0001085146-19-002871.txt : 20191112 0001085146-19-002871.hdr.sgml : 20191112 20191112171408 ACCESSION NUMBER: 0001085146-19-002871 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191112 EFFECTIVENESS DATE: 20191112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DLD Asset Management, LP CENTRAL INDEX KEY: 0001578299 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17749 FILM NUMBER: 191210766 BUSINESS ADDRESS: STREET 1: 80 BROAD STREET STREET 2: SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 917.476.3194 MAIL ADDRESS: STREET 1: 80 BROAD STREET STREET 2: SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10004 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001578299 XXXXXXXX 09-30-2019 09-30-2019 false DLD Asset Management, LP

80 BROAD STREET SUITE 1600 NEW YORK NY 10004

13F HOLDINGS REPORT 028-17749 N Naveen Dhuper 347-735-5115 /s/ Naveen Dhuper New York NY 11-11-2019 0 79 1976518 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ACADIA PHARMACEUTICALS INC COM 004225108 1370 38100 SH Put SOLE 38100 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 9460 263000 SH Call SOLE 263000 0 0 ADVANCED DISP SVCS INC DEL COM 00790X101 16788 515453 SH SOLE 515453 0 0 ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 294960 78774000 PRN SOLE 78774000 0 0 ALLERGAN PLC SHS G0177J108 35341 210000 SH SOLE 210000 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 758 50000 SH SOLE 50000 0 0 ANTERIX INC COM 03676C100 12135 335600 SH Call SOLE 335600 0 0 ANTHEM INC NOTE 2.750%10/1 94973VBG1 61059 18234000 PRN SOLE 18234000 0 0 AVANTOR INC 6.25 PFD CNV SR 05352A209 1604 30000 SH SOLE 30000 0 0 AVANTOR INC COM 05352A100 147 10000 SH Put SOLE 10000 0 0 AXOVANT GENE THERAPIES LTD COM G0750W203 2033 315700 SH Call SOLE 315700 0 0 BIOGEN INC COM 09062X103 70668 303400 SH Call SOLE 303400 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1537 22800 SH SOLE 22800 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 404 6000 SH Call SOLE 6000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1820 27000 SH Put SOLE 27000 0 0 BOOKING HLDGS INC COM 09857L108 300 153 SH SOLE 153 0 0 BOOKING HLDGS INC COM 09857L108 1962 1000 SH Put SOLE 1000 0 0 CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 138605 81263230 PRN SOLE 81263230 0 0 CALLON PETE CO DEL COM 13123X102 436 100000 SH Call SOLE 100000 0 0 CAMBREX CORP COM 132011107 7140 120000 SH SOLE 120000 0 0 CARA THERAPEUTICS INC COM 140755109 3013 164900 SH Put SOLE 164900 0 0 CARBON BLACK INC COM 14081R103 5980 230087 SH SOLE 230087 0 0 CELGENE CORP COM 151020104 44685 450000 SH SOLE 450000 0 0 CLEVELAND CLIFFS INC COM 185899101 108 15000 SH Put SOLE 15000 0 0 CLEVELAND CLIFFS INC DBCV 1.500% 1/1 185899AA9 3850 3500000 PRN SOLE 3500000 0 0 CORINDUS VASCULAR ROBOTICS I COM 218730109 939 219479 SH SOLE 219479 0 0 DISCOVERY INC COM SER C 25470F302 2740 111300 SH SOLE 111300 0 0 EL PASO ELEC CO COM NEW 283677854 7816 116524 SH SOLE 116524 0 0 ENTERA BIO LTD *W EXP 06/27/202 M40527117 162 324672 SH Call SOLE 324672 0 0 ENTERA BIO LTD SHS M40527109 919 369000 SH SOLE 369000 0 0 FOAMIX PHARMACEUTICALS LTD SHS M46135105 1596 525000 SH SOLE 525000 0 0 GENESEE & WYO INC CL A 371559105 6909 62516 SH SOLE 62516 0 0 GENOMIC HEALTH INC COM 37244C101 5426 80000 SH SOLE 80000 0 0 GOSSAMER BIO INC COM 38341P102 1712 102000 SH Call SOLE 102000 0 0 GOSSAMER BIO INC COM 38341P102 4339 258600 SH Put SOLE 258600 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 7822 68000 SH Put SOLE 68000 0 0 HOWARD HUGHES CORP COM 44267D107 1426 11000 SH SOLE 11000 0 0 ILLUMINA INC COM 452327109 2190 7200 SH SOLE 7200 0 0 INTRA CELLULAR THERAPIES INC COM 46116X101 1509 202000 SH Call SOLE 202000 0 0 LEGACY TEX FINL GROUP INC COM 52471Y106 3031 69634 SH SOLE 69634 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 2003 84200 SH SOLE 84200 0 0 LIBERTY MEDIA CORP DELAWARE NOTE 1.375%10/1 531229AB8 1793 1500000 PRN SOLE 1500000 0 0 MEDICINES CO COM 584688105 165737 3311400 SH Put SOLE 3311400 0 0 MEDICINES CO NOTE 2.500% 1/1 584688AE5 33509 22000000 PRN SOLE 22000000 0 0 MILACRON HLDGS CORP COM 59870L106 5001 300000 SH SOLE 300000 0 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 56222 31409000 PRN SOLE 31409000 0 0 ON SEMICONDUCTOR CORP COM 682189105 863 44900 SH SOLE 44900 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 5160 1000000 SH SOLE 1000000 0 0 PIERIS PHARMACEUTICALS INC COM 720795103 85 25000 SH SOLE 25000 0 0 PIVOTAL SOFTWARE INC COM CL A 72582H107 4476 300000 SH SOLE 300000 0 0 PRESIDIO INC COM 74102M103 3211 190000 SH SOLE 190000 0 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 1496 1000000 PRN SOLE 1000000 0 0 RETROPHIN INC COM 761299106 6457 557100 SH Put SOLE 557100 0 0 RETROPHIN INC NOTE 2.500% 9/1 761299AB2 36803 47488000 PRN SOLE 47488000 0 0 SAREPTA THERAPEUTICS INC COM 803607100 2373 31500 SH Put SOLE 31500 0 0 SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 88275 66000000 PRN SOLE 66000000 0 0 SPARK THERAPEUTICS INC COM 84652J103 13820 142500 SH SOLE 142500 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 296820 1000000 SH Put SOLE 1000000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 74205 250000 SH Call SOLE 250000 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 206 2500 SH Put SOLE 2500 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 206 2500 SH SOLE 2500 0 0 SQUARE INC NOTE 0.375% 3/0 852234AB9 122449 44853000 PRN SOLE 44853000 0 0 SUNTRUST BKS INC COM 867914103 244 3543 SH SOLE 3543 0 0 SYMANTEC CORP COM 871503108 4017 170000 SH SOLE 170000 0 0 TALLGRASS ENERGY LP CLASS A SHS 874696107 3021 150000 SH SOLE 150000 0 0 TELADOC HEALTH INC COM 87918A105 2099 31000 SH SOLE 31000 0 0 TESLA INC NOTE 2.000% 5/1 88160RAG6 3060 3000000 PRN SOLE 3000000 0 0 TWILIO INC NOTE 0.250% 6/0 90138FAB8 1675 1000000 PRN SOLE 1000000 0 0 UNDER ARMOUR INC CL C 904311206 3265 180100 SH SOLE 180100 0 0 VERSUM MATLS INC COM 92532W103 413 7800 SH Put SOLE 7800 0 0 VIACOM INC NEW CL B 92553P201 6197 257903 SH SOLE 257903 0 0 WABCO HLDGS INC COM 92927K102 28572 213625 SH SOLE 213625 0 0 WAYFAIR INC CL A 94419L101 2468 22000 SH Put SOLE 22000 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 20734 80000 SH SOLE 80000 0 0 WORKDAY INC NOTE 1.500% 7/1 98138HAD3 43828 20941000 PRN SOLE 20941000 0 0 WORLD WRESTLING ENTMT INC NOTE 3.375%12/1 98156QAB4 123935 41940000 PRN SOLE 41940000 0 0 WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 30840 26275000 PRN SOLE 26275000 0 0 WRIGHT MED GROUP N V ORD SHS N96617118 1032 50000 SH Put SOLE 50000 0 0 ZAYO GROUP HLDGS INC COM 98919V105 15249 449819 SH SOLE 449819 0 0