0001085146-18-002076.txt : 20180814 0001085146-18-002076.hdr.sgml : 20180814 20180814102337 ACCESSION NUMBER: 0001085146-18-002076 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 EFFECTIVENESS DATE: 20180814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DLD Asset Management, LP CENTRAL INDEX KEY: 0001578299 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17749 FILM NUMBER: 181015017 BUSINESS ADDRESS: STREET 1: 80 BROAD STREET STREET 2: SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 917.476.3194 MAIL ADDRESS: STREET 1: 80 BROAD STREET STREET 2: SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10004 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001578299 XXXXXXXX 06-30-2018 06-30-2018 false DLD Asset Management, LP

80 BROAD STREET SUITE 1600 NEW YORK NY 10004

13F HOLDINGS REPORT 028-17749 N Naveen Dhuper 347-735-5115 /s/ Naveen Dhuper New York NY 08-10-2018 0 115 1327729 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABAXIS INC COM 002567105 4838 58277 SH SOLE 58277 0 0 ACCELERON PHARMA INC COM 00434H108 6337 130606 SH SOLE 130606 0 0 ACCELERON PHARMA INC COM 00434H108 14157 291900 SH Put SOLE 291900 0 0 ACORDA THERAPEUTICS INC COM 00484M106 4028 140500 SH Put SOLE 140500 0 0 ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 8730 9000000 PRN SOLE 9000000 0 0 ACTINIUM PHARMACEUTICALS INC COM 00507W107 2111 3298193 SH SOLE 3298193 0 0 AETNA INC NEW COM 00817Y108 17433 95000 SH SOLE 95000 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 299 30000 SH SOLE 30000 0 0 AKORN INC COM 009728106 2213 133416 SH SOLE 133416 0 0 AKORN INC COM 009728106 831 50000 SH Call SOLE 50000 0 0 AKORN INC COM 009728106 5927 356600 SH Put SOLE 356600 0 0 AMERICAN EXPRESS CO COM 025816109 17433 177891 SH SOLE 177891 0 0 AMERICAN EXPRESS CO COM 025816109 39200 400000 SH Put SOLE 400000 0 0 ANDEAVOR COM 03349M105 17053 130000 SH SOLE 130000 0 0 AQUINOX PHARMACEUTICALS INC COM 03842B101 1009 379300 SH Put SOLE 379300 0 0 AQUINOX PHARMACEUTICALS INC COM 03842B101 1007 379900 SH SOLE 379900 0 0 AQUINOX PHARMACEUTICALS INC COM 03842B101 2030 763100 SH Call SOLE 763100 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 1221 30000 SH SOLE 30000 0 0 ATHENAHEALTH INC COM 04685W103 3183 20000 SH SOLE 20000 0 0 AV HOMES INC COM 00234P102 7708 360200 SH SOLE 360200 0 0 AVEO PHARMACEUTICALS INC COM 053588109 2353 1045400 SH Call SOLE 1045400 0 0 AVISTA CORP COM 05379B107 8426 160000 SH SOLE 160000 0 0 CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 90200 53000000 PRN SOLE 53000000 0 0 CAPELLA EDUCATION COMPANY COM 139594105 296 3000 SH SOLE 3000 0 0 CAVIUM INC COM 14964U108 10380 120000 SH SOLE 120000 0 0 CBS CORP NEW CL B 124857202 2812 50000 SH Call SOLE 50000 0 0 CHENIERE ENERGY PTNRS LP HLD COM REP LLC IN 16411W108 7431 236280 SH SOLE 236280 0 0 CHESAPEAKE ENERGY CORP COM 165167107 262 50000 SH Put SOLE 50000 0 0 CHESAPEAKE ENERGY CORP NOTE 5.500% 9/1 165167CY1 4090 4000000 PRN SOLE 4000000 0 0 COASTWAY BANCORP INC COM 190632109 360 13000 SH SOLE 13000 0 0 COBIZ FINANCIAL INC COM 190897108 1718 80000 SH SOLE 80000 0 0 COHU INC COM 192576106 1471 60000 SH Put SOLE 60000 0 0 CONVERGYS CORP COM 212485106 1271 52000 SH Put SOLE 52000 0 0 CONVERGYS CORP SDCV 5.750% 9/1 212485AE6 25018 11000000 PRN SOLE 11000000 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 1810 38000 SH Put SOLE 38000 0 0 DCT INDUSTRIAL TRUST INC COM NEW 233153204 11479 172015 SH SOLE 172015 0 0 DISCOVERY INC COM SER C 25470F302 3825 150000 SH SOLE 150000 0 0 ENTERA BIO LTD SHS M40527109 1566 248500 SH SOLE 248500 0 0 ENTERA BIO LTD *W EXP 06/27/202 M40527117 230 284400 SH Call SOLE 284400 0 0 ENVISION HEALTHCARE CORP COM 29414D100 6602 150000 SH SOLE 150000 0 0 EURONET WORLDWIDE INC NOTE 1.500%10/0 298736AH2 15344 12500000 PRN SOLE 12500000 0 0 EXPRESS 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