0001085146-19-000598.txt : 20190213 0001085146-19-000598.hdr.sgml : 20190213 20190212173400 ACCESSION NUMBER: 0001085146-19-000598 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190212 EFFECTIVENESS DATE: 20190213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DLD Asset Management, LP CENTRAL INDEX KEY: 0001578299 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17749 FILM NUMBER: 19592252 BUSINESS ADDRESS: STREET 1: 80 BROAD STREET STREET 2: SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 917.476.3194 MAIL ADDRESS: STREET 1: 80 BROAD STREET STREET 2: SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10004 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001578299 XXXXXXXX 12-31-2018 12-31-2018 false DLD Asset Management, LP

80 BROAD STREET SUITE 1600 NEW YORK NY 10004

13F HOLDINGS REPORT 028-17749 N Naveen Dhuper 347-735-5115 /s/ Naveen Dhuper New York NY 02-11-2019 0 84 1458998 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ACORDA THERAPEUTICS INC COM 00484M106 3421 219700 SH Put SOLE 219700 0 0 ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 10028 12000000 PRN SOLE 12000000 0 0 ACTINIUM PHARMACEUTICALS INC COM 00507W107 508 1312366 SH SOLE 1312366 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1845 100000 SH Put SOLE 100000 0 0 ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 110557 45450000 PRN SOLE 45450000 0 0 ALTABA INC COM 021346101 10509 181382 SH SOLE 181382 0 0 ARRIS INTL INC SHS G0551A103 8281 270900 SH SOLE 270900 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 19382 461586 SH SOLE 461586 0 0 ATHENAHEALTH INC COM 04685W103 7256 55000 SH SOLE 55000 0 0 BENEFICIAL BANCORP INC COM 08171T102 143 10000 SH SOLE 10000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 886 10400 SH SOLE 10400 0 0 CAESARS ENTMT CORP COM 127686103 8078 1189700 SH Put SOLE 1189700 0 0 CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 95510 76753000 PRN SOLE 76753000 0 0 CLEVELAND CLIFFS INC COM 185899101 707 91800 SH Put SOLE 91800 0 0 CLEVELAND CLIFFS INC DBCV 1.500% 1/1 185899AA9 5029 4500000 PRN SOLE 4500000 0 0 CONATUS PHARMACEUTICALS INC COM 20600T108 1522 879900 SH Call SOLE 879900 0 0 DISCOVERY INC COM SER C 25470F302 28011 1475700 SH SOLE 1475700 0 0 DISNEY WALT CO COM DISNEY 254687106 19300 176000 SH Put SOLE 176000 0 0 ENTERA BIO LTD SHS M40527109 931 305126 SH SOLE 305126 0 0 EQGP HOLDINGS LP COM UNIT REP 26885J103 200 10000 SH SOLE 10000 0 0 FOAMIX PHARMACEUTICALS LTD SHS M46135105 1077 300000 SH SOLE 300000 0 0 GENWORTH FINL INC COM CL A 37247D106 3755 805894 SH SOLE 805894 0 0 GUARANTY BANCORP DEL COM NEW 40075T607 208 10000 SH SOLE 10000 0 0 HORIZON PHARMA INVT LTD NOTE 2.500% 3/1 44052TAB7 4490 4500000 PRN SOLE 4500000 0 0 HORTONWORKS INC COM 440894103 2020 140090 SH SOLE 140090 0 0 IMMUNOMEDICS INC COM 452907108 40561 2842400 SH Call SOLE 2842400 0 0 IMMUNOMEDICS INC COM 452907108 49284 3453700 SH Put SOLE 3453700 0 0 IMPERVA INC COM 45321L100 278 5000 SH SOLE 5000 0 0 INSMED INC COM PAR $.01 457669307 8672 661500 SH Put SOLE 661500 0 0 INSMED INC NOTE 1.750% 1/1 457669AA7 16502 23000000 PRN SOLE 23000000 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 17435 360000 SH SOLE 360000 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 84136 834600 SH Put SOLE 834600 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 30048 32500000 PRN SOLE 32500000 0 0 INTRA CELLULAR THERAPIES INC COM 46116X101 25383 2228500 SH Call SOLE 2228500 0 0 KBR INC COM 48242W106 669 44100 SH Put SOLE 44100 0 0 L3 TECHNOLOGIES INC COM 502413107 30574 176058 SH SOLE 176058 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 5757 269783 SH SOLE 269783 0 0 MB FINANCIAL INC NEW COM 55264U108 3963 100000 SH SOLE 100000 0 0 MEDICINES CO COM 584688105 27681 1447000 SH Put SOLE 1447000 0 0 MEDICINES CO NOTE 2.500% 1/1 584688AE5 23994 27500000 PRN SOLE 27500000 0 0 MINDBODY INC COM CL A 60255W105 9100 250000 SH SOLE 250000 0 0 MOLINA HEALTHCARE INC NOTE 1.125% 1/1 60855RAC4 186351 65050000 PRN SOLE 65050000 0 0 NABORS INDUSTRIES LTD SHS G6359F103 571 288500 SH Call SOLE 288500 0 0 NAVIGATORS GROUP INC COM 638904102 7988 114945 SH SOLE 114945 0 0 NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 35914 30025000 PRN SOLE 30025000 0 0 NEWFIELD EXPL CO COM 651290108 3691 251791 SH SOLE 251791 0 0 NOVAVAX INC COM 670002104 433 236300 SH Call SOLE 236300 0 0 NXSTAGE MEDICAL INC COM 67072V103 277 9672 SH SOLE 9672 0 0 ORBOTECH LTD ORD M75253100 2827 50000 SH SOLE 50000 0 0 OWENS RLTY MTG INC COM 690828108 189 10000 SH SOLE 10000 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 12827 1733340 SH SOLE 1733340 0 0 PDVWIRELESS INC COM 69290R104 935 25000 SH SOLE 25000 0 0 PROSHARES TR SHRT RUSSELL2000 74348A210 210 4500 SH SOLE 4500 0 0 QUALCOMM INC COM 747525103 116501 2047100 SH Put SOLE 2047100 0 0 QUALCOMM INC COM 747525103 85290 1498682 SH SOLE 1498682 0 0 REALPAGE INC NOTE 1.500%11/1 75606NAB5 9730 7500000 PRN SOLE 7500000 0 0 RED HAT INC COM 756577102 27224 155000 SH SOLE 155000 0 0 RESOLUTE ENERGY CORP COM NEW 76116A306 3515 121289 SH SOLE 121289 0 0 RITE AID CORP COM 767754104 496 700000 SH SOLE 700000 0 0 ROYAL GOLD INC COM 780287108 1199 14000 SH Call SOLE 14000 0 0 SANOFI RIGHT 12/31/2020 80105N113 282 600793 SH SOLE 600793 0 0 SAREPTA THERAPEUTICS INC COM 803607100 4238 38800 SH Put SOLE 38800 0 0 SCANA CORP NEW COM 80589M102 11359 237742 SH SOLE 237742 0 0 SENDGRID INC COM 816883102 28864 668601 SH SOLE 668601 0 0 SHIRE PLC SPONSORED ADR 82481R106 38037 218554 SH SOLE 218554 0 0 SI FINL GROUP INC MD COM 78425V104 3643 286200 SH SOLE 286200 0 0 SQUARE INC NOTE 0.375% 3/0 852234AB9 30902 12500000 PRN SOLE 12500000 0 0 STEWART INFORMATION SVCS COR COM 860372101 4291 103638 SH SOLE 103638 0 0 TAHOE RES INC COM 873868103 3671 1005800 SH SOLE 1005800 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 4881 150000 SH SOLE 150000 0 0 TESARO INC COM 881569107 9281 125000 SH SOLE 125000 0 0 TESARO INC COM 881569107 9600 129300 SH Put SOLE 129300 0 0 TRIBUNE MEDIA CO CL A 896047503 11215 247129 SH SOLE 247129 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 33684 700000 SH SOLE 700000 0 0 U S G CORP COM NEW 903293405 16953 397402 SH SOLE 397402 0 0 UNDER ARMOUR INC CL A 904311107 2650 150000 SH SOLE 150000 0 0 VECTREN CORP COM 92240G101 15992 222173 SH SOLE 222173 0 0 WEATHERFORD INTL LTD NOTE 5.875% 7/0 947075AH0 5440 8500000 PRN SOLE 8500000 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 35 62500 SH Call SOLE 62500 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 76 136000 SH Put SOLE 136000 0 0 WEIBO CORP SPONSORED ADR 948596101 3348 57300 SH SOLE 57300 0 0 WEIBO CORP SPONSORED ADR 948596101 1841 31500 SH Call SOLE 31500 0 0 WILDHORSE RESOURCE DEV CORP COM 96812T102 1411 100000 SH SOLE 100000 0 0 WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 3445 2500000 PRN SOLE 2500000 0 0