0001209191-21-019679.txt : 20210310 0001209191-21-019679.hdr.sgml : 20210310 20210310211519 ACCESSION NUMBER: 0001209191-21-019679 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210308 FILED AS OF DATE: 20210310 DATE AS OF CHANGE: 20210310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mickelsen Brady CENTRAL INDEX KEY: 0001645258 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39744 FILM NUMBER: 21731578 MAIL ADDRESS: STREET 1: C/O TRINET GROUP, INC. STREET 2: 1100 SAN LEANDRO BLVD., STE. 400 CITY: SAN LEANDRO STATE: CA ZIP: 94577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: C3.ai, Inc. CENTRAL INDEX KEY: 0001577526 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 263999357 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1300 SEAPORT BLVD STREET 2: SUITE 500 CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-503-2218 MAIL ADDRESS: STREET 1: 1300 SEAPORT BLVD STREET 2: SUITE 500 CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: C3 IoT, Inc. DATE OF NAME CHANGE: 20180123 FORMER COMPANY: FORMER CONFORMED NAME: C3, Inc. DATE OF NAME CHANGE: 20130522 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-08 0 0001577526 C3.ai, Inc. AI 0001645258 Mickelsen Brady C/O C3.AI, INC. 1300 SEAPORT BLVD, SUITE 500 REDWOOD CITY CA 94063 0 1 0 0 Senior VP and General Counsel Class A Common Stock 2021-03-08 4 S 0 200 84.75 D 229244 D Class A Common Stock 2021-03-08 4 S 0 12968 87.28 D 216276 D Class A Common Stock 2021-03-08 4 S 0 6732 88.59 D 209544 D Class A Common Stock 2021-03-08 4 S 0 100 89.12 D 209444 D Class A Common Stock 2021-03-10 4 S 0 10000 88.51 D 199444 D Represents weighted average sales price. The shares were sold at prices ranging from $84.49 to $85.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $87.01 to $88.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $88.01 to $89.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $88.51 to $89.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. /s/ Brady Mickelsen, Attorney-in-Fact 2021-03-10