0001209191-23-058426.txt : 20231212 0001209191-23-058426.hdr.sgml : 20231212 20231212201601 ACCESSION NUMBER: 0001209191-23-058426 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231208 FILED AS OF DATE: 20231212 DATE AS OF CHANGE: 20231212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wanger Guy CENTRAL INDEX KEY: 0001992968 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39744 FILM NUMBER: 231482755 MAIL ADDRESS: STREET 1: C/O C3.AI, INC. STREET 2: 1400 SEAPORT BLVD CITY: REDWOOD CITY STATE: CA ZIP: 94063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: C3.ai, Inc. CENTRAL INDEX KEY: 0001577526 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 263999357 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1400 SEAPORT BLVD CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-503-2200 MAIL ADDRESS: STREET 1: 1400 SEAPORT BLVD CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: C3 IoT, Inc. DATE OF NAME CHANGE: 20180123 FORMER COMPANY: FORMER CONFORMED NAME: C3, Inc. DATE OF NAME CHANGE: 20130522 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-12-08 0 0001577526 C3.ai, Inc. AI 0001992968 Wanger Guy C/O C3.AI, INC. 1400 SEAPORT BLVD REDWOOD CITY CA 94603 0 1 0 0 SVP & Chief Admin Officer 0 Class A Common Stock 2023-12-08 4 M 0 17831 0.00 A 17831 D Class A Common Stock 2023-12-11 4 S 0 9778 28.05 D 8053 D Restricted Stock Units 2023-12-08 4 M 0 17831 0.00 D Class A Common Stock 17831 338802 D Shares sold to cover tax obligation from settlement of vested Restricted Stock Units (RSUs). Represents weighted average sales price. The shares were sold at prices ranging from $27.77 to $28.05. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Five percent (5%) of such RSU award vested on December 8, 2023 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. /s/ Eric Jensen, Attorney-in-Fact 2023-12-12