0001085146-21-001651.txt : 20210514
0001085146-21-001651.hdr.sgml : 20210514
20210514102428
ACCESSION NUMBER: 0001085146-21-001651
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210514
DATE AS OF CHANGE: 20210514
EFFECTIVENESS DATE: 20210514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DLD Asset Management, LP
CENTRAL INDEX KEY: 0001578299
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17749
FILM NUMBER: 21922479
BUSINESS ADDRESS:
STREET 1: 80 BROAD STREET
STREET 2: SUITE 1600
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 917.476.3194
MAIL ADDRESS:
STREET 1: 80 BROAD STREET
STREET 2: SUITE 1600
CITY: NEW YORK
STATE: NY
ZIP: 10004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001578299
XXXXXXXX
03-31-2021
03-31-2021
false
DLD Asset Management, LP
80 BROAD STREET
SUITE 1600
NEW YORK
NY
10004
13F HOLDINGS REPORT
028-17749
N
Naveen Dhuper
CFO / CCO
347-735-5115
/s/ Naveen Dhuper
New York
NY
05-12-2021
0
133
3559471
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
ACCELERATE ACQUISITION CORP
UNIT 99/99/9999
00439D201
1986
200000
SH
SOLE
200000
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
61489
402124
SH
SOLE
402124
0
0
ALLSCRIPTS HEALTHCARE SOLUTN
COM
01988P108
751
50000
SH
Put
SOLE
50000
0
0
ALLSCRIPTS HEALTHCARE SOLUTN
NOTE 0.875% 1/0
01988PAF5
18551
14000000
PRN
SOLE
14000000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
7407
310000
SH
Put
SOLE
310000
0
0
AMERICAN AIRLS GROUP INC
NOTE 6.500% 7/0
02376RAF9
19794
11500000
PRN
SOLE
11500000
0
0
ANTERIX INC
COM
03676C100
4755
100800
SH
Call
SOLE
100800
0
0
ANZU SPECIAL ACQUISITIN CORP
UNIT 01/27/2026
03737A200
13930
1400000
SH
SOLE
1400000
0
0
APHRIA INC
COM
03765K104
184
10000
SH
SOLE
10000
0
0
ARES ACQUISITION CORPORATION
*W EXP 99/99/999
G33032122
35
40000
SH
Call
SOLE
40000
0
0
ATLAS CORP
SHARES
Y0436Q109
4034
295400
SH
Put
SOLE
295400
0
0
BIOGEN INC
COM
09062X103
5065
18100
SH
Call
SOLE
18100
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
2892
38300
SH
SOLE
38300
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1888
25000
SH
Call
SOLE
25000
0
0
BLOOMIN BRANDS INC
COM
094235108
5412
200000
SH
Put
SOLE
200000
0
0
BOOKING HOLDINGS INC
COM
09857L108
11111
4769
SH
SOLE
4769
0
0
CARDTRONICS PLC
SHS CL A
G1991C105
7095
182852
SH
SOLE
182852
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
14728
554800
SH
Put
SOLE
554800
0
0
CBRE ACQUISITION HLDGS INC
*W EXP 99/99/999
12510J114
69
75000
SH
Call
SOLE
75000
0
0
CBRE ACQUISITION HLDGS INC
COM CL A
12510J106
2925
300000
SH
SOLE
300000
0
0
CHANGE HEALTHCARE INC
COM
15912K100
2630
119000
SH
SOLE
119000
0
0
CINCINNATI BELL INC NEW
COM NEW
171871502
25396
1654458
SH
SOLE
1654458
0
0
CINEMARK HLDGS INC
COM
17243V102
11943
585000
SH
Put
SOLE
585000
0
0
CLIMATE REAL IMPACT SLUTINS
*W EXP 01/29/202
187171111
44
40000
SH
Call
SOLE
40000
0
0
CLIMATE REAL IMPACT SLUTINS
COM CL A
187171103
1946
200000
SH
SOLE
200000
0
0
COHERENT INC
COM
192479103
4780
18903
SH
SOLE
18903
0
0
COMPUTE HEALTH ACQUISITIN CO
UNIT 99/99/9999
204833206
3027
300000
SH
SOLE
300000
0
0
CONX CORP
COM CL A
212873103
2991
300000
SH
SOLE
300000
0
0
CORELOGIC INC
COM
21871D103
39205
494703
SH
SOLE
494703
0
0
CUBIC CORP
COM
229669106
5131
68807
SH
SOLE
68807
0
0
DEEP LAKE CAPITAL ACQUSTN CO
*W EXP 01/04/202
G27029118
45
75000
SH
Call
SOLE
75000
0
0
DISCOVERY INC
COM SER C
25470F302
8097
219481
SH
SOLE
219481
0
0
DMY TECHNOLOGY GROUP INC IV
UNIT 99/99/9999
23344K201
3012
300000
SH
SOLE
300000
0
0
DRAFTKINGS INC
COM CL A
26142R104
7665
125000
SH
Call
SOLE
125000
0
0
ENVESTNET INC
NOTE 1.750% 6/0
29404KAB2
5479
4500000
PRN
SOLE
4500000
0
0
ETSY INC
COM
29786A106
7956
39450
SH
SOLE
39450
0
0
ETSY INC
COM
29786A106
2016
10000
SH
Call
SOLE
10000
0
0
EXTENDED STAY AMER INC
UNIT 99/99/9999B
30224P200
2046
104169
SH
SOLE
104169
0
0
FIGURE ACQUISITION CORP I
UNIT 99/99/9999
302438205
10120
1000000
SH
SOLE
1000000
0
0
FIVE PRIME THERAPEUTICS INC
COM
33830X104
11301
300000
SH
SOLE
300000
0
0
FLIR SYS INC
COM
302445101
13424
237722
SH
SOLE
237722
0
0
FOREST ROAD ACQUISITION COR
UNIT 99/99/9999
34619V202
996
100000
SH
SOLE
100000
0
0
FORTRESS VALUE ACQUISI CORP
UNIT 03/31/2028
34964K207
3465
350000
SH
SOLE
350000
0
0
FREQUENCY THERAPEUTICS INC
COM
35803L108
95
10000
SH
SOLE
10000
0
0
FREQUENCY THERAPEUTICS INC
COM
35803L108
95
10000
SH
Put
SOLE
10000
0
0
G SQUARED ASCEND I INC
*W EXP 02/01/202
G4204R117
19
20000
SH
Call
SOLE
20000
0
0
GENMARK DIAGNOSTICS INC
COM
372309104
10038
420000
SH
SOLE
420000
0
0
GENWORTH FINL INC
COM CL A
37247D106
33
10000
SH
SOLE
10000
0
0
GLOBAL PARTNER ACQISTN CORP
*W EXP 01/14/202
G3934P128
26
25000
SH
Call
SOLE
25000
0
0
GOLDEN FALCON ACQUISITION CO
*W EXP 11/04/202
38102H117
106
150000
SH
Call
SOLE
150000
0
0
GOLDEN FALCON ACQUISITION CO
CL A
38102H109
2901
300000
SH
SOLE
300000
0
0
GORES HLDGS VIII INC
UNIT 02/01/2028
382863207
2246
225000
SH
SOLE
225000
0
0
GORES HOLDINGS VII INC
UNIT 02/12/2028
38286T200
4486
450000
SH
SOLE
450000
0
0
GORES TECHNOLOGY PARTNERS II
UNIT 03/16/2028
38287L206
997
100000
SH
SOLE
100000
0
0
GORES TECHNOLOGY PARTNERS IN
UNIT 03/16/2028
382870202
1000
100000
SH
SOLE
100000
0
0
GRACE W R & CO DEL NEW
COM
38388F108
2031
33922
SH
SOLE
33922
0
0
GUESS INC
COM
401617105
16724
710000
SH
Put
SOLE
710000
0
0
GUESS INC
NOTE 2.000% 4/1
401617AD7
15592
13500000
PRN
SOLE
13500000
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
60732
280000
SH
SOLE
280000
0
0
HAMILTON LANE ALLIANCE HLDGS
*W EXP 01/12/202
40749M111
69
100000
SH
Call
SOLE
100000
0
0
HAMILTON LANE ALLIANCE HLDGS
COM CL A
40749M103
2925
300000
SH
SOLE
300000
0
0
HIGHLAND TRANSCEND PARTNERS
*W EXP 99/99/999
G44690124
83
66666
SH
Call
SOLE
66666
0
0
HUDSON EXECUTIVE INVES III
UNIT 02/22/2026
44376L206
2970
300000
SH
SOLE
300000
0
0
IHS MARKIT LTD
SHS
G47567105
50132
517997
SH
SOLE
517997
0
0
ILLUMINA INC
NOTE 0.500% 6/1
452327AH2
12814
8500000
PRN
SOLE
8500000
0
0
IMAX CORP
COM
45245E109
1005
50000
SH
Put
SOLE
50000
0
0
INPHI CORP
COM
45772F107
38681
216811
SH
SOLE
216811
0
0
JACK CREEK INVESTMENT CORP
*W EXP 10/01/202
G4989X123
66
125000
SH
Call
SOLE
125000
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
6575
40000
SH
Put
SOLE
40000
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
3959
15000
SH
SOLE
15000
0
0
KKR ACQUISITION HOLDING I CO
UNIT 99/99/9999
48253T208
1502
150000
SH
SOLE
150000
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
4783
186411
SH
SOLE
186411
0
0
LIBERTY MEDIA CORP DEL
NOTE 1.375%10/1
531229AB8
32591
25367000
PRN
SOLE
25367000
0
0
LIVENT CORP
COM
53814L108
1734
100100
SH
Put
SOLE
100100
0
0
LONGVIEW ACQUISITION CORP II
UNIT 99/99/9999
54319Q204
2008
200000
SH
SOLE
200000
0
0
LUMENTUM HLDGS INC
NOTE 0.250% 3/1
55024UAB5
15348
9500000
PRN
SOLE
9500000
0
0
M3 BRIGADE ACQUISITION II CO
UNIT 99/99/9999
553800202
11904
1200000
SH
SOLE
1200000
0
0
MAGNACHIP SEMICONDUCTOR CORP
COM
55933J203
3486
140000
SH
SOLE
140000
0
0
MARLIN TECHNOLOGY CORP
CL A SHS
G58411102
36
50000
SH
Call
SOLE
50000
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
28731
314446
SH
SOLE
314446
0
0
MICHAELS COS INC
COM
59408Q106
6582
300000
SH
SOLE
300000
0
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
6892
44400
SH
SOLE
44400
0
0
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
1666
94160
SH
SOLE
94160
0
0
MOTIVE CAPITAL CORP
*W EXP 12/31/202
G6293A111
88
100000
SH
Call
SOLE
100000
0
0
NIC INC
COM
62914B100
12275
361769
SH
SOLE
361769
0
0
NIGHTDRAGON ACQUISITION CORP
UNIT 02/26/20266
65413D204
2512
250000
SH
SOLE
250000
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
34481
1250000
SH
Put
SOLE
1250000
0
0
NUANCE COMMUNICATIONS INC
DBCV 1.000%12/1
67020YAK6
29851
16100000
PRN
SOLE
16100000
0
0
NUANCE COMMUNICATIONS INC
NOTE 1.250% 4/0
67020YAN0
39530
17300000
PRN
SOLE
17300000
0
0
ON SEMICONDUCTOR CORP
NOTE 1.625%10/1
682189AP0
18326
8800000
PRN
SOLE
8800000
0
0
PALO ALTO NETWORKS INC
COM
697435105
3223
10000
SH
Put
SOLE
10000
0
0
PALO ALTO NETWORKS INC
NOTE 0.750% 7/0
697435AD7
28461
21500000
PRN
SOLE
21500000
0
0
PERSPECTA INC
COM
715347100
15978
550000
SH
SOLE
550000
0
0
PLURALSIGHT INC
COM CL A
72941B106
7372
330000
SH
SOLE
330000
0
0
POWER & DIGITAL INFRA ACQ CO
UNIT 99/99/9999
739190205
2518
250000
SH
SOLE
250000
0
0
PRA HEALTH SCIENCES INC
COM
69354M108
12581
82054
SH
SOLE
82054
0
0
PROPERTY SOLUTIONS ACQUISITI
UNIT 03/01/2026
74350A207
2973
300000
SH
SOLE
300000
0
0
PROSPECTOR CAPITAL CORP
*W EXP 01/01/202
G7273A113
101
100000
SH
Call
SOLE
100000
0
0
PURECYCLE TECHNOLOGIES INC
*W EXP 01/28/202
74623V111
1664
119510
SH
Call
SOLE
119510
0
0
REALPAGE INC
COM
75606N109
58377
669456
SH
SOLE
669456
0
0
REVOLUTION HEALTHCAR AQ CORP
UNIT 03/18/20266
76155Y207
1004
100000
SH
SOLE
100000
0
0
ROYAL CARIBBEAN GROUP
COM
V7780T103
9297
108600
SH
SOLE
108600
0
0
ROYAL CARIBBEAN GROUP
COM
V7780T103
2570
30000
SH
Call
SOLE
30000
0
0
RXR ACQUISITION CORP
UNIT 01/01/2025
74981W206
2973
300000
SH
SOLE
300000
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
1492
20000
SH
Put
SOLE
20000
0
0
SAREPTA THERAPEUTICS INC
DBCV 1.500%11/1
803607AB6
19031
14500000
PRN
SOLE
14500000
0
0
SENIOR CONNECT ACQUISITN COR
*W EXP 12/31/202
81723H116
51
71900
SH
Call
SOLE
71900
0
0
SENIOR CONNECT ACQUISITN COR
COM CL A
81723H108
1398
143800
SH
SOLE
143800
0
0
SIMON PROPERTY GRP ACQ HOLDI
UNIT 99/99/9999
82880R202
2010
200000
SH
SOLE
200000
0
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
30549
751891
SH
SOLE
751891
0
0
SOUTHWEST AIRLS CO
COM
844741108
2444
40000
SH
Put
SOLE
40000
0
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
34438
20000000
PRN
SOLE
20000000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1941650
4900000
SH
Put
SOLE
4900000
0
0
SPIRIT AIRLS INC
COM
848577102
19370
525000
SH
Put
SOLE
525000
0
0
SPIRIT AIRLS INC
NOTE 4.750% 5/1
848577AA0
58824
19111000
PRN
SOLE
19111000
0
0
SWITCHBACK II CORPORATION
*W EXP 01/07/202
G8633T107
40
20000
SH
Call
SOLE
20000
0
0
TCW SPECIAL PURPOSE ACQU COR
UNIT 99/99/9999
87301L205
2488
250000
SH
SOLE
250000
0
0
TELEPHONE & DATA SYS INC
COM NEW
879433829
1744
75972
SH
SOLE
75972
0
0
THUNDER BRIDGE CAP PRTNRS II
UNIT 02/15/2028
88605T209
2973
300000
SH
SOLE
300000
0
0
TISHMAN SPEYER INNOVATION CO
UNIT 02/11/2026
88825H209
2008
200000
SH
SOLE
200000
0
0
TWITTER INC
NOTE 1.000% 9/1
90184LAD4
9880
9500000
PRN
SOLE
9500000
0
0
UNITED STATES STL CORP NEW
COM
912909108
12926
494000
SH
Put
SOLE
494000
0
0
UNITED STATES STL CORP NEW
NOTE 5.000%11/0
912909AT5
68552
31500000
PRN
SOLE
31500000
0
0
VARIAN MED SYS INC
COM
92220P105
100836
571213
SH
SOLE
571213
0
0
VECTOIQ ACQUISITION CORP II
*W EXP 01/07/202
92244F117
29
20000
SH
Call
SOLE
20000
0
0
VECTOIQ ACQUISITION CORP II
COM CL A
92244F109
992
100000
SH
SOLE
100000
0
0
VISTRA CORP
COM
92840M102
442
25000
SH
Call
SOLE
25000
0
0
WAYFAIR INC
CL A
94419L101
630
2000
SH
Put
SOLE
2000
0
0
WAYFAIR INC
NOTE 1.000% 8/1
94419LAF8
69976
31450000
PRN
SOLE
31450000
0
0
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
54739
239160
SH
SOLE
239160
0
0
WORKDAY INC
NOTE 0.250%10/0
98138HAF8
64734
37500000
PRN
SOLE
37500000
0
0
WORLD WRESTLING ENTMT INC
NOTE 3.375%12/1
98156QAB4
45150
19978000
PRN
SOLE
19978000
0
0
XILINX INC
COM
983919101
13441
108481
SH
SOLE
108481
0
0