0001578242-17-000008.txt : 20171114 0001578242-17-000008.hdr.sgml : 20171114 20171114152343 ACCESSION NUMBER: 0001578242-17-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Circle Wealth Management, LLC CENTRAL INDEX KEY: 0001578242 IRS NUMBER: 208168874 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18054 FILM NUMBER: 171200981 BUSINESS ADDRESS: STREET 1: 47 MAPLE STREET, SUITE 201 CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: 908 206 1306 MAIL ADDRESS: STREET 1: 47 MAPLE STREET, SUITE 201 CITY: SUMMIT STATE: NJ ZIP: 07901 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001578242 XXXXXXXX 09-30-2017 09-30-2017 Circle Wealth Management, LLC

47 MAPLE STREET, SUITE 201 SUMMIT NJ 07901

13F HOLDINGS REPORT 028-18054 N KRISTEN BREAULT 908-206-1306 KRISTEN BREAULT Summit NJ 11-14-2017 0 89 243513 false INFORMATION TABLE 2 circle3q17.xml ABBVIE INC COM 00287Y109 281 3158 SH SOLE 0 0 3158 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 219 1620 SH SOLE 0 0 1620 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 538 3115 SH SOLE 0 0 3115 ALPHABET INC CAP STK CL C 02079K107 1413 1473 SH SOLE 0 0 1473 ALPHABET INC CAP STK CL A 02079K305 752 772 SH SOLE 0 0 772 ALTRIA GROUP INC COM 02209S103 474 7470 SH SOLE 0 0 7470 AMAZON COM INC COM 023135106 1282 1334 SH SOLE 0 0 1334 AMETEK INC NEW COM 031100100 4986 75493 SH SOLE 0 0 75493 APPLE INC COM 037833100 2368 15365 SH SOLE 0 0 15365 ASTORIA FINL CORP COM 046265104 2496 116098 SH SOLE 0 0 116098 AT&T INC COM 00206R102 1206 30790 SH SOLE 0 0 30790 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 372 2028 SH SOLE 0 0 2028 BLACKROCK INC COM 09247X101 224 502 SH SOLE 0 0 502 CAPITAL ONE FINL CORP COM 14040H105 619 7306 SH SOLE 0 0 7306 CAPITAL ONE FINL CORP *W EXP 11/14/201 14040H139 416 9762 SH SOLE 0 0 9762 CHEVRON CORP NEW COM 166764100 467 3976 SH SOLE 0 0 3976 CISCO SYS INC COM 17275R102 513 15256 SH SOLE 0 0 15256 CITIGROUP INC COM NEW 172967424 341 4688 SH SOLE 0 0 4688 COCA COLA CO COM 191216100 332 7373 SH SOLE 0 0 7373 COMCAST CORP NEW CL A 20030N101 488 12690 SH SOLE 0 0 12690 DISNEY WALT CO COM DISNEY 254687106 780 7914 SH SOLE 0 0 7914 DOWDUPONT INC COM 26078J100 293 4227 SH SOLE 0 0 4227 DSW INC COM 23334L102 1315 61213 SH SOLE 0 0 61213 EATON VANCE FLTING RATE INC COM 278279104 3509 240004 SH SOLE 0 0 240004 EXXON MOBIL CORP COM 30231G102 951 11601 SH SOLE 0 0 11601 FACEBOOK INC COM 30303M102 1051 6152 SH SOLE 0 0 6152 FORD MTR CO DEL COM PAR $0.01 345370860 229 19144 SH SOLE 0 0 19144 GENERAL ELECTRIC CO COM 369604103 522 21571 SH SOLE 0 0 21571 GENERAL MTRS CO COM 37045V100 391 9693 SH SOLE 0 0 9693 GOLDMAN SACHS GROUP INC COM 38141G104 9625 40580 SH SOLE 0 0 40580 HOME DEPOT INC COM 437076102 214 1308 SH SOLE 0 0 1308 INTEL CORP COM 458140100 329 8643 SH SOLE 0 0 8643 INTERNATIONAL BUSINESS MACHS COM 459200101 479 3303 SH SOLE 0 0 3303 ISHARES AGGRES ALLOC ETF 464289859 773 14422 SH SOLE 0 0 14422 ISHARES TR MSCI EAFE ETF 464287465 11416 166707 SH SOLE 0 0 166707 ISHARES TR MSCI AC ASIA ETF 464288182 5555 76922 SH SOLE 0 0 76922 ISHARES TR MSCI ACWI ETF 464288257 508 7384 SH SOLE 0 0 7384 ISHARES TR RUSSELL 2000 ETF 464287655 416 2807 SH SOLE 0 0 2807 ISHARES TR SELECT DIVID ETF 464287168 407 4351 SH SOLE 0 0 4351 ISHARES TR CORE S&P500 ETF 464287200 217 859 SH SOLE 0 0 859 ISHARES TR RUS 1000 GRW ETF 464287614 215 1723 SH SOLE 0 0 1723 JD COM INC SPON ADR CL A 47215P106 267 7000 SH SOLE 0 0 7000 JOHNSON & JOHNSON COM 478160104 695 5345 SH SOLE 0 0 5345 JPMORGAN CHASE & CO COM 46625H100 3619 37891 SH SOLE 0 0 37891 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 284 5247 SH SOLE 0 0 5247 KIMBERLY CLARK CORP COM 494368103 269 2287 SH SOLE 0 0 2287 LILLY ELI & CO COM 532457108 218 2552 SH SOLE 0 0 2552 MCDONALDS CORP COM 580135101 488 3117 SH SOLE 0 0 3117 MERCK & CO INC COM 58933Y105 1029 16067 SH SOLE 0 0 16067 MICROSOFT CORP COM 594918104 861 11558 SH SOLE 0 0 11558 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 256 19400 SH SOLE 0 0 19400 ORACLE CORP COM 68389X105 278 5755 SH SOLE 0 0 5755 PAYCHEX INC COM 704326107 212 3543 SH SOLE 0 0 3543 PEPSICO INC COM 713448108 216 1936 SH SOLE 0 0 1936 PFIZER INC COM 717081103 350 9818 SH SOLE 0 0 9818 PNC FINL SVCS GROUP INC COM 693475105 517 3835 SH SOLE 0 0 3835 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 216 3200 SH SOLE 0 0 3200 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 746 5130 SH SOLE 0 0 5130 PROCTER AND GAMBLE CO COM 742718109 4296 47224 SH SOLE 0 0 47224 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 68 12700 SH SOLE 0 0 12700 QUALCOMM INC COM 747525103 414 7980 SH SOLE 0 0 7980 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 28650 470359 SH SOLE 0 0 470359 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2864 47700 SH SOLE 0 0 47700 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 8848 342166 SH SOLE 0 0 342166 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 530 8976 SH SOLE 0 0 8976 SIGNATURE BK NEW YORK N Y COM 82669G104 660 5157 SH SOLE 0 0 5157 SNAP INC CL A 83304A106 254 17471 SH SOLE 0 0 17471 SPDR GOLD TRUST GOLD SHS 78463V107 480 3950 SH SOLE 0 0 3950 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 866 21000 SH SOLE 0 0 21000 SPDR S&P 500 ETF TR TR UNIT 78462F103 63419 252435 SH SOLE 0 0 252435 SPDR SERIES TRUST S&P BK ETF 78464A797 287 6374 SH SOLE 0 0 6374 STARBUCKS CORP COM 855244109 311 5784 SH SOLE 0 0 5784 UNION PAC CORP COM 907818108 845 7282 SH SOLE 0 0 7282 UNITEDHEALTH GROUP INC COM 91324P102 288 1469 SH SOLE 0 0 1469 US BANCORP DEL COM NEW 902973304 375 7006 SH SOLE 0 0 7006 VANGUARD INDEX FDS TOTAL STK MKT 922908769 43459 335536 SH SOLE 0 0 335536 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 6268 107464 SH SOLE 0 0 107464 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2467 46812 SH SOLE 0 0 46812 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 915 21004 SH SOLE 0 0 21004 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 290 4103 SH SOLE 0 0 4103 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1877 12327 SH SOLE 0 0 12327 VERIZON COMMUNICATIONS INC COM 92343V104 928 18753 SH SOLE 0 0 18753 VISA INC COM CL A 92826C839 434 4127 SH SOLE 0 0 4127 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 220 7738 SH SOLE 0 0 7738 WEBSTER FINL CORP CONN COM 947890109 740 14088 SH SOLE 0 0 14088 WISDOMTREE TR LARGECAP DIVID 97717W307 2106 24252 SH SOLE 0 0 24252 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 401 6201 SH SOLE 0 0 6201 WISDOMTREE TR JAPN HEDGE EQT 97717W851 222 4054 SH SOLE 0 0 4054 YUM CHINA HLDGS INC COM 98850P109 223 5582 SH SOLE 0 0 5582