0001085146-20-000735.txt : 20200214 0001085146-20-000735.hdr.sgml : 20200214 20200214115659 ACCESSION NUMBER: 0001085146-20-000735 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DLD Asset Management, LP CENTRAL INDEX KEY: 0001578299 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17749 FILM NUMBER: 20616265 BUSINESS ADDRESS: STREET 1: 80 BROAD STREET STREET 2: SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 917.476.3194 MAIL ADDRESS: STREET 1: 80 BROAD STREET STREET 2: SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10004 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001578299 XXXXXXXX 12-31-2019 12-31-2019 false DLD Asset Management, LP

80 BROAD STREET SUITE 1600 NEW YORK NY 10004

13F HOLDINGS REPORT 028-17749 N Naveen Dhuper 347-735-5115 /s/ Naveen Dhuper New York NY 02-10-2020 0 89 1854535 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ACADIA PHARMACEUTICALS INC COM 004225108 9309 217600 SH Call SOLE 217600 0 0 ADVANCED DISP SVCS INC DEL COM 00790X101 19722 600000 SH SOLE 600000 0 0 ALLERGAN PLC SHS G0177J108 57351 300000 SH SOLE 300000 0 0 ANIXTER INTL INC COM 035290105 1842 20000 SH SOLE 20000 0 0 ANTERIX INC COM 03676C100 557 12888 SH SOLE 12888 0 0 ANTERIX INC COM 03676C100 22510 521800 SH Call SOLE 521800 0 0 ANTHEM INC NOTE 2.750%10/1 94973VBG1 14755 3500000 PRN SOLE 3500000 0 0 APELLIS PHARMACEUTICALS INC COM 03753U106 2045 66800 SH SOLE 66800 0 0 APELLIS PHARMACEUTICALS INC COM 03753U106 2144 70000 SH Put SOLE 70000 0 0 APTOSE BIOSCIENCES INC COM NEW 03835T200 1137 200526 SH SOLE 200526 0 0 ARQULE INC COM 04269E107 9980 500000 SH SOLE 500000 0 0 AUDENTES THERAPEUTICS INC COM 05070R104 3590 60000 SH SOLE 60000 0 0 AVX CORP NEW COM 002444107 2047 100000 SH SOLE 100000 0 0 AXOVANT GENE THERAPIES LTD COM G0750W203 3072 598700 SH Call SOLE 598700 0 0 AXSOME THERAPEUTICS INC COM 05464T104 1344 13000 SH Call SOLE 13000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1945 23000 SH SOLE 23000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1860 22000 SH Call SOLE 22000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 3466 41000 SH Put SOLE 41000 0 0 BIOXCEL THERAPEUTICS INC COM 09075P105 956 65408 SH SOLE 65408 0 0 BOOKING HLDGS INC COM 09857L108 314 153 SH SOLE 153 0 0 BOOKING HLDGS INC COM 09857L108 2054 1000 SH Put SOLE 1000 0 0 BRISTOL MYERS SQUIBB CO RIGHT 99/99/9999 110122157 461 150000 SH SOLE 150000 0 0 CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 79767 41263230 PRN SOLE 41263230 0 0 CALLON PETE CO DEL COM 13123X102 483 100000 SH Call SOLE 100000 0 0 CLEVELAND CLIFFS INC COM 185899101 1051 125000 SH Put SOLE 125000 0 0 CLEVELAND CLIFFS INC DBCV 1.500% 1/1 185899AA9 4911 4095000 PRN SOLE 4095000 0 0 CONTINENTAL BLDG PRODS INC COM 211171103 3643 100000 SH SOLE 100000 0 0 CRAFT BREW ALLIANCE INC COM 224122101 3465 210000 SH SOLE 210000 0 0 DICERNA PHARMACEUTICALS INC COM 253031108 881 40000 SH SOLE 40000 0 0 DISCOVERY INC COM SER C 25470F302 4918 161300 SH SOLE 161300 0 0 DURECT CORP COM 266605104 2595 684800 SH Call SOLE 684800 0 0 DURECT CORP COM 266605104 649 171300 SH Put SOLE 171300 0 0 EL PASO ELEC CO COM NEW 283677854 12542 184743 SH SOLE 184743 0 0 ENTERA BIO LTD *W EXP 06/27/202 M40527117 64 337673 SH Call SOLE 337673 0 0 GENWORTH FINL INC COM CL A 37247D106 1320 300000 SH SOLE 300000 0 0 HP INC COM 40434L105 3288 160000 SH SOLE 160000 0 0 HUBSPOT INC NOTE 0.250% 6/0 443573AB6 6075 3500000 PRN SOLE 3500000 0 0 IAC INTERACTIVECORP COM 44919P508 8719 35000 SH SOLE 35000 0 0 IMMUNOMEDICS INC COM 452907108 1005 47500 SH SOLE 47500 0 0 IMMUNOMEDICS INC COM 452907108 1005 47500 SH Put SOLE 47500 0 0 INSTRUCTURE INC COM 45781U103 4098 85000 SH SOLE 85000 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 1982 16000 SH Call SOLE 16000 0 0 KADMON HLDGS INC COM 48283N106 1268 280000 SH SOLE 280000 0 0 KALVISTA PHARMACEUTICALS INC COM 483497103 891 50000 SH SOLE 50000 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 3802 174462 SH SOLE 174462 0 0 LIBERTY MEDIA CORP DELAWARE NOTE 1.375%10/1 531229AB8 30295 22500000 PRN SOLE 22500000 0 0 LIBERTY PPTY TR SH BEN INT 531172104 18015 300000 SH SOLE 300000 0 0 MEDICINES CO COM 584688105 16988 200000 SH SOLE 200000 0 0 MEDICINES CO COM 584688105 278255 3275900 SH Put SOLE 3275900 0 0 MUTUALFIRST FINL INC COM 62845B104 7934 200000 SH SOLE 200000 0 0 NABORS INDUSTRIES LTD SHS G6359F103 29 10000 SH Call SOLE 10000 0 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 26618 13909000 PRN SOLE 13909000 0 0 NORTONLIFELOCK INC COM 668771108 1276 50000 SH SOLE 50000 0 0 NUVASIVE INC NOTE 2.250% 3/1 670704AG0 5340 4000000 PRN SOLE 4000000 0 0 ON SEMICONDUCTOR CORP COM 682189105 1946 79800 SH SOLE 79800 0 0 OYSTER POINT PHARMA INC COM 69242L106 517 21147 SH SOLE 21147 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 3084 600000 SH SOLE 600000 0 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 1562 1000000 PRN SOLE 1000000 0 0 PROGENICS PHARMACEUTICALS IN COM 743187106 509 100000 SH SOLE 100000 0 0 RA PHARMACEUTICALS INC COM 74933V108 2347 50000 SH SOLE 50000 0 0 RETROPHIN INC COM 761299106 2006 141500 SH Put SOLE 141500 0 0 RETROPHIN INC NOTE 2.500% 9/1 761299AB2 37634 47488000 PRN SOLE 47488000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 579402 1800000 SH Put SOLE 1800000 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 9522 100000 SH Put SOLE 100000 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 36323 498400 SH Put SOLE 498400 0 0 SQUARE INC NOTE 0.375% 3/0 852234AB9 123009 44853000 PRN SOLE 44853000 0 0 SYNTHORX INC COM 87167A103 2290 32800 SH Call SOLE 32800 0 0 SYNTHORX INC COM 87167A103 7688 110000 SH SOLE 110000 0 0 TALLGRASS ENERGY LP CLASS A SHS 874696107 14378 650000 SH SOLE 650000 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 8449 170000 SH SOLE 170000 0 0 TECH DATA CORP COM 878237106 33028 230000 SH SOLE 230000 0 0 TELADOC HEALTH INC COM 87918A105 3248 38800 SH SOLE 38800 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 1217 47844 SH SOLE 47844 0 0 TESLA INC NOTE 2.000% 5/1 88160RAG6 9083 6000000 PRN SOLE 6000000 0 0 TIFFANY & CO NEW COM 886547108 30071 225000 SH SOLE 225000 0 0 UNDER ARMOUR INC CL C 904311206 2294 119607 SH SOLE 119607 0 0 UNITED STATES STL CORP NEW COM 912909108 2225 195000 SH Put SOLE 195000 0 0 WABCO HLDGS INC COM 92927K102 21896 161597 SH SOLE 161597 0 0 WAVE LIFE SCIENCES LTD SHS Y95308105 401 50000 SH Call SOLE 50000 0 0 WAYFAIR INC CL A 94419L101 3796 42000 SH Put SOLE 42000 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 19813 60000 SH SOLE 60000 0 0 WORKDAY INC NOTE 1.500% 7/1 98138HAD3 42590 21059000 PRN SOLE 21059000 0 0 WORLD WRESTLING ENTMT INC NOTE 3.375%12/1 98156QAB4 113585 42100000 PRN SOLE 42100000 0 0 WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 3638 2500000 PRN SOLE 2500000 0 0 WRIGHT MED GROUP N V ORD SHS N96617118 12441 408157 SH SOLE 408157 0 0 WRIGHT MED GROUP N V ORD SHS N96617118 3267 107200 SH Put SOLE 107200 0 0 ZAYO GROUP HLDGS INC COM 98919V105 22516 649819 SH SOLE 649819 0 0 ZOGENIX INC COM NEW 98978L204 1563 30000 SH Put SOLE 30000 0 0 ZOGENIX INC COM NEW 98978L204 1564 30000 SH SOLE 30000 0 0