0001578735-18-000022.txt : 20180228 0001578735-18-000022.hdr.sgml : 20180228 20180228164140 ACCESSION NUMBER: 0001578735-18-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180226 FILED AS OF DATE: 20180228 DATE AS OF CHANGE: 20180228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newgarden Thomas CENTRAL INDEX KEY: 0001591561 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36311 FILM NUMBER: 18651782 MAIL ADDRESS: STREET 1: C/O NGHC STREET 2: 59 MAIDEN LANE, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: National General Holdings Corp. CENTRAL INDEX KEY: 0001578735 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 271046208 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 59 MAIDEN LANE, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 212-380-9500 MAIL ADDRESS: STREET 1: 59 MAIDEN LANE, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 4 1 wf-form4_151985358028576.xml FORM 4 X0306 4 2018-02-26 0 0001578735 National General Holdings Corp. NGHC 0001591561 Newgarden Thomas C/O NGHC 59 MAIDEN LANE, 38TH FLOOR NEW YORK NY 10038 0 1 0 0 Executive Vice President Common Stock, $.01 par value 2018-02-26 4 M 0 2668 0 A 7852 D Common Stock, $.01 par value 2018-02-26 4 F 0 1152 0 D 6700 D Common Stock, $.01 par value 2018-02-27 4 M 0 2873 0 A 9573 D Common Stock, $.01 par value 2018-02-27 4 F 0 1068 0 D 8505 D Common Stock, $.01 par value 2018-02-28 4 M 0 2165 0 A 10670 D Common Stock, $.01 par value 2018-02-28 4 F 0 820 0 D 9850 D Restricted Stock Units 2018-02-26 4 M 0 2668 0 D Common Stock, $.01 par value 2668.0 2669 D Restricted Stock Units 2018-02-27 4 M 0 2873 0 D Common Stock, $.01 par value 2873.0 0 D Restricted Stock Units 2018-02-28 4 M 0 2165 0 D Common Stock, $.01 par value 2165.0 4333 D Restricted Stock Units 2018-02-26 4 A 0 9924 0 A Common Stock, $.01 par value 9924.0 9924 D Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 26, 2016. Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 26, 2016. Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 27, 2015. Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 27, 2015. Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 28, 2017. Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 28, 2017. Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock. On February 26, 2016, Mr. Newgarden received restricted stock units representing 8,004 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. On February 27, 2015, Mr. Newgarden received restricted stock units representing 8,619 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. On February 28, 2017, Mr. Newgarden received restricted stock units representing 6,498 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. On February 26, 2018, Mr. Newgarden received restricted stock units representing 9,924 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. /s/ Thomas Newgarden 2018-02-28