0001578242-17-000003.txt : 20170512 0001578242-17-000003.hdr.sgml : 20170512 20170512162603 ACCESSION NUMBER: 0001578242-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170512 DATE AS OF CHANGE: 20170512 EFFECTIVENESS DATE: 20170512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Circle Wealth Management, LLC CENTRAL INDEX KEY: 0001578242 IRS NUMBER: 208168874 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18054 FILM NUMBER: 17839017 BUSINESS ADDRESS: STREET 1: 47 MAPLE STREET, SUITE 201 CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: 908 206 1306 MAIL ADDRESS: STREET 1: 47 MAPLE STREET, SUITE 201 CITY: SUMMIT STATE: NJ ZIP: 07901 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001578242 XXXXXXXX 12-31-2016 12-31-2016 Circle Wealth Management, LLC

47 MAPLE STREET, SUITE 201 SUMMIT NJ 07901

13F HOLDINGS REPORT 028-18054 N KRISTEN BREAULT 908-206-1306 KRISTEN BREAULT Summit NJ 05-12-2017 0 67 187388 false INFORMATION TABLE 2 cwm13f4q2016.xml ALPHABET INC CAP STK CL A 02079K305 561 708 SH SOLE 0 0 708 ALPHABET INC CAP STK CL C 02079K107 669 867 SH SOLE 0 0 867 ALTRIA GROUP INC COM 02209S103 456 6745 SH SOLE 0 0 6745 AMAZON COM INC COM 023135106 628 838 SH SOLE 0 0 838 AMETEK INC NEW COM 031100100 4140 85185 SH SOLE 0 0 85185 APPLE INC COM 037833100 1747 15084 SH SOLE 0 0 15084 ARALEZ PHARMACEUTICALS INC COM 03852X100 140 31852 SH SOLE 0 0 31852 ASTORIA FINL CORP COM 046265104 2165 116098 SH SOLE 0 0 116098 AT&T INC COM 00206R102 1294 30424 SH SOLE 0 0 30424 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 316 1938 SH SOLE 0 0 1938 CAPITAL ONE FINL CORP W EXP 11/14/201 14040H139 387 8571 SH SOLE 0 0 8571 CHEVRON CORP NEW COM 166764100 349 2966 SH SOLE 0 0 2966 CISCO SYS INC COM 17275R102 445 14735 SH SOLE 0 0 14735 COCA COLA CO COM 191216100 321 7732 SH SOLE 0 0 7732 COMCAST CORP NEW CL A 20030N101 424 6137 SH SOLE 0 0 6137 DISNEY WALT CO COM DISNEY 254687106 567 5443 SH SOLE 0 0 5443 DOW CHEM CO COM 260543103 203 3553 SH SOLE 0 0 3553 DSW INC COM 23334L102 1379 60896 SH SOLE 0 0 60896 EATON VANCE FLTING RATE INC COM 278279104 2067 138739 SH SOLE 0 0 138739 EXXON MOBIL CORP COM 30231G102 749 8297 SH SOLE 0 0 8297 FACEBOOK INC COM 30303M102 536 4657 SH SOLE 0 0 4657 GENERAL ELECTRIC CO COM 369604103 985 31177 SH SOLE 0 0 31177 GENERAL MTRS CO COM 37045V100 180 5180 SH SOLE 0 0 5180 GOLDMAN SACHS GROUP INC COM 38141G104 10750 44895 SH SOLE 0 0 44895 INTEL CORP COM 458140100 304 8393 SH SOLE 0 0 8393 ISHARES AGGRES ALLOC ETF 464289859 582 12329 SH SOLE 0 0 12329 ISHARES TR MSCI ACWI ETF 464288257 447 7560 SH SOLE 0 0 7560 ISHARES TR MSCI EAFE ETF 464287465 8714 150941 SH SOLE 0 0 150941 ISHARES TR RUSSELL 2000 ETF 464287655 511 3787 SH SOLE 0 0 3787 ISHARES TR SELECT DIVID ETF 464287168 379 4284 SH SOLE 0 0 4284 ISHARES TR MSCI AC ASIA ETF 464288182 4197 76400 SH SOLE 0 0 76400 JOHNSON & JOHNSON COM 478160104 597 5176 SH SOLE 0 0 5176 JPMORGAN CHASE & CO COM 46625H100 2909 33711 SH SOLE 0 0 33711 JPMORGAN CHASE & CO W EXP 10/28/201 46634E114 228 5147 SH SOLE 0 0 5147 KIMBERLY CLARK CORP COM 494368103 238 2082 SH SOLE 0 0 2082 MCDONALDS CORP COM 580135101 345 2835 SH SOLE 0 0 2835 MERCK & CO INC COM 58933Y105 906 15394 SH SOLE 0 0 15394 MICROSOFT CORP COM 594918104 644 10365 SH SOLE 0 0 10365 ORACLE CORP COM 68389X105 219 5688 SH SOLE 0 0 5688 PAYCHEX INC COM 704326107 214 3523 SH SOLE 0 0 3523 PFIZER INC COM 717081103 249 7664 SH SOLE 0 0 7664 PNC FINL SVCS GROUP INC W EXP 12/31/201 693475121 275 5572 SH SOLE 0 0 5572 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 213 1795 SH SOLE 0 0 1795 PROCTER AND GAMBLE CO COM 742718109 3870 46028 SH SOLE 0 0 46028 QUALCOMM INC COM 747525103 293 4493 SH SOLE 0 0 4493 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 24553 453175 SH SOLE 0 0 453175 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1948 36575 SH SOLE 0 0 36575 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 4413 189794 SH SOLE 0 0 189794 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 286 5908 SH SOLE 0 0 5908 SIGNATURE BK NEW YORK N Y COM 82669G104 775 5157 SH SOLE 0 0 5157 SPDR GOLD TRUST GOLD SHS 78463V107 323 2950 SH SOLE 0 0 2950 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 281 8400 SH SOLE 0 0 8400 SPDR S&P 500 ETF TR TR UNIT 78462F103 52886 236594 SH SOLE 0 0 236594 SPDR SERIES TRUST S&P BK ETF 78464a797 274 6310 SH SOLE 0 0 6310 STARBUCKS CORP COM 855244109 291 5242 SH SOLE 0 0 5242 UNION PAC CORP COM 907818108 670 6462 SH SOLE 0 0 6462 UNITEDHEALTH GROUP INC COM 91324P102 212 1322 SH SOLE 0 0 1322 US BANCORP DEL COM NEW 902973304 354 6891 SH SOLE 0 0 6891 VANGUARD INDEX FDS TOTAL STK MKT 922908769 32448 281380 SH SOLE 0 0 281380 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1957 44297 SH SOLE 0 0 44297 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 248 4059 SH SOLE 0 0 4059 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1552 12247 SH SOLE 0 0 12247 VERIZON COMMUNICATIONS INC COM 92343V104 1071 20055 SH SOLE 0 0 20055 VISA INC COM CL A 92826C839 317 4059 SH SOLE 0 0 4059 WEBSTER FINL CORP CONN COM 947890109 761 14025 SH SOLE 0 0 14025 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 2061 35913 SH SOLE 0 0 35913 WISDOMTREE TR LARGECAP DIVID 97717W307 1915 23964 SH SOLE 0 0 23964