0001578735-18-000022.txt : 20180228
0001578735-18-000022.hdr.sgml : 20180228
20180228164140
ACCESSION NUMBER: 0001578735-18-000022
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180226
FILED AS OF DATE: 20180228
DATE AS OF CHANGE: 20180228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Newgarden Thomas
CENTRAL INDEX KEY: 0001591561
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36311
FILM NUMBER: 18651782
MAIL ADDRESS:
STREET 1: C/O NGHC
STREET 2: 59 MAIDEN LANE, 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10038
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: National General Holdings Corp.
CENTRAL INDEX KEY: 0001578735
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 271046208
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 59 MAIDEN LANE, 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10038
BUSINESS PHONE: 212-380-9500
MAIL ADDRESS:
STREET 1: 59 MAIDEN LANE, 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10038
4
1
wf-form4_151985358028576.xml
FORM 4
X0306
4
2018-02-26
0
0001578735
National General Holdings Corp.
NGHC
0001591561
Newgarden Thomas
C/O NGHC
59 MAIDEN LANE, 38TH FLOOR
NEW YORK
NY
10038
0
1
0
0
Executive Vice President
Common Stock, $.01 par value
2018-02-26
4
M
0
2668
0
A
7852
D
Common Stock, $.01 par value
2018-02-26
4
F
0
1152
0
D
6700
D
Common Stock, $.01 par value
2018-02-27
4
M
0
2873
0
A
9573
D
Common Stock, $.01 par value
2018-02-27
4
F
0
1068
0
D
8505
D
Common Stock, $.01 par value
2018-02-28
4
M
0
2165
0
A
10670
D
Common Stock, $.01 par value
2018-02-28
4
F
0
820
0
D
9850
D
Restricted Stock Units
2018-02-26
4
M
0
2668
0
D
Common Stock, $.01 par value
2668.0
2669
D
Restricted Stock Units
2018-02-27
4
M
0
2873
0
D
Common Stock, $.01 par value
2873.0
0
D
Restricted Stock Units
2018-02-28
4
M
0
2165
0
D
Common Stock, $.01 par value
2165.0
4333
D
Restricted Stock Units
2018-02-26
4
A
0
9924
0
A
Common Stock, $.01 par value
9924.0
9924
D
Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 26, 2016.
Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 26, 2016.
Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 27, 2015.
Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 27, 2015.
Acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 28, 2017.
Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to Mr. Newgarden on February 28, 2017.
Each restricted stock unit represents a contingent right to receive one share of National General Holdings Corp.'s common stock.
On February 26, 2016, Mr. Newgarden received restricted stock units representing 8,004 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
On February 27, 2015, Mr. Newgarden received restricted stock units representing 8,619 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
On February 28, 2017, Mr. Newgarden received restricted stock units representing 6,498 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
On February 26, 2018, Mr. Newgarden received restricted stock units representing 9,924 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
/s/ Thomas Newgarden
2018-02-28