0001085146-19-001506.txt : 20190514 0001085146-19-001506.hdr.sgml : 20190514 20190514125102 ACCESSION NUMBER: 0001085146-19-001506 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190514 DATE AS OF CHANGE: 20190514 EFFECTIVENESS DATE: 20190514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DLD Asset Management, LP CENTRAL INDEX KEY: 0001578299 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17749 FILM NUMBER: 19821641 BUSINESS ADDRESS: STREET 1: 80 BROAD STREET STREET 2: SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 917.476.3194 MAIL ADDRESS: STREET 1: 80 BROAD STREET STREET 2: SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10004 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001578299 XXXXXXXX 03-31-2019 03-31-2019 false DLD Asset Management, LP

80 BROAD STREET SUITE 1600 NEW YORK NY 10004

13F HOLDINGS REPORT 028-17749 N Naveen Dhuper 347-735-5115 /s/ Naveen Dhuper New York NY 05-13-2019 0 99 2715380 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INC COM 00287Y109 40295 500000 SH Put SOLE 500000 0 0 ACTINIUM PHARMACEUTICALS INC COM 00507W107 68 140660 SH SOLE 140660 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2552 100000 SH Put SOLE 100000 0 0 ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 165152 50486000 PRN SOLE 50486000 0 0 ALDEYRA THERAPEUTICS INC COM 01438T106 1057 117300 SH Put SOLE 117300 0 0 ALTABA INC COM 021346101 18530 250000 SH SOLE 250000 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 1453 70000 SH SOLE 70000 0 0 AMGEN INC COM 031162100 53236 280220 SH SOLE 280220 0 0 AMGEN INC COM 031162100 160139 843100 SH Put SOLE 843100 0 0 ANTHEM INC COM 036752103 5740 20000 SH Put SOLE 20000 0 0 ARRIS INTERNATIONAL PLC SHS G0551A103 8563 270900 SH SOLE 270900 0 0 ATTUNITY LTD SHS NEW M15332121 10553 450000 SH SOLE 450000 0 0 BB&T CORP COM 054937107 22088 474695 SH SOLE 474695 0 0 BIOCRYST PHARMACEUTICALS COM 09058V103 2927 359600 SH Put SOLE 359600 0 0 BIOCRYST PHARMACEUTICALS COM 09058V103 2896 355800 SH Call SOLE 355800 0 0 BIOGEN INC COM 09062X103 81953 346700 SH SOLE 346700 0 0 BIOGEN INC COM 09062X103 81956 346800 SH Put SOLE 346800 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 2967 33400 SH SOLE 33400 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 2442 27500 SH Put SOLE 27500 0 0 BIOSCRIP INC COM 09069N108 300 150000 SH SOLE 150000 0 0 BOOKING HLDGS INC COM 09857L108 2094 1200 SH SOLE 1200 0 0 BOOKING HLDGS INC COM 09857L108 1745 1000 SH Put SOLE 1000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 14316 300000 SH Call SOLE 300000 0 0 CAESARS ENTMT CORP COM 127686103 870 100000 SH Call SOLE 100000 0 0 CAESARS ENTMT CORP COM 127686103 2814 323500 SH Put SOLE 323500 0 0 CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 68935 48262000 PRN SOLE 48262000 0 0 CARA THERAPEUTICS INC COM 140755109 6927 352700 SH Call SOLE 352700 0 0 CELGENE CORP COM 151020104 33019 350000 SH SOLE 350000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 308 99200 SH SOLE 99200 0 0 CONATUS PHARMACEUTICALS INC COM 20600T108 1113 1030200 SH Call SOLE 1030200 0 0 DISCOVERY INC COM SER C 25470F302 1601 63000 SH SOLE 63000 0 0 DISNEY WALT CO COM DISNEY 254687106 2759 24845 SH SOLE 24845 0 0 ELLIE MAE INC COM 28849P100 4237 42935 SH SOLE 42935 0 0 ENTEGRIS INC COM 29362U104 535 15000 SH SOLE 15000 0 0 ENTERA BIO LTD *W EXP 06/27/202 M40527117 279 310023 SH Call SOLE 310023 0 0 ENTERA BIO LTD SHS M40527109 1436 332026 SH SOLE 332026 0 0 EURONET WORLDWIDE INC COM 298736109 642 4500 SH SOLE 4500 0 0 FIRST DATA CORP NEW COM CL A 32008D106 30211 1150000 SH SOLE 1150000 0 0 FOAMIX PHARMACEUTICALS LTD SHS M46135105 1125 300000 SH SOLE 300000 0 0 FOX CORP CL A COM 35137L105 3023 82349 SH SOLE 82349 0 0 GOLDCORP INC NEW COM 380956409 13728 1200000 SH SOLE 1200000 0 0 HERBALIFE LTD NOTE 2.000% 8/1 42703MAB9 6232 5000000 PRN SOLE 5000000 0 0 HERBALIFE LTD NOTE 2.000% 8/1 42703MAB9 583 11000 SH Put SOLE 11000 0 0 HORIZON PHARMA INVT LTD NOTE 2.500% 3/1 44052TAB7 15339 13500000 PRN SOLE 13500000 0 0 IMMUNE DESIGN CORP COM 45252L103 3510 600030 SH SOLE 600030 0 0 IMMUNOGEN INC COM 45253H101 3215 1186300 SH SOLE 1186300 0 0 IMMUNOGEN INC COM 45253H101 270 100000 SH Call SOLE 100000 0 0 IMMUNOGEN INC COM 45253H101 3347 1239500 SH Put SOLE 1239500 0 0 INSMED INC COM PAR $.01 457669307 1584 54500 SH Put SOLE 54500 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 13227 270000 SH SOLE 270000 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 162200 1449900 SH Put SOLE 1449900 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 29820 30000000 PRN SOLE 30000000 0 0 INTRA CELLULAR THERAPIES INC COM 46116X101 18308 1503100 SH Call SOLE 1503100 0 0 KBR INC COM 48242W106 842 44100 SH Put SOLE 44100 0 0 L3 TECHNOLOGIES INC COM 502413107 46652 226058 SH SOLE 226058 0 0 LIBERTY EXPEDIA HLDGS INC SER A COM 53046P109 10058 235000 SH SOLE 235000 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 7476 300000 SH SOLE 300000 0 0 MEDICINES CO COM 584688105 65258 2334800 SH Put SOLE 2334800 0 0 MEDICINES CO NOTE 2.750% 7/1 584688AG0 29998 35500000 PRN SOLE 35500000 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 8285 70000 SH SOLE 70000 0 0 MOLINA HEALTHCARE INC NOTE 1.125% 1/1 60855RAC4 238099 69793000 PRN SOLE 69793000 0 0 MULTI COLOR CORP COM 625383104 599 12000 SH Put SOLE 12000 0 0 NAVIGATORS GROUP INC COM 638904102 7440 106478 SH SOLE 106478 0 0 NIGHTSTAR THERAPEUTICS PLC ADR 65413A101 4594 181075 SH SOLE 181075 0 0 NOVAVAX INC COM 670002104 531 964100 SH Call SOLE 964100 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 10129 204000 SH SOLE 204000 0 0 OSIRIS THERAPEUTICS INC NEW COM 68827R108 1900 100000 SH SOLE 100000 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 10050 1390000 SH SOLE 1390000 0 0 PDVWIRELESS INC COM 69290R104 1846 52500 SH SOLE 52500 0 0 PROTEOSTASIS THERAPEUTICS IN COM 74373B109 64 50000 SH Call SOLE 50000 0 0 QUALCOMM INC COM 747525103 19462 341251 SH SOLE 341251 0 0 QUALCOMM INC COM 747525103 61182 1072800 SH Call SOLE 1072800 0 0 QUALCOMM INC COM 747525103 179445 3146500 SH Put SOLE 3146500 0 0 REALPAGE INC NOTE 1.500%11/1 75606NAB5 2317 1500000 PRN SOLE 1500000 0 0 RED HAT INC COM 756577102 31059 170000 SH SOLE 170000 0 0 RETROPHIN INC COM 761299106 6008 265600 SH Put SOLE 265600 0 0 RETROPHIN INC NOTE 2.500% 9/1 761299AB2 19830 21006000 PRN SOLE 21006000 0 0 SANOFI RIGHT 12/31/2020 80105N113 293 644000 SH SOLE 644000 0 0 SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 115720 64000000 PRN SOLE 64000000 0 0 SI FINL GROUP INC MD COM 78425V104 4176 323436 SH SOLE 323436 0 0 SPARK THERAPEUTICS INC COM 84652J103 14804 130000 SH SOLE 130000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 339144 1200000 SH Put SOLE 1200000 0 0 SQUARE INC NOTE 0.375% 3/0 852234AB9 121144 36920000 PRN SOLE 36920000 0 0 STEWART INFORMATION SVCS COR COM 860372101 4424 103638 SH SOLE 103638 0 0 SUNCOKE ENERGY PARTNERS L P COMUNIT REP LT 86722Y101 1245 100000 SH SOLE 100000 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 2319 75464 SH SOLE 75464 0 0 TIER REIT INC COM NEW 88650V208 2866 100000 SH SOLE 100000 0 0 TRANSOCEAN LTD REG SHS H8817H100 636 73000 SH SOLE 73000 0 0 TRIBUNE MEDIA CO CL A 896047503 10382 225000 SH SOLE 225000 0 0 U S G CORP COM NEW 903293405 18186 420000 SH SOLE 420000 0 0 ULTIMATE SOFTWARE GROUP INC COM 90385D107 23109 70000 SH SOLE 70000 0 0 UNDER ARMOUR INC CL C 904311206 2831 150000 SH SOLE 150000 0 0 VERSUM MATLS INC COM 92532W103 2012 40000 SH SOLE 40000 0 0 WABCO HLDGS INC COM 92927K102 3442 26112 SH SOLE 26112 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 2698 10000 SH SOLE 10000 0 0 WORLD WRESTLING ENTMT INC NOTE 3.375%12/1 98156QAB4 150689 42500000 PRN SOLE 42500000 0 0 WORLDPAY INC CL A 981558109 11849 104400 SH SOLE 104400 0 0 WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 3878 2500000 PRN SOLE 2500000 0 0 ZENDESK INC NOTE 0.250% 3/1 98936JAB7 2190 1500000 PRN SOLE 1500000 0 0