0001578242-19-000002.txt : 20190515
0001578242-19-000002.hdr.sgml : 20190515
20190515125202
ACCESSION NUMBER: 0001578242-19-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190515
DATE AS OF CHANGE: 20190515
EFFECTIVENESS DATE: 20190515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Circle Wealth Management, LLC
CENTRAL INDEX KEY: 0001578242
IRS NUMBER: 208168874
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18054
FILM NUMBER: 19826641
BUSINESS ADDRESS:
STREET 1: 47 MAPLE STREET, SUITE 201
CITY: SUMMIT
STATE: NJ
ZIP: 07901
BUSINESS PHONE: 908 206 1306
MAIL ADDRESS:
STREET 1: 47 MAPLE STREET, SUITE 201
CITY: SUMMIT
STATE: NJ
ZIP: 07901
13F-HR
1
primary_doc.xml
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0001578242
XXXXXXXX
03-31-2019
03-31-2019
Circle Wealth Management, LLC
47 MAPLE STREET, SUITE 201
SUMMIT
NJ
07901
13F HOLDINGS REPORT
028-18054
N
Kristen Breault
Chief Compliance Officer
908-206-1306
Kristen Breault
Summit
NJ
05-15-2019
0
160
446052
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INFORMATION TABLE
2
cwm1q19.xml
ABBVIE INC
COM
00287Y109
253
3135
SH
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0
0
3135
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
283
1606
SH
SOLE
0
0
1606
ALASKA AIR GROUP INC
COM
011659109
1134
20200
SH
SOLE
0
0
20200
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
285
2000
SH
SOLE
0
0
2000
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
526
2884
SH
SOLE
0
0
2884
ALLERGAN PLC
SHS
G0177J108
917
6260
SH
SOLE
0
0
6260
ALPHABET INC
CAP STK CL A
02079K305
989
840
SH
SOLE
0
0
840
ALPHABET INC
CAP STK CL C
02079K107
2429
2070
SH
SOLE
0
0
2070
ALTRIA GROUP INC
COM
02209S103
323
5620
SH
SOLE
0
0
5620
AMAZON COM INC
COM
023135106
4121
2314
SH
SOLE
0
0
2314
AMETEK INC NEW
COM
031100100
4521
54493
SH
SOLE
0
0
54493
AMGEN INC
COM
031162100
494
2601
SH
SOLE
0
0
2601
AMYRIS INC
COM NEW
03236M200
24
11400
SH
SOLE
0
0
11400
ANADARKO PETE CORP
COM
032511107
1267
27850
SH
SOLE
0
0
27850
APPLE INC
COM
037833100
5030
26481
SH
SOLE
0
0
26481
ARRAY BIOPHARMA INC
COM
04269X105
252
10350
SH
SOLE
0
0
10350
ATLASSIAN CORP PLC
CL A
G06242104
362
3225
SH
SOLE
0
0
3225
BANK AMER CORP
COM
060505104
616
22319
SH
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0
0
22319
BANK NEW YORK MELLON CORP
COM
064058100
1740
34502
SH
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0
0
34502
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
404
2009
SH
SOLE
0
0
2009
BLACKROCK INC
COM
09247X101
209
490
SH
SOLE
0
0
490
BOYD GAMING CORP
COM
103304101
1653
60400
SH
SOLE
0
0
60400
CAE INC
COM
124765108
276
12475
SH
SOLE
0
0
12475
CAPITAL ONE FINL CORP
COM
14040H105
2865
35075
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0
0
35075
CARNIVAL CORP
UNIT 99/99/9999
143658300
629
12405
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0
0
12405
CATERPILLAR INC DEL
COM
149123101
391
2884
SH
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0
0
2884
CBS CORP NEW
CL B
124857202
1260
26500
SH
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0
0
26500
CHENIERE ENERGY INC
COM NEW
16411R208
1712
25050
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0
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25050
CHEVRON CORP NEW
COM
166764100
500
4056
SH
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4056
CIGNA CORP NEW
COM
125523100
3193
19853
SH
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0
0
19853
CISCO SYS INC
COM
17275R102
906
16778
SH
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0
0
16778
CITIGROUP INC
COM NEW
172967424
2260
36329
SH
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0
0
36329
COCA COLA CO
COM
191216100
362
7732
SH
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0
0
7732
COGNEX CORP
COM
192422103
374
7350
SH
SOLE
0
0
7350
COMCAST CORP NEW
CL A
20030N101
2279
57015
SH
SOLE
0
0
57015
CORNING INC
COM
219350105
1623
49046
SH
SOLE
0
0
49046
CUMMINS INC
COM
231021106
308
1950
SH
SOLE
0
0
1950
CYRUSONE INC
COM
23283R100
210
4000
SH
SOLE
0
0
4000
DELTA AIR LINES INC DEL
COM NEW
247361702
1712
33145
SH
SOLE
0
0
33145
DIAGEO P L C
SPON ADR NEW
25243Q205
1857
11350
SH
SOLE
0
0
11350
DISCOVERY INC
COM SER A
25470F104
1696
62760
SH
SOLE
0
0
62760
DISCOVERY INC
COM SER C
25470F302
228
8985
SH
SOLE
0
0
8985
DISNEY WALT CO
COM DISNEY
254687106
785
7069
SH
SOLE
0
0
7069
DOWDUPONT INC
COM
26078J100
1096
20658
SH
SOLE
0
0
20658
DSW INC
COM
23334L102
2400
107993
SH
SOLE
0
0
107993
EATON VANCE FLTING RATE INC
COM
278279104
3118
236401
SH
SOLE
0
0
236401
ECOLAB INC
COM
278865100
239
1352
SH
SOLE
0
0
1352
ENERGIZER HLDGS INC NEW
COM
29272W109
1056
23500
SH
SOLE
0
0
23500
EVOQUA WATER TECHNOLOGIES CO
COM
30057T105
769
61100
SH
SOLE
0
0
61100
EXXON MOBIL CORP
COM
30231G102
609
7541
SH
SOLE
0
0
7541
FACEBOOK INC
COM
30303M102
556
3334
SH
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0
3334
FIREEYE INC
COM
31816Q101
193
11500
SH
SOLE
0
0
11500
FREEPORT-MCMORAN INC
CL B
35671D857
1463
113500
SH
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0
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113500
GENERAL DYNAMICS CORP
COM
369550108
1249
7381
SH
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GENERAL MTRS CO
COM
37045V100
431
11619
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GILEAD SCIENCES INC
COM
375558103
1101
16936
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GOLAR LNG LTD BERMUDA
SHS
G9456A100
1738
82400
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0
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GOLDMAN SACHS GROUP INC
COM
38141G104
9855
51331
SH
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0
0
51331
GRAY TELEVISION INC
COM
389375106
530
24800
SH
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0
0
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GROUPON INC
COM
399473107
62
17500
SH
SOLE
0
0
17500
HARRIS CORP DEL
COM
413875105
2012
12600
SH
SOLE
0
0
12600
HEXCEL CORP NEW
COM
428291108
207
3000
SH
SOLE
0
0
3000
HIGHPOINT RES CORP
COM
43114K108
51
22900
SH
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0
0
22900
HOME DEPOT INC
COM
437076102
300
1563
SH
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IAC INTERACTIVECORP
COM
44919P508
336
1600
SH
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1600
INTEL CORP
COM
458140100
459
8541
SH
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0
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8541
INTERXION HOLDING N.V
SHS
N47279109
465
6975
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6975
IONIS PHARMACEUTICALS INC
COM
462222100
3218
39650
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IRIDIUM COMMUNICATIONS INC
COM
46269C102
299
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SH
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0
11300
ISHARES
AGGRES ALLOC ETF
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768
14357
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ISHARES TR
MSCI AC ASIA ETF
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114259
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MSCI ACWI ETF
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MSCI EAFE ETF
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MSCI EMG MKT ETF
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16628
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ISHARES TR
RUS 1000 GRW ETF
464287614
264
1747
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ISHARES TR
RUSSELL 2000 ETF
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SELECT DIVID ETF
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445
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U.S. TECH ETF
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220
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JOHNSON & JOHNSON
COM
478160104
872
6234
SH
SOLE
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JPMORGAN CHASE & CO
COM
46625H100
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KIMBERLY CLARK CORP
COM
494368103
284
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KINDER MORGAN INC DEL
COM
49456B101
699
34944
SH
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LAM RESEARCH CORP
COM
512807108
448
2500
SH
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0
0
2500
LAS VEGAS SANDS CORP
COM
517834107
1731
28400
SH
SOLE
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0
28400
LUMENTUM HLDGS INC
COM
55024U109
331
5850
SH
SOLE
0
0
5850
MADISON SQUARE GARDEN CO NEW
CL A
55825T103
215
732
SH
SOLE
0
0
732
MASTERCARD INC
CL A
57636Q104
218
927
SH
SOLE
0
0
927
MCDONALDS CORP
COM
580135101
593
3123
SH
SOLE
0
0
3123
MERCK & CO INC
COM
58933Y105
32233
387558
SH
SOLE
0
0
387558
METHANEX CORP
COM
59151K108
1296
22800
SH
SOLE
0
0
22800
METLIFE INC
COM
59156R108
997
23415
SH
SOLE
0
0
23415
MGM RESORTS INTERNATIONAL
COM
552953101
1144
44600
SH
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0
44600
MICRON TECHNOLOGY INC
COM
595112103
827
20000
SH
SOLE
0
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MICROSOFT CORP
COM
594918104
1609
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SH
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0
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MUELLER WTR PRODS INC
COM SER A
624758108
814
81100
SH
SOLE
0
0
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NATIONAL BEVERAGE CORP
COM
635017106
502
8700
SH
SOLE
0
0
8700
NEWMARKET CORP
COM
651587107
473
1090
SH
SOLE
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1090
NEWS CORP NEW
CL A
65249B109
1062
85400
SH
SOLE
0
0
85400
NEXSTAR MEDIA GROUP INC
CL A
65336K103
1983
18300
SH
SOLE
0
0
18300
NOKIA CORP
SPONSORED ADR
654902204
132
23025
SH
SOLE
0
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23025
NORDSTROM INC
COM
655664100
1185
26700
SH
SOLE
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0
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NXP SEMICONDUCTORS N V
COM
N6596X109
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ORACLE CORP
COM
68389X105
1284
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PACWEST BANCORP DEL
COM
695263103
280
7449
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SOLE
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PALO ALTO NETWORKS INC
COM
697435105
2465
10150
SH
SOLE
0
0
10150
PAYPAL HLDGS INC
COM
70450Y103
377
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PEPSICO INC
COM
713448108
283
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2308
PFIZER INC
COM
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403
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PIMCO NY MUNICIPAL INCOME FD
COM
72200T103
204
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PNC FINL SVCS GROUP INC
COM
693475105
4857
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SH
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POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
1390
7737
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PROCTER AND GAMBLE CO
COM
742718109
4372
42016
SH
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0
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PROSHARES TR
PSHS ULT S&P 500
74347R107
212
1800
SH
SOLE
0
0
1800
QEP RES INC
COM
74733V100
92
11800
SH
SOLE
0
0
11800
QORVO INC
COM
74736K101
1517
21150
SH
SOLE
0
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21150
QUALCOMM INC
COM
747525103
325
5707
SH
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REGENCY CTRS CORP
COM
758849103
321
4750
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SOLE
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REGENERON PHARMACEUTICALS
COM
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2591
6310
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6310
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
2184
19050
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0
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19050
RTI SURGICAL INC
COM
74975N105
120
20000
SH
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0
20000
SANDY SPRING BANCORP INC
COM
800363103
1145
36600
SH
SOLE
0
0
36600
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US BRD MKT ETF
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43492
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639121
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
3386
50086
SH
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COM
812578102
1534
20950
SH
SOLE
0
0
20950
SEAWORLD ENTMT INC
COM
81282V100
1499
58200
SH
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0
0
58200
SELECT SECTOR SPDR TR
SBI INT-FINL
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11613
451700
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SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
419
5668
SH
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5668
SERVICENOW INC
COM
81762P102
756
3067
SH
SOLE
0
0
3067
SIFY TECHNOLOGIES LIMITED
SPONSORED ADS
82655M107
60
37000
SH
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0
0
37000
SIGNATURE BK NEW YORK N Y
COM
82669G104
667
5207
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0
0
5207
SMART GLOBAL HLDGS INC
SHS
G8232Y101
420
21875
SH
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0
0
21875
SPDR S&P 500 ETF TR
TR UNIT
78462F103
104042
368316
SH
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0
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368316
SPDR SERIES TRUST
S&P BK ETF
78464A797
270
6476
SH
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0
0
6476
SPLUNK INC
COM
848637104
336
2696
SH
SOLE
0
0
2696
STERLING BANCORP DEL
COM
85917A100
1146
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T MOBILE US INC
COM
872590104
1106
16000
SH
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0
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16000
TEGNA INC
COM
87901J105
1029
73000
SH
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0
0
73000
TELEPHONE & DATA SYS INC
COM NEW
879433829
1042
33900
SH
SOLE
0
0
33900
TEXTRON INC
COM
883203101
1667
32900
SH
SOLE
0
0
32900
THERMO FISHER SCIENTIFIC INC
COM
883556102
227
830
SH
SOLE
0
0
830
TRIMBLE INC
COM
896239100
317
7850
SH
SOLE
0
0
7850
UNIFI INC
COM NEW
904677200
362
18733
SH
SOLE
0
0
18733
UNION PAC CORP
COM
907818108
1282
7669
SH
SOLE
0
0
7669
UNITEDHEALTH GROUP INC
COM
91324P102
235
950
SH
SOLE
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0
950
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189H409
1251
19930
SH
SOLE
0
0
19930
VANGUARD INDEX FDS
GROWTH ETF
922908736
337
2154
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0
0
2154
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
61569
425463
SH
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0
425463
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
2547
50779
SH
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0
0
50779
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
327
7683
SH
SOLE
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0
7683
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
300
4103
SH
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0
0
4103
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
2225
12897
SH
SOLE
0
0
12897
VERIZON COMMUNICATIONS INC
COM
92343V104
1434
24254
SH
SOLE
0
0
24254
VIACOM INC NEW
CL B
92553P201
976
34755
SH
SOLE
0
0
34755
VISA INC
COM CL A
92826C839
781
5000
SH
SOLE
0
0
5000
WEBSTER FINL CORP CONN
COM
947890109
623
12297
SH
SOLE
0
0
12297
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
232
8421
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0
8421
WISDOMTREE TR
LARGECAP DIVID
97717W307
2340
24834
SH
SOLE
0
0
24834
WORLD WRESTLING ENTMT INC
CL A
98156Q108
239
2750
SH
SOLE
0
0
2750
XYLEM INC
COM
98419M100
2102
26600
SH
SOLE
0
0
26600
YUM CHINA HLDGS INC
COM
98850P109
251
5582
SH
SOLE
0
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5582