0001024305-14-000014.txt : 20140624 0001024305-14-000014.hdr.sgml : 20140624 20140609173525 ACCESSION NUMBER: 0001024305-14-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140605 FILED AS OF DATE: 20140609 DATE AS OF CHANGE: 20140609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COTY INC. CENTRAL INDEX KEY: 0001024305 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 133823358 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 350 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10118 BUSINESS PHONE: 212-389-7300 MAIL ADDRESS: STREET 1: 350 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10118 FORMER COMPANY: FORMER CONFORMED NAME: COTY INC / DATE OF NAME CHANGE: 19961004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Macchio Ralph CENTRAL INDEX KEY: 0001578914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35964 FILM NUMBER: 14900096 MAIL ADDRESS: STREET 1: 2 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 4 1 wf-form4_140234971476517.xml FORM 4 X0306 4 2014-06-05 0 0001024305 COTY INC. COTY 0001578914 Macchio Ralph COTY INC. 350 FIFTH AVENUE NEW YORK NY 10118 0 1 0 0 SVP of Global R&D, CSO Class A common stock 2014-06-05 4 M 0 57900 6.40 A 101303 D Class A common stock 2014-06-05 4 S 0 57900 16.828 D 43403 D Class A common stock 2014-06-06 4 M 0 17100 6.40 A 60503 D Class A common stock 2014-06-06 4 S 0 60503 17.561 D 0 D Stock Option (right to buy) 6.4 2014-06-05 4 M 0 57900 6.40 D 2014-01-07 2019-01-07 Class A common stock 57900.0 17100 D Stock Option (right to buy) 6.4 2014-06-05 4 M 0 17100 6.40 D 2014-01-07 2019-01-07 Class A common stock 17100.0 0 D Stock Option (right to buy) 9.2 2014-06-05 4 J 0 20000 9.20 D 2015-12-03 2020-12-03 Class A common stock 20000.0 0 D Stock Option (right to buy) 10.5 2014-06-05 4 J 0 20000 10.50 D 2017-01-10 2022-01-10 Class A common stock 20000.0 0 D Restricted Stock Units 2014-06-05 4 J 0 478 0 D Class A common stock 478.0 75000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.66 to $16.94, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. A portion of the shares sold were for the payment of the exercise price of the Stock Options and related withholding taxes. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.11 to $17.84, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. A portion of the shares sold were for the payment of the exercise price of the Stock Options and related withholding taxes. The transactions represent forfeiture of matching stock options and matching Restricted Stock Units ("Matching Equity") issued under the Company's executive ownership programs in connection with the purchase of shares of Common Stock by the reporting person. Matching Equity is forfeited if the reporting person sells shares to which the Matching Equity relates prior to the 5th anniversary of purchase. Upon vesting, each Restricted Stock Unit settles for one share of Class A common stock of Coty Inc. /s/ Michelle Garcia, Attorney-in-Fact 2014-06-09