0001024305-14-000014.txt : 20140624
0001024305-14-000014.hdr.sgml : 20140624
20140609173525
ACCESSION NUMBER: 0001024305-14-000014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140605
FILED AS OF DATE: 20140609
DATE AS OF CHANGE: 20140609
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COTY INC.
CENTRAL INDEX KEY: 0001024305
STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
IRS NUMBER: 133823358
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 350 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10118
BUSINESS PHONE: 212-389-7300
MAIL ADDRESS:
STREET 1: 350 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10118
FORMER COMPANY:
FORMER CONFORMED NAME: COTY INC /
DATE OF NAME CHANGE: 19961004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Macchio Ralph
CENTRAL INDEX KEY: 0001578914
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35964
FILM NUMBER: 14900096
MAIL ADDRESS:
STREET 1: 2 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10016
4
1
wf-form4_140234971476517.xml
FORM 4
X0306
4
2014-06-05
0
0001024305
COTY INC.
COTY
0001578914
Macchio Ralph
COTY INC.
350 FIFTH AVENUE
NEW YORK
NY
10118
0
1
0
0
SVP of Global R&D, CSO
Class A common stock
2014-06-05
4
M
0
57900
6.40
A
101303
D
Class A common stock
2014-06-05
4
S
0
57900
16.828
D
43403
D
Class A common stock
2014-06-06
4
M
0
17100
6.40
A
60503
D
Class A common stock
2014-06-06
4
S
0
60503
17.561
D
0
D
Stock Option (right to buy)
6.4
2014-06-05
4
M
0
57900
6.40
D
2014-01-07
2019-01-07
Class A common stock
57900.0
17100
D
Stock Option (right to buy)
6.4
2014-06-05
4
M
0
17100
6.40
D
2014-01-07
2019-01-07
Class A common stock
17100.0
0
D
Stock Option (right to buy)
9.2
2014-06-05
4
J
0
20000
9.20
D
2015-12-03
2020-12-03
Class A common stock
20000.0
0
D
Stock Option (right to buy)
10.5
2014-06-05
4
J
0
20000
10.50
D
2017-01-10
2022-01-10
Class A common stock
20000.0
0
D
Restricted Stock Units
2014-06-05
4
J
0
478
0
D
Class A common stock
478.0
75000
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.66 to $16.94, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. A portion of the shares sold were for the payment of the exercise price of the Stock Options and related withholding taxes.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.11 to $17.84, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. A portion of the shares sold were for the payment of the exercise price of the Stock Options and related withholding taxes.
The transactions represent forfeiture of matching stock options and matching Restricted Stock Units ("Matching Equity") issued under the Company's executive ownership programs in connection with the purchase of shares of Common Stock by the reporting person. Matching Equity is forfeited if the reporting person sells shares to which the Matching Equity relates prior to the 5th anniversary of purchase.
Upon vesting, each Restricted Stock Unit settles for one share of Class A common stock of Coty Inc.
/s/ Michelle Garcia, Attorney-in-Fact
2014-06-09