0001562180-21-000564.txt : 20210127
0001562180-21-000564.hdr.sgml : 20210127
20210127195550
ACCESSION NUMBER: 0001562180-21-000564
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210125
FILED AS OF DATE: 20210127
DATE AS OF CHANGE: 20210127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams Chad L.
CENTRAL INDEX KEY: 0001587364
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36109
FILM NUMBER: 21561520
MAIL ADDRESS:
STREET 1: C/O QTS REALTY TRUST, INC.
STREET 2: 12851 FOSTER STREET
CITY: OVERLAND PARK
STATE: KS
ZIP: 66213
FORMER NAME:
FORMER CONFORMED NAME: Williams Chad J.
DATE OF NAME CHANGE: 20130920
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QTS Realty Trust, Inc.
CENTRAL INDEX KEY: 0001577368
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 462809094
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12851 FOSTER STREET, SUITE 205
CITY: OVERLAND PARK
STATE: KS
ZIP: 66213
BUSINESS PHONE: 913-814-9988
MAIL ADDRESS:
STREET 1: 12851 FOSTER STREET, SUITE 205
CITY: OVERLAND PARK
STATE: KS
ZIP: 66213
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2021-01-25
false
0001577368
QTS Realty Trust, Inc.
QTS
0001587364
Williams Chad L.
C/O QTS REALTY TRUST, INC.
12851 FOSTER STREET
OVERLAND PARK
KS
66213
true
true
false
false
Chief Executive Officer
Class A Common Stock
2021-01-25
4
C
false
7378.00
A
168266.00
D
Class A Common Stock
2021-01-25
4
M
false
151.00
A
168417.00
D
Class A Common Stock
2021-01-25
4
S
false
7378.00
66.0278
D
161039.00
D
Class A Common Stock
2021-01-26
4
C
false
55458.00
A
216497.00
D
Class A Common Stock
2021-01-26
4
M
false
1132.00
A
217629.00
D
Class A Common Stock
2021-01-26
4
S
false
49258.00
66.5591
D
168371.00
D
Class A Common Stock
2021-01-26
4
S
false
6200.00
67.1179
D
162171.00
D
Class A Common Stock
2021-01-27
4
C
false
3797.00
A
165968.00
D
Class A Common Stock
2021-01-27
4
M
false
78.00
A
166046.00
D
Class A Common Stock
2021-01-27
4
S
false
3797.00
67.0451
D
162249.00
D
Class A units of Operating Partnership
2021-01-25
4
C
false
7378.00
D
Class A common stock
7378.00
143422.00
I
Footnote
Class B common stock
2021-01-25
4
M
false
151.00
D
Class A common stock
151.00
126215.00
I
Footnote
Class A units of Operating Partnership
2021-01-26
4
C
false
55458.00
D
Class A common stock
55458.00
87964.00
I
Footnote
Class B Common Stock
2021-01-26
4
M
false
1132.00
D
Class A Common Stock
1132.00
125083.00
I
Footnote
Class A units of Operating Partnership
2021-01-27
4
C
false
3797.00
D
Class A common stock
3797.00
84167.00
I
Footnote
Class B Common Stock
2021-01-27
4
M
false
78.00
D
Class A Common Stock
78.00
125005.00
I
Footnote
Class A units of Operating Partnership
Class A Common Stock
6041200.00
6041200.00
I
Footnote
7,378 shares of Class A common stock were acquired upon Mr. Williams' redemption of 7,378 Class A units of the Operating Partnership. Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.
Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.
Securities held by a family limited liability company of which Mr. Williams is the manager.
Securities are held by 13 separate family trusts of which Mr. Williams is the trustee and 2 separate family limited liability companies over which Mr. Williams has managerial authority.
The Class B common stock converted automatically into shares of Class A common stock upon the redemption of certain Class A units of the Operating Partnership of QTS Realty Trust, Inc.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.00 to $66.15, inclusive. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote.
55,458 shares of Class A common stock were acquired upon Mr. Williams' redemption of 55,458 Class A units of the Operating Partnership. Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.04 to $67.03, inclusive. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.04 to $67.23, inclusive. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote.
3,797 shares of Class A common stock were acquired upon Mr. Williams' redemption of 3,797 Class A units of the Operating Partnership. Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.17, inclusive. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote.
The Sales reported on this Form 4 effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
The Sales represent approximately .009% of the total amount of QTS securities owned by Mr. Williams prior to this reported transaction, inclusive of vested and unvested shares of Class A Common Stock, Class B Common Stock, Employee stock options (right to buy), target Performance-Based FFO Units and Performance-Based Relative TSR Units (to be granted upon performance metrics being met), and Class A units of Operating Partnership.
/s/ Aga Carpenter, as attorney in fact for Chad L. Williams
2021-01-27