0001085146-18-002636.txt : 20181113 0001085146-18-002636.hdr.sgml : 20181113 20181113163333 ACCESSION NUMBER: 0001085146-18-002636 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DLD Asset Management, LP CENTRAL INDEX KEY: 0001578299 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17749 FILM NUMBER: 181178461 BUSINESS ADDRESS: STREET 1: 80 BROAD STREET STREET 2: SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 917.476.3194 MAIL ADDRESS: STREET 1: 80 BROAD STREET STREET 2: SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10004 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001578299 XXXXXXXX 09-30-2018 09-30-2018 false DLD Asset Management, LP

80 BROAD STREET SUITE 1600 NEW YORK NY 10004

13F HOLDINGS REPORT 028-17749 N Naveen Dhuper 347-735-5115 /s/ Naveen Dhuper New York NY 11-12-2018 0 106 2022990 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ACCELERON PHARMA INC COM 00434H108 28528 498300 SH Call SOLE 498300 0 0 ACORDA THERAPEUTICS INC COM 00484M106 5327 271500 SH Put SOLE 271500 0 0 ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 9432 11000000 PRN SOLE 11000000 0 0 ACTINIUM PHARMACEUTICALS INC COM 00507W107 974 1313431 SH SOLE 1313431 0 0 ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 125311 32250000 PRN SOLE 32250000 0 0 AETNA INC NEW COM 00817Y108 44894 221318 SH SOLE 221318 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 88 10000 SH SOLE 10000 0 0 AKORN INC COM 009728106 2596 200000 SH Call SOLE 200000 0 0 ANADARKO PETE CORP COM 032511107 6079 90179 SH SOLE 90179 0 0 ANADARKO PETE CORP COM 032511107 15167 225000 SH Put SOLE 225000 0 0 ANDEAVOR COM 03349M105 46050 300000 SH SOLE 300000 0 0 AQUINOX PHARMACEUTICALS INC COM 03842B101 65 22100 SH Call SOLE 22100 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 7222 172773 SH SOLE 172773 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 660 15800 SH Put SOLE 15800 0 0 ATHENAHEALTH INC COM 04685W103 16700 125000 SH SOLE 125000 0 0 AV HOMES INC COM 00234P102 7204 360200 SH SOLE 360200 0 0 AVEO PHARMACEUTICALS INC COM 053588109 3539 1075500 SH Call SOLE 1075500 0 0 CA INC COM 12673P105 26764 606207 SH SOLE 606207 0 0 CAESARS ENTMT CORP COM 127686103 7196 700000 SH Put SOLE 700000 0 0 CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 145222 88753000 PRN SOLE 88753000 0 0 CHESAPEAKE ENERGY CORP NOTE 5.500% 9/1 165167CY1 2954 3000000 PRN SOLE 3000000 0 0 COASTWAY BANCORP INC COM 190632109 367 13000 SH SOLE 13000 0 0 COBIZ FINANCIAL INC COM 190897108 2546 115000 SH SOLE 115000 0 0 CONATUS PHARMACEUTICALS INC COM 20600T108 2020 348300 SH Call SOLE 348300 0 0 CONVERGYS CORP COM 212485106 1234 52000 SH Put SOLE 52000 0 0 CONVERGYS CORP SDCV 5.750% 9/1 212485AE6 22150 10000000 PRN SOLE 10000000 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 1412 38000 SH Put SOLE 38000 0 0 DAVITA INC COM 23918K108 6159 85988 SH SOLE 85988 0 0 DAVITA INC COM 23918K108 13510 188600 SH Put SOLE 188600 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 21852 225000 SH SOLE 225000 0 0 DISCOVERY INC COM SER C 25470F302 18156 850700 SH SOLE 850700 0 0 DISNEY WALT CO COM DISNEY 254687106 20580 176000 SH Put SOLE 176000 0 0 DUN & BRADSTREET CORP DEL NE COM 26483E100 25383 178111 SH SOLE 178111 0 0 ENERGEN CORP COM 29265N108 17234 200000 SH SOLE 200000 0 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 4452 200000 SH SOLE 200000 0 0 ENTERA BIO LTD SHS M40527109 1627 280112 SH SOLE 280112 0 0 ENVISION HEALTHCARE CORP COM 29414D100 12347 270000 SH SOLE 270000 0 0 ESPERION THERAPEUTICS INC NE COM 29664W105 4914 110800 SH Put SOLE 110800 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 24703 260000 SH SOLE 260000 0 0 EXTRACTION OIL AND GAS INC COM 30227M105 1055 93475 SH SOLE 93475 0 0 EXTRACTION OIL AND GAS INC COM 30227M105 3033 268400 SH Put SOLE 268400 0 0 FIRST CONN BANCORP INC MD COM 319850103 2955 100000 SH SOLE 100000 0 0 FOREST CITY RLTY TR INC COM CL A 345605109 12545 500000 SH SOLE 500000 0 0 GAMESTOP CORP NEW CL A 36467W109 1680 110000 SH SOLE 110000 0 0 GRAMERCY PPTY TR COM NEW 385002308 17201 626863 SH SOLE 626863 0 0 ILLUMINA INC COM 452327109 5506 15000 SH SOLE 15000 0 0 ILLUMINA INC COM 452327109 4404 12000 SH Put SOLE 12000 0 0 IMMUNOMEDICS INC COM 452907108 54784 2628800 SH Call SOLE 2628800 0 0 IMMUNOMEDICS INC COM 452907108 70918 3403000 SH Put SOLE 3403000 0 0 INSMED INC COM PAR $.01 457669307 11643 576100 SH Put SOLE 576100 0 0 INSMED INC NOTE 1.750% 1/1 457669AA7 20911 24500000 PRN SOLE 24500000 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 8697 185000 SH SOLE 185000 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 62340 493000 SH Put SOLE 493000 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 19218 19000000 PRN SOLE 19000000 0 0 INTRA CELLULAR THERAPIES INC COM 46116X101 28824 1328300 SH Call SOLE 1328300 0 0 K2M GROUP HLDGS INC COM 48273J107 6158 225000 SH SOLE 225000 0 0 KLX INC COM 482539103 6574 104710 SH SOLE 104710 0 0 KMG CHEMICALS INC COM 482564101 5999 79400 SH SOLE 79400 0 0 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 18333 530000 SH SOLE 530000 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 4264 147383 SH SOLE 147383 0 0 MB FINANCIAL INC NEW COM 55264U108 4611 100000 SH SOLE 100000 0 0 MEDICINES CO COM 584688105 19337 646500 SH Put SOLE 646500 0 0 MEDICINES CO NOTE 2.500% 1/1 584688AE5 25993 24000000 PRN SOLE 24000000 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 15169 10000000 PRN SOLE 10000000 0 0 MITEL NETWORKS CORP COM 60671Q104 6879 624255 SH SOLE 624255 0 0 MOLINA HEALTHCARE INC NOTE 1.125% 1/1 60855RAC4 239182 65494000 PRN SOLE 65494000 0 0 NABORS INDUSTRIES LTD SHS G6359F103 1636 265591 SH SOLE 265591 0 0 NABORS INDUSTRIES LTD SHS G6359F103 194 31500 SH Call SOLE 31500 0 0 NAVIGATORS GROUP INC COM 638904102 3453 49970 SH SOLE 49970 0 0 NXP SEMICONDUCTORS N V COM N6596X109 22459 262673 SH SOLE 262673 0 0 NXP SEMICONDUCTORS N V COM N6596X109 24342 285000 SH Put SOLE 285000 0 0 OCEAN RIG UDW INC COM CL A G66964118 10448 301780 SH SOLE 301780 0 0 ORBOTECH LTD ORD M75253100 9788 164673 SH SOLE 164673 0 0 PDC ENERGY INC COM 69327R101 9046 184763 SH SOLE 184763 0 0 PDC ENERGY INC COM 69327R101 19293 393900 SH Put SOLE 393900 0 0 PINNACLE ENTMT INC NEW COM 72348Y105 2350 69767 SH SOLE 69767 0 0 PINNACLE FOODS INC DEL COM 72348P104 28110 433722 SH SOLE 433722 0 0 PRAXAIR INC COM 74005P104 52963 329500 SH Put SOLE 329500 0 0 PRAXAIR INC COM 74005P104 14000 87102 SH SOLE 87102 0 0 QUALCOMM INC COM 747525103 130627 1813500 SH Call SOLE 1813500 0 0 REALPAGE INC NOTE 1.500%11/1 75606NAB5 4079 2500000 PRN SOLE 2500000 0 0 REIS INC COM 75936P105 230 10000 SH SOLE 10000 0 0 RENT A CTR INC NEW COM 76009N100 1436 100000 SH Put SOLE 100000 0 0 RITE AID CORP COM 767754104 896 700000 SH SOLE 700000 0 0 ROCKWELL COLLINS INC COM 774341101 41439 295000 SH SOLE 295000 0 0 ROYAL GOLD INC COM 780287108 2397 31100 SH SOLE 31100 0 0 ROYAL GOLD INC COM 780287108 1079 14000 SH Call SOLE 14000 0 0 ROYAL GOLD INC COM 780287108 1079 14000 SH Put SOLE 14000 0 0 SANOFI RIGHT 12/31/2020 80105N113 330 600293 SH SOLE 600293 0 0 SELECT INCOME REIT COM SH BEN INT 81618T100 2852 130000 SH SOLE 130000 0 0 SHIP FINANCE INTERNATIONAL L SHS G81075106 694 50000 SH Put SOLE 50000 0 0 SHIRE PLC SPONSORED ADR 82481R106 8701 48000 SH SOLE 48000 0 0 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 21288 148783 SH SOLE 148783 0 0 STEWART INFORMATION SVCS COR COM 860372101 4665 103638 SH SOLE 103638 0 0 TRANSOCEAN LTD REG SHS H8817H100 1745 125000 SH Put SOLE 125000 0 0 TRIBUNE MEDIA CO CL A 896047503 3555 92500 SH SOLE 92500 0 0 TRUPANION INC COM 898202106 14238 398500 SH Put SOLE 398500 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 41697 900000 SH SOLE 900000 0 0 U S G CORP COM NEW 903293405 13430 310100 SH SOLE 310100 0 0 VECTOR GROUP LTD COM 92240M108 7771 563500 SH Put SOLE 563500 0 0 VECTOR GROUP LTD FRNT 1/1 92240MAY4 41301 38000000 PRN SOLE 38000000 0 0 VECTREN CORP COM 92240G101 7864 110000 SH SOLE 110000 0 0 VIKING THERAPEUTICS INC COM 92686J106 2147 123300 SH Call SOLE 123300 0 0 WEATHERFORD INTL LTD NOTE 5.875% 7/0 947075AH0 11304 12000000 PRN SOLE 12000000 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 623 230000 SH Put SOLE 230000 0 0 YAHOO INC NOTE 12/0 984332AF3 76610 60000000 PRN SOLE 60000000 0 0