0001140361-14-005067.txt : 20140206 0001140361-14-005067.hdr.sgml : 20140206 20140206163124 ACCESSION NUMBER: 0001140361-14-005067 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20140206 DATE AS OF CHANGE: 20140206 EFFECTIVENESS DATE: 20140206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CM Finance Inc CENTRAL INDEX KEY: 0001578348 IRS NUMBER: 462883380 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-211454 FILM NUMBER: 14580550 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-388-5813 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D 1 primary_doc.xml X0707 D LIVE 0001578348 CM Finance Inc 399 PARK AVENUE, 39TH FLOOR NEW YORK NY NEW YORK 10022 212-257-5199 MARYLAND None None Corporation true 2013 Michael C Mauer 399 Park Avenue, 39th Floor New York NY NEW YORK 10022 Executive Officer Director Christopher E Jansen 399 Park Avenue, 39th Floor New York NY NEW YORK 10022 Executive Officer Director Stephan Kuppenheimer 399 Park Avenue, 39th Floor New York NY NEW YORK 10022 Director Edward J Cook 399 Park Avenue, 39th Floor New York NY NEW YORK 10022 Executive Officer Robert Ryder 399 Park Avenue, 39th Floor New York NY NEW YORK 10022 Director Keith Lee 399 Park Avenue, 39th Floor New York NY NEW YORK 10022 Director Julie Persily 399 Park Avenue, 39th Floor New York NY NEW YORK 10022 Director Robert Wagner 399 Park Avenue, 39th Floor New York NY NEW YORK 10022 Director Anthony Scire 399 Park Avenue, 39th Floor New York NY NEW YORK 10022 Executive Officer Investing Decline to Disclose 06c false 2014-02-05 false true true true 100 129774499 129774499 0 false 4 0 0 0 false CM Finance Inc /s/ Michael C. Mauer Michael C. Mauer Chief Executive Officer 2014-02-06