0001209191-14-002689.txt : 20140109 0001209191-14-002689.hdr.sgml : 20140109 20140109175925 ACCESSION NUMBER: 0001209191-14-002689 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140107 FILED AS OF DATE: 20140109 DATE AS OF CHANGE: 20140109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPLUNK INC CENTRAL INDEX KEY: 0001353283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 861106510 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-848-4800 MAIL ADDRESS: STREET 1: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sommer Steven R CENTRAL INDEX KEY: 0001578857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35498 FILM NUMBER: 14519793 MAIL ADDRESS: STREET 1: C/O SPLUNK INC. STREET 2: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-01-07 0 0001353283 SPLUNK INC SPLK 0001578857 Sommer Steven R C/O SPLUNK INC. 250 BRANNAN STREET SAN FRANCISCO CA 94107 0 1 0 0 SVP & Chief Marketing Officer Common Stock 2014-01-07 4 M 0 7292 0.99 A 160257 D Common Stock 2014-01-07 4 M 0 7292 2.14 A 167549 D Common Stock 2014-01-07 4 M 0 15661 4.82 A 183210 D Common Stock 2014-01-07 4 S 0 2711 73.74 D 180499 D Common Stock 2014-01-07 4 S 0 23197 74.56 D 157302 D Common Stock 2014-01-07 4 S 0 6690 75.52 D 150612 D Common Stock 2014-01-07 4 S 0 500 76.32 D 150112 D Common Stock 359505 I See footnote Employee Stock Option (right to buy) 0.99 2014-01-07 4 M 0 7292 0.00 D 2020-04-21 Common Stock 7292 1042 D Employee Stock Option (right to buy) 2.14 2014-01-07 4 M 0 7292 0.00 D 2021-03-16 Common Stock 7292 15625 D Employee Stock Option (right to buy) 4.82 2014-01-07 4 M 0 15661 0.00 D 2021-12-14 Common Stock 15661 50000 D Includes 55 shares acquired under the Splunk Inc. Employee Stock Purchase Plan on December 16, 2013. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 24, 2013. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.115 to $74.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (6) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.12 to $75.06, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.10 to $75.90, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.19 to $76.40, inclusive. Shares held directly by the Steven R. Sommer Trust dated January 26, 2004 for which the Reporting Person serves as trustee. One-fourth of the shares subject to the option vested on January 21, 2011 and one forty-eighth of the shares vest monthly thereafter. One-fourth of the shares subject to the option vested on March 27, 2012 and one forty-eighth of the shares vest monthly thereafter. One-fourth of the shares subject to the option vested on December 15, 2012 and one forty-eighth of the shares vest monthly thereafter. /s/ Steve Dean, by power of attorney 2014-01-09