0001209191-14-002689.txt : 20140109
0001209191-14-002689.hdr.sgml : 20140109
20140109175925
ACCESSION NUMBER: 0001209191-14-002689
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140107
FILED AS OF DATE: 20140109
DATE AS OF CHANGE: 20140109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPLUNK INC
CENTRAL INDEX KEY: 0001353283
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 861106510
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 415-848-4800
MAIL ADDRESS:
STREET 1: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sommer Steven R
CENTRAL INDEX KEY: 0001578857
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35498
FILM NUMBER: 14519793
MAIL ADDRESS:
STREET 1: C/O SPLUNK INC.
STREET 2: 250 BRANNAN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-01-07
0
0001353283
SPLUNK INC
SPLK
0001578857
Sommer Steven R
C/O SPLUNK INC.
250 BRANNAN STREET
SAN FRANCISCO
CA
94107
0
1
0
0
SVP & Chief Marketing Officer
Common Stock
2014-01-07
4
M
0
7292
0.99
A
160257
D
Common Stock
2014-01-07
4
M
0
7292
2.14
A
167549
D
Common Stock
2014-01-07
4
M
0
15661
4.82
A
183210
D
Common Stock
2014-01-07
4
S
0
2711
73.74
D
180499
D
Common Stock
2014-01-07
4
S
0
23197
74.56
D
157302
D
Common Stock
2014-01-07
4
S
0
6690
75.52
D
150612
D
Common Stock
2014-01-07
4
S
0
500
76.32
D
150112
D
Common Stock
359505
I
See footnote
Employee Stock Option (right to buy)
0.99
2014-01-07
4
M
0
7292
0.00
D
2020-04-21
Common Stock
7292
1042
D
Employee Stock Option (right to buy)
2.14
2014-01-07
4
M
0
7292
0.00
D
2021-03-16
Common Stock
7292
15625
D
Employee Stock Option (right to buy)
4.82
2014-01-07
4
M
0
15661
0.00
D
2021-12-14
Common Stock
15661
50000
D
Includes 55 shares acquired under the Splunk Inc. Employee Stock Purchase Plan on December 16, 2013.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 24, 2013.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.115 to $74.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (6) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.12 to $75.06, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.10 to $75.90, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.19 to $76.40, inclusive.
Shares held directly by the Steven R. Sommer Trust dated January 26, 2004 for which the Reporting Person serves as trustee.
One-fourth of the shares subject to the option vested on January 21, 2011 and one forty-eighth of the shares vest monthly thereafter.
One-fourth of the shares subject to the option vested on March 27, 2012 and one forty-eighth of the shares vest monthly thereafter.
One-fourth of the shares subject to the option vested on December 15, 2012 and one forty-eighth of the shares vest monthly thereafter.
/s/ Steve Dean, by power of attorney
2014-01-09