0001209191-15-005977.txt : 20150122 0001209191-15-005977.hdr.sgml : 20150122 20150122194050 ACCESSION NUMBER: 0001209191-15-005977 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150120 FILED AS OF DATE: 20150122 DATE AS OF CHANGE: 20150122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 861106510 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-8400 MAIL ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sommer Steven R CENTRAL INDEX KEY: 0001578857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 15543103 MAIL ADDRESS: STREET 1: C/O SPLUNK INC. STREET 2: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-01-20 0 0001353283 SPLUNK INC SPLK 0001578857 Sommer Steven R C/O SPLUNK INC. 250 BRANNAN STREET SAN FRANCISCO CA 94107 0 1 0 0 SVP & Chief Marketing Officer Common Stock 2015-01-20 4 M 0 1041 2.14 A 323168 D Common Stock 2015-01-20 4 M 0 2083 4.82 A 325251 D Common Stock 2015-01-20 4 S 0 13172 54.33 D 312079 D Common Stock 2015-01-20 4 S 0 9952 55.08 D 302127 D Employee Stock Option (right to buy) 2.14 2015-01-20 4 M 0 1041 0.00 D 2021-03-16 Common Stock 1041 2084 D Employee Stock Option (right to buy) 4.82 2015-01-20 4 M 0 2083 0.00 D 2021-12-14 Common Stock 2083 22917 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 24, 2014. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.84 to $54.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.86 to $55.34, inclusive. One-fourth of the shares subject to the option vested on March 27, 2012 and one forty-eighth of the shares vest monthly thereafter. One-fourth of the shares subject to the option vested on December 15, 2012 and one forty-eighth of the shares vest monthly thereafter. /s/ Steve Dean, by power of attorney 2015-01-22