250379
0
0
BLACK KNIGHT INC
COM
09215C105
932
14450
SH
DFND
2
14450
0
0
BlackRock Income Trust
COM
09247F100
94
15550
SH
DFND
1
15550
0
0
Blackrock Inc
COM
09247X101
2024
4027
SH
DFND
1
4027
0
0
Blackrock Inc
COM
09247X101
1244
2475
SH
DFND
2
800
0
0
Booking Holdings Inc
COM
09857L108
27
13
SH
DFND
1
13
0
0
BOOKING HLDGS INC
COM
09857L108
1540
750
SH
DFND
2
750
0
0
Brighthouse Financial Inc
COM
10922N103
13864
353394
SH
DFND
1
353394
0
0
Brighthouse Financial Inc
COM
10922N103
101
2587
SH
DFND
2
2587
0
0
BROADRIDGE FINL SOLN
COM
11133T103
1028
8325
SH
DFND
2
5500
0
0
Broadcom Inc
COM
11135F101
35
110
SH
DFND
1
110
0
0
Broadcom Inc
COM
11135F101
3579
11325
SH
DFND
2
2450
0
0
B2GOLD CORP
COM
11777Q209
1090
271200
SH
DFND
271200
0
0
CBOE GLOBAL MARKET
COM
12503M108
720
6000
SH
DFND
2
6000
0
0
CRH MEDICAL CORP
COM
12626F105
269
77400
SH
DFND
77400
0
0
Canadian Pacific Railway Ltd
COM
13645T100
9247
36223
SH
DFND
1
36223
0
0
Canadian Pacific Railway Ltd
COM
13645T100
715
2800
SH
DFND
2
800
0
0
Canadian Pacific Railway Ltd
COM
13645T100
587
2300
SH
DFND
2300
0
0
Cenovus Energy Inc
COM
15135U109
564
55479
SH
DFND
1
11649
0
0
Cheniere Energy Inc
COM NEW
16411R208
26
425
SH
DFND
1
425
0
0
Comcast Corp Cl-A
CL A
20030N101
17575
390821
SH
DFND
1
390821
0
0
Comcast Corp Cl-A
CL A
20030N101
5146
114435
SH
DFND
2
66950
0
0
Constellation Brands Inc Cl-A
CL A
21036P108
15239
80312
SH
DFND
1
80312
0
0
Constellation Brands Inc Cl-A
CL A
21036P108
849
4472
SH
DFND
2
4472
0
0
Costco Wholesale Corp
COM
22160K105
2337
7950
SH
DFND
1
7950
0
0
Costco Wholesale Corp
COM
22160K105
6451
21948
SH
DFND
2
4755
0
0
Crescent Point Energy Corp.
COM
22576C101
1678
375800
SH
DFND
1
375800
0
0
Crescent Point Energy Corp.
COM
22576C101
747
167392
SH
DFND
167392
0
0
Diageo PLC SP/ADR
SPON ADR NEW
25243Q205
10548
62628
SH
DFND
1
62628
0
0
Diageo PLC SP/ADR
SPON ADR NEW
25243Q205
1363
8095
SH
DFND
2
1200
0
0
Discovery Inc Ser-A
COM SER A
25470F104
11428
349050
SH
DFND
1
349050
0
0
Discovery Inc Ser-A
COM SER A
25470F104
178
5450
SH
DFND
2
5450
0
0
DOMINOS PIZZA INC
COM
25754A201
543
1850
SH
DFND
2
1850
0
0
Enbridge Inc
COM
29250N105
2231
56042
SH
DFND
1
56042
0
0
Enbridge Inc
COM
29250N105
3397
85325
SH
DFND
2
19225
0
0
Encompass Health Corp
COM
29261A100
9350
134975
SH
DFND
1
134975
0
0
Encompass Health Corp
COM
29261A100
79
1145
SH
DFND
2
1145
0
0
Energy Transfer LP
COM UT LTD PTN
29273V100
9959
776245
SH
DFND
1
776245
0
0
Energy Transfer LP
COM UT LTD PTN
29273V100
76
5950
SH
DFND
2
5950
0
0
Facebook Inc Cl-A
CL A
30303M102
19642
95696
SH
DFND
1
95696
0
0
Facebook Inc Cl-A
CL A
30303M102
5748
28005
SH
DFND
2
22230
0
0
First Republic Bank
COM
33616C100
2082
17725
SH
DFND
1
17725
0
0
First Republic Bank
COM
33616C100
7331
62418
SH
DFND
2
8650
0
0
GCI LIBERTY INC
COM CLASS A
36164V305
1516
21400
SH
DFND
2
21400
0
0
HDFC Bank Ltd ADR
SPONSORED ADS
40415F101
282
4445
SH
DFND
1
4445
0
0
HDFC Bank Ltd ADR
SPONSORED ADS
40415F101
5080
80175
SH
DFND
2
6225
0
0
INTERACTIVE BROKERS
COM CL A
45841N107
1646
35300
SH
DFND
2
35300
0
0
IQVIA HOLDINGS INC
COM
46266C105
541
3500
SH
DFND
2
3500
0
0
ISHARES TR
0-5YR HI YL CP
46434V407
1439
31000
SH
DFND
2
31000
0
0
J.P. Morgan Chase&Company
COM
46625H100
32319
231847
SH
DFND
1
231847
0
0
J.P. Morgan Chase&Company
COM
46625H100
8441
60550
SH
DFND
2
13520
0
0
Keysight Technologies Inc
COM
49338L103
249
2423
SH
DFND
1
2423
0
0
Keysight Technologies Inc
COM
49338L103
181
1765
SH
DFND
2
115
0
0
Manulife Financial Corporation
COM
56501R106
212
10448
SH
DFND
1
10448
0
0
Manulife Financial Corporation
COM
56501R106
3199
157350
SH
DFND
2
39100
0
0
Manulife Financial Corporation
COM
56501R106
596
29300
SH
DFND
29300
0
0
Mastercard Inc Cl-A
CL A
57636Q104
259
868
SH
DFND
1
868
0
0
Mastercard Inc Cl-A
CL A
57636Q104
1919
6425
SH
DFND
2
4350
0
0
MetLife Inc
COM
59156R108
7881
154625
SH
DFND
1
154625
0
0
MetLife Inc
COM
59156R108
65
1280
SH
DFND
2
1280
0
0
NUTRIEN LTD
COM
67077M108
972
20275
SH
DFND
2
20275
0
0
O-I Glass
COM
67098H104
8772
735250
SH
DFND
1
735250
0
0
O-I Glass
COM
67098H104
63
5300
SH
DFND
2
5300
0
0
PAYPAL HLDGS INC
COM
70450Y103
665
6150
SH
DFND
2
6150
0
0
Precision Drilling Corp
COM 2010
74022D308
67
48009
SH
DFND
1
1000
0
0
RESTAURANT BRANDS
COM
76131D103
278
4350
SH
DFND
2
4350
0
0
S&P Global Inc
COM
78409V104
2320
8497
SH
DFND
1
8497
0
0
S&P Global Inc
COM
78409V104
2652
9715
SH
DFND
2
4880
0
0
SPDR Gold Trust ETF
GOLD SHS
78463V107
6
45
SH
DFND
1
45
0
0
SPDR Gold Trust ETF
GOLD SHS
78463V107
284
1989
SH
DFND
2
1989
0
0
SPDR SER TR
PORTFOLIO HIGH YLD
78468R606
1278
48500
SH
DFND
2
48500
0
0
SPDR Bloomberg Barclays 1-3 mth T-Bill
SPDR BLOOMBERG
78468R663
366
4008
SH
DFND
2
4008
0
0
Consumer Dis Sel Sec-SPDR
SBI CONS DISCR
81369Y407
12
92
SH
DFND
2
92
0
0
Shaw Communications Inc -B
CL B CONV
82028K200
27968
1376325
SH
DFND
1
1376325
0
0
Shaw Communications Inc -B
CL B CONV
82028K200
487
23950
SH
DFND
2
23950
0
0
SILVERCORP METALS
COMMON
82835P103
141
24900
SH
DFND
24900
0
0
STANTEC INC
COM
85472N109
702
24800
SH
DFND
24800
0
0
TC ENERGY
COM
87807B107
625
11725
SH
DFND
2
11725
0
0
TC ENERGY
COM
87807B107
811
15200
SH
DFND
15200
0
0
Telus Corporation
COM
87971M103
83
2128
SH
DFND
1
2128
0
0
Telus Corporation
COM
87971M103
627
16175
SH
DFND
2
16175
0
0
Telus Corporation
COM
87971M103
965
24900
SH
DFND
24900
0
0
UnitedHealth Group Inc
COM
91324P102
22145
75329
SH
DFND
1
75329
0
0
UnitedHealth Group Inc
COM
91324P102
4360
14831
SH
DFND
2
7106
0
0
Vanguard S/T Corp Bond ETF
SHRT TRM CORP BD
92206C409
20
250
SH
DFND
1
250
0
0
Vanguard S/T Corp Bond ETF
SHRT TRM CORP BD
92206C409
324
4000
SH
DFND
2
4000
0
0
Verizon Communications Inc
COM
92343V104
49
800
SH
DFND
1
800
0
0
Verizon Communications Inc
COM
92343V104
387
6305
SH
DFND
2
6305
0
0
Visa Inc
COM CL A
92826C839
23842
126884
SH
DFND
1
126884
0
0
Visa Inc
COM CL A
92826C839
4745
25249
SH
DFND
2
10674
0
0
YUM CHINA HOLDINGS
COM
98850P109
924
19250
SH
DFND
2
19250
0
0
Accenture PLC Cl-A
SHS CLASS A
G1151C101
2843
13501
SH
DFND
1
13501
0
0
Accenture PLC Cl-A
SHS CLASS A
G1151C101
7170
34050
SH
DFND
2
1580
0
0
Brookfield Infra Ptnr LPU
LP INT UNIT
G16252101
152
3043
SH
DFND
1
3043
0
0
Eaton Corporation
SHS
G29183103
4984
52623
SH
DFND
2
3750
0
0
Medtronic PLC
SHS
G5960L103
12976
114380
SH
DFND
1
114380
0
0
Medtronic PLC
SHS
G5960L103
4646
40953
SH
DFND
2
2325
0
0
SPOTIFY TECHNOLOGY
SHS
L8681T102
1476
9870
SH
DFND
2
9870
0
0
ASML HLDS NV NY
N Y REGISTRY SHS
N07059210
503
1700
SH
DFND
2
1700
0
0
CORE LABORATORIES
COM
N22717107
424
11250
SH
DFND
2
11250
0
0