0001085146-18-001391.txt : 20180514 0001085146-18-001391.hdr.sgml : 20180514 20180514115537 ACCESSION NUMBER: 0001085146-18-001391 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180514 DATE AS OF CHANGE: 20180514 EFFECTIVENESS DATE: 20180514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DLD Asset Management, LP CENTRAL INDEX KEY: 0001578299 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17749 FILM NUMBER: 18829373 BUSINESS ADDRESS: STREET 1: 80 BROAD STREET STREET 2: SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 917.476.3194 MAIL ADDRESS: STREET 1: 80 BROAD STREET STREET 2: SUITE 1600 CITY: NEW YORK STATE: NY ZIP: 10004 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001578299 XXXXXXXX 03-31-2018 03-31-2018 DLD Asset Management, LP
80 BROAD STREET SUITE 1600 NEW YORK NY 10004
13F HOLDINGS REPORT 028-17749 N
Naveen Dhuper CFO / CCO 347 735-5115 /s/ Naveen Dhuper New York NY 05-11-2018 0 104 1108962 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABLYNX NVSPONSORED ADR00372Y105156034994SHSOLE 3499400ACORDA THERAPEUTICS INCCOM00484M10673131000SHPutSOLE 3100000ACORDA THERAPEUTICS INCNOTE 1.750% 6/100484MAA469027500000PRNSOLE 750000000ACTINIUM PHARMACEUTICALS INCCOM00507W10712953548193SHSOLE 354819300ACTINIUM PHARMACEUTICALS INCCOM00507W1074264019998SHCallSOLE 401999800AETNA INC NEWCOM00817Y1081014060000SHSOLE 6000000ALMOST FAMILY INCCOM0204091082805000SHSOLE 500000ALON USA ENERGY INCNOTE 3.000% 9/1020520AB845953000000PRNSOLE 300000000ANI PHARMACEUTICALS INCCOM00182C103186332000SHPutSOLE 3200000ANI PHARMACEUTICALS INCNOTE 3.000%12/000182CAA177187000000PRNSOLE 700000000AQUINOX PHARMACEUTICALS INCCOM03842B1012078147900SHCallSOLE 14790000AT&T INCCOM00206R102299584000SHPutSOLE 8400000ATLANTIC COAST FINL CORPCOM04842610011411100SHSOLE 1110000AVEO PHARMACEUTICALS INCCOM053588109845290300SHCallSOLE 29030000AVISTA CORPCOM05379B107432784425SHSOLE 8442500BAY BANCORP INCCOM07203T10613410000SHSOLE 1000000BBX CAP CORP NEWCL A05491N1049510300SHSOLE 1030000BLACKHAWK NETWORK HLDGS INCCOM09238E104405790754SHSOLE 9075400BLUE BUFFALO PET PRODS INCCOM09531U1023981100000SHSOLE 10000000CALLIDUS SOFTWARE INCCOM13123E5002847900SHSOLE 790000CAPELLA EDUCATION COMPANYCOM1395941052623000SHSOLE 300000CAVIUM INCCOM14964U108500163000SHSOLE 6300000CHESAPEAKE ENERGY CORPCOM16516710715050000SHPutSOLE 5000000CHESAPEAKE ENERGY CORPNOTE 5.500% 9/1165167CY125913000000PRNSOLE 300000000CHICAGO BRIDGE & IRON CO N VCOM16725010928820000SHSOLE 2000000COASTWAY BANCORP INCCOM19063210935413000SHSOLE 1300000COMMERCEHUB INCCOM SER C20084V30679635400SHSOLE 3540000CONVERGYS CORPSDCV 5.750% 9/1212485AE62123810000000PRNSOLE 1000000000CSRA INCCOM12650T104247460000SHSOLE 6000000CTRIP COM INTL LTDAMERICAN DEP SHS22943F10016324350000SHPutSOLE 35000000CTRIP COM INTL LTDNOTE 1.000% 7/022943FAF72161820000000PRNSOLE 2000000000DERMIRA INCCOM24983L1041270159000SHPutSOLE 15900000DISCOVERY COMMUNICATNS NEWCOM SER C25470F30219510000SHSOLE 1000000DST SYS INC DELCOM233326107824098500SHSOLE 9850000DYNEGY INC NEW DELCOM26817R10825418800SHSOLE 1880000ESPERION THERAPEUTICS INC NECOM29664W10514706203400SHCallSOLE 20340000ESPERION THERAPEUTICS INC NECOM29664W10510621146900SHPutSOLE 14690000FNB BANCORP CALIFCOM30251510136810000SHSOLE 1000000GENERAL CABLE CORP DEL NEWFRNT 4.500%11/1369300AL21060010000000PRNSOLE 1000000000HERON THERAPEUTICS INCCOM4277461029267335500SHCallSOLE 33550000HRG GROUP INCCOM40434J1004485272000SHSOLE 27200000IKANG HEALTHCARE GROUP INCSPONSORED ADR45174L108106053114SHSOLE 5311400IMMUNOMEDICS INCCOM452907108315342158400SHCallSOLE 215840000IMMUNOMEDICS INCCOM452907108343242349300SHPutSOLE 234930000INFINITY PPTY & CAS CORPCOM45665Q103292524702SHSOLE 2470200INFOSYS LTDSPONSORED ADR45678810851829000SHPutSOLE 2900000INSMED INCCOM PAR $.014576693072477110000SHPutSOLE 11000000INSMED INCNOTE 1.750% 1/1457669AA7945010500000PRNSOLE 1050000000INTERDIGITAL INCNOTE 1.500% 3/0458660AD981517000000PRNSOLE 700000000INTRA CELLULAR THERAPIES INCCOM46116X101214921021000SHCallSOLE 102100000JOUNCE THERAPEUTICS INCCOM4811161013187142600SHCallSOLE 14260000KAPSTONE PAPER & PACKAGING CCOM48562P1037195209720SHSOLE 20972000KLONDEX MNS LTDCOM498696103235100000SHSOLE 10000000LANNET INCCOM51601210114849925159SHSOLE 92515900LANNET INCCOM516012101441422755400SHPutSOLE 275540000LIBERTY GLOBAL PLCSHS CL AG5480U1042197000SHSOLE 700000LIPOCINE INC NEWCOM53630X1042918700SHCallSOLE 1870000MEDICINES COCOM5846881055418164500SHPutSOLE 16450000MEDICINES CONOTE 2.500% 1/1584688AE52607222500000PRNSOLE 2250000000MERCK & CO INCCOM58933Y10519065350000SHCallSOLE 35000000MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/1595017AD65059428500000PRNSOLE 2850000000MICROSEMI CORPCOM5951371006666103000SHSOLE 10300000MOLINA HEALTHCARE INCNOTE 1.125% 1/160855RAC43263316200000PRNSOLE 1620000000MONSANTO CO NEWCOM61166W10114586125000SHSOLE 12500000MULESOFT INCCL A6252071054398100000SHSOLE 10000000NABORS INDUSTRIES LTDSHSG6359F10328040000SHCallSOLE 4000000NIC INCCOM62914B10011050829600SHPutSOLE 82960000NIC INCCOM62914B1009277697556SHSOLE 69755600NL INDS INCCOM NEW6291564073083391200SHCallSOLE 39120000NXP SEMICONDUCTORS N VCOMN6596X10919060162903SHSOLE 16290300NXP SEMICONDUCTORS N VCOMN6596X109932379700SHPutSOLE 7970000ORBITAL ATK INCCOM68557N1033322500SHSOLE 250000ORBOTECH LTDORDM75253100466475000SHSOLE 7500000OVERSTOCK COM INC DELCOM690370101203781377800SHCallSOLE 137780000OVERSTOCK COM INC DELCOM69037010190160900SHPutSOLE 6090000PACIRA PHARMACEUTICALS INCCOM695127100135643500SHCallSOLE 4350000PINNACLE ENTMT INC NEWCOM72348Y10590430000SHSOLE 3000000PINNACLE FOODS INC DELCOM72348P10440524749057SHSOLE 74905700PINNACLE FOODS INC DELCOM72348P1041156062137300SHPutSOLE 213730000PROTHENA CORP PLCSHSG728001086024164200SHCallSOLE 16420000PROTHENA CORP PLCSHSG728001084913133900SHPutSOLE 13390000ROCKWELL COLLINS INCCOM7743411011071879479SHSOLE 7947900RSP PERMIAN INCCOM74978Q105281360000SHSOLE 6000000SCANA CORP NEWCOM80589M10221712578500SHPutSOLE 57850000SCHULMAN A INCCOM8081941042155000SHSOLE 500000SINOVAC BIOTECH LTDSHSP8696W1048610000SHSOLE 1000000SPARTON CORPCOM84723510817410000SHSOLE 1000000SYNLOGIC INCCOM87166L10078383500SHSOLE 8350000TESARO INCCOM881569107206236100SHPutSOLE 3610000TESARO INCNOTE 3.000%10/0881569AA53156617500000PRNSOLE 1750000000TIME WARNER INCCOM NEW887317303595963000SHSOLE 6300000TRANSOCEAN INCDEB 0.500% 1/3893830BJ71655014500000PRNSOLE 1450000000TRANSOCEAN LTDREG SHSH8817H1002239226400SHPutSOLE 22640000TRIBUNE MEDIA COCL A8960475036513160781SHSOLE 16078100TRINITY INDS INCNOTE 3.875% 6/0896522AF61911614000000PRNSOLE 1400000000VALIDUS HOLDINGS LTDCOM SHSG9319H10210681158361SHSOLE 15836100VASCULAR BIOGENICS LTDCOMM96883109555244500SHCallSOLE 24450000VECTOR GROUP LTDFRNT 1/192240MAY46162542500000PRNSOLE 4250000000VERISIGN INCSDCV 3.250% 8/192343EAD45202015000000PRNSOLE 1500000000WEATHERFORD INTL LTDNOTE 5.875% 7/0947075AH0898810000000PRNSOLE 1000000000WEATHERFORD INTL PLCORD SHSG48833100229100000SHPutSOLE 10000000XL GROUP LTDCOMG982941049947180000SHSOLE 18000000YAHOO INCNOTE 12/0984332AF36792248500000PRNSOLE 4850000000ZOGENIX INCCOM NEW98978L204207351800SHCallSOLE 5180000